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Laws of the Republic of Korea |
1
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
Ordinance of the Ministry of Finance No. 848, Aug. 25, 1971 Amended by Ordinance of the Ministry of Finance and Economy No. 18, Apr. 24, 1998 Ordinance of the Prime Minister No. 875, Mar. 3, 2008 CHAPTER GENERAL PROVISIONS
Article 1 (Bonds Issued by Foreign Corporation)
(1) The designation pursuant to the provisions of subparagraph 4 of Article 2 of the Registration of Bonds and Debentures Act (hereinafter referred to as the "Act") shall be made of the bonds which have been floated by foreign governments, foreign public organizations or foreign corporations concerned within the Republic of Korea.
(2) When the Financial Services Commission has designated pursuant to
paragraph (1), it shall announce it in public.
Article 2 (Notification of Registration)
When the registrar pursuant to Article 3 of the Act (hereinafter referred
to as the "registrar") has made registration listed as
follows, it shall notify
the relevant matters to the bond issuer who keeps the original bond register
pursuant to the provisions
of Article 10 of the Act:
1. The matters that have been stated in the application [excluding the
matters listed in the subparagraphs 3, 6 and 7 of Article10
(1) of the
Enforcement Decree of the Registration of Bonds and Debentures Act
(hereinafter referred to as the "Decree")] when it
has registered inscribed
bonds that have been unregistered or has registered inscribed bonds
ENFORCEMENT RULE OF THE REGISTRATION
OF BONDS AND DEBENTURES ACT
2
that have been registered;
2. The matters stated in subparagraph 1 and the matters entered in the
original register of trust when the registration of trust
is made on the
inscribed bonds that have been registered; and
3. The name (refers to the trade name of bond issuer, kind of bond, and
the frequency and serial number when the total of bond is
issued by
dividing into several occasions; the same shall apply hereinafter) of
registered bond and the amount and number of shares
and serial number
of bond certificates when unregistered bearer bonds have been registered
or have been registered cancellation.
Article 3 (Delivery of Bonds in case Unregistered Bonds are Registered)
When the registrar has registered unregistered bonds in
accordance with
an application for registration pursuant to the provisions of Article 20
(1) of the Decree, it shall deliver the
bond certificate and coupon affixed
to the application to the bond issuer concerned.
Article 4 (Register)
The bond register pursuant to the provisions of Article 9 of the Act shall
be made out after Form 1 A or 1 B.
Article 5 (Entry, etc. in Register)
(1) The bond register shall have separate account for each name of bond
and the matters to mention in the bond certificate regarding
the bond
concerned shall be stated on the reverse side of the cover.
(2) The bond register shall furnish one blank form for one
bondholder:
Provided, That at the request of the bondholder, another form may be
furnished.
Article 6 (Receipt Book)
The receipt book shall be made out after Form 2 every year.
Article 7 (Application, etc. for Registration)
(1) The bondholders or pledgees shall submit 2 copies of certificate of
personal seal impression to the registrar: Provided, That
1 copy has been
already submitted to the registrar concerned, 1 copy will do.
(2) The registrar shall deliver 1 copy of certificate
of personal seal impression
submitted pursuant to the provisions of paragraph (1) to the place where
the redemption of bonds stated
in the application and the payment of interest
are to be made.
to the case where bondholders or pledgees change their personal seal.
Article 8 (Equipping with Register, etc.)
(1) The main office (when the Financial Services Commission has
designated a branch office other than the main office, the designated
branch
office) of the registrar shall be equipped with the bond register and accessory
papers.
(1) When there is a change of registrar, the former registrar shall transfer
the bond register and accessory papers to the new registrar.
(2) When there is a change of registrar in part of the bonds dealt by the
former registrar, paragraph (1) shall also apply to the
bond register and
accessory papers regarding the bonds concerned: Provided, That this shall
not apply to the receipt book.
(1) The bond register shall have a duplicate, which shall be kept at a
place permitted by the Financial Services Commission: Provided,
That
only the original register of trust shall have a duplicate, and the application,
accessory papers and notification pursuant
to the provisions of Article 48
(1) and (2) of the Decree may substitute for the duplicate regarding other
matters.
(2) As for the case of proviso of paragraph (1), the number and date of
registration shall be inserted in the application or notification,
and the
number of original register of trust shall be inserted in the application
for registration on trust, and the number of
preference or number of
supplementary note shall be inserted in the application for registration
on security right.
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
4
Article 12 (Redrawing up of Register)
(1) When all or part of the bond register has been destroyed, the registrar
shall redraw up the bond register by transcribing the
mentioned matters
in the duplicate with the permission of the Financial Services Commission,
and when the duplicate is not available,
it shall redraw it up according
to the papers prescribed in the proviso of Article 10 (1).
(3) When the registrar has redrawn up the bond register, it shall, without
delay, report the purport to the Financial Services Commission.
(1) Those who intend to peruse the bond register and accessory papers
thereof or intend to apply for the delivery of certified copy
or abridged
copy of bond register shall submit an application to the registrar.
(2) The grounds explaining the interests shall
be inserted in the application
pursuant to paragraph (1), or the papers explaining the interests shall
be affixed to the application.
(1) The bond register, a bond certificate number book, a common name
list, a certificate of personal seal impression, an original
trust register
and a duplicate of bond register shall be preserved until after the elapse
of one year from the day following the
day when the right of recourse to
the registered bond (hereinafter referred to as the "registered bond") or
the right of claim
for the payment of redemption has expired due to
prescription.
(2) A written application and other accessory papers shall be preserved
for 10 years from the date of receipt of the application.
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
5
(3) Notwithstanding the provisions of paragraphs (1) and (2), the
preservation period of the papers prescribed in the proviso of
Article 10
(1) shall be the period whichever is longer from among the periods prescribed
in the preceding paragraphs (1) and (2).
(4) A receipt book shall be kept for 10 years from the year following the
year in which it has been made.
Article 15 (Registration ex officio)
When the registrar fails to make registration without justifiable reasons,
the Financial Services Commission may order the registrar
to make
registration.
CHAPTER PROCEDURES FOR
REGISTRATION
Article 16 (Procedures for Receiving Application)
(1) When an application is submitted, the receipt date, receipt number,
applicant's
name and purpose of registration shall be stated in the receipt
book, and the receipt date and receipt number shall be stated in
the
application: Provided, That the applicants are numerous, it shall be good
enough to state the name of the person who has been
mentioned in the
application before all other persons and the number of the rest of the persons.
(2) The receipt number shall be
renewed every year.
Article 17 (Order of Registration)
Registration shall be made in the order of receipt number.
Article 18 (Registration Number)
Registration number shall be given to each account according to the order
of registration that is made for the first time.
Article 19 (Affixing Seal)
When registration is made, the person in charge shall affix his seal thereto.
Article 20 (Procedures for Registration)
(1) When matters regarding bonds and trusts are registered, the receipt
number of application, date of registration, name and address
of the person
privileged to register, cause and date of registration, purpose of registration,
and other matters regarding rights
for registration which are stated in
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
6
the application shall be stated.
(2) As for the case of paragraph (1), the receipt number of application
shall be stated in the remarks column and other matters
that have no
relevant column shall be stated in the cause column.
(3) When the bond register is made out according to Form 1 B, the issue
date of bond, redemption date of bond, payment date of interest
and interest
rate of bond shall be stated.
Article 21 (Registration of Matters regarding Security Right)
(1) When matters regarding security right are registered, the number
of
preference according to the order of registration besides the matters
prescribed in Article 20 (1) shall be stated.
(2) When matters regarding seizure, provisional seizure and provisional
disposition are registered, the date of registration and
the order of seizure,
provisional seizure or provisional disposition shall be stated.
(3) The registration pursuant to the provisions
of (1) and (2) shall be
entered in the spare column.
(4) As for the bonds registered in the bond register according to Form
1 B, the number of preference and purpose of registration,
which is still
valid and is a registration pursuant to the provisions of paragraphs (1)
and (2), shall be stated in the relevant
column.
Article 22 (Bond Certificate Number Book)
(1) The number of bonds shall be stated in the bond certificate number
book.
(2) The bond certificate number book shall be deemed as a part of the
bond register.
(3) The bond certificate number book shall be made out according to Form
3 A or 3 B, or Form 4 A or 4 B, and each name of bonds
shall have a
separate account.
Article 23 (Registration in Subrogation)
When registration according to the application for registration pursuant
to the provisions of Article 12 of the Decree [including
the cases where
it is applied mutatis mutandis in Article 9 (2), 29 (2) and 38 (3) of the
Decree] is made, the name and address
of bondholders and the cause of
subrogation shall also be stated.
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
7
Article 24 (Registration in case Persons Privileged to Register are
Numerous)
(1) When persons privileged to register are numerous, the name and address
of the person who has been mentioned in the application
before all other
persons and the number of the rest of the persons shall be stated in the
registration form, and the name and address
thereof may be stated in the
common name list. The same shall apply when the obligators of registration
are numerous in case the
name and address of the obligator of registration
are to be stated in the registration form.
(2) The common name list shall be made out according to Form 5 A or
5 B.
Article 25 (Registration by Supplementary Note)
(1) When the number of precedence of registration is stated by
supplementary note, the number of main registration shall be stated
and
then the number of supplementary note shall be stated on the right side
of the number of main registration.
(2) As for the case of paragraph (1), the number of supplementary note
shall be stated on the right side of the number of precedence
of main
registration.
(1) When the registration of change or registration of correction has been
made, the changed or corrected matters of registration
shall be cancelled
in red ink.
(2) The registration of changed or corrected matters, which have been
mentioned in the column of bondholder's name and address or
in the column
of place where the redemption of bond and payment of interest are to be
made, shall be made in the respective column.
Article 27 (Cancellation of Registration)
(1) When the cancellation of registration is intended, the registration to
cancel shall be cancelled in red ink after the registration
of cancellation
is made.
(2) When there is registration on the right of a third party, which aims
at the right to be cancelled in the case of paragraph (1),
the right of the
third party shall be stated in the relevant column, the purport that it
is being cancelled because the registration
of a certain right has been
cancelled, and then the registration shall be cancelled in red ink.
Article 28 (Recovery of Registration)
When the recovery of registration is intended, registration the same as
the registration related to cancellation shall be made after
the registration
of recovery is made. When only the matters of registration are related
to the cancellation, the matters shall
be registered again by supplementary
note.
Article 29 (Registration of Unregistered Bonds)
When there are destroyed coupons from among the coupons whose period
of payment has not arrived in case the registration of unregistered
bonds
is intended, the number of coupon sheets and the period of payment shall
be stated in the remarks column.
Article 30 (Transfer Registration of Bond)
(1) When the transfer registration of bond is intended, registration shall
be made in the registration sheet of new bondholder after
making registration
in the registration sheet of former bondholder. In this case, the right of
pledge regarding transferred bond
and other registration shall be transcribed
in the corresponding column of the registration sheet of new bondholder,
and the registration
number of other sheets shall be stated in the remarks
column of all the sheets.
(2) When the transfer registration of all the registered bonds has been
made in one sheet, the registration sheet of the former
bondholder shall
be closed.
(3) When the transfer registration of all the bonds registered in one sheet
is intended, the matters of registration regarding the
name and address
of the former bondholder shall be cancelled in red ink after stating the
name and address of the new bondholder
in the name and address column
from among the registration sheet of the former bondholder notwithstanding
the provisions of Article
5 (2), Article 20 and paragraphs (1) and (2) except
for the cases of trust registration and the registration of cancellation thereof.
In this case, the receipt number of application, registration date, cause
of registration, date and purpose of registration shall
be stated in the column.
(4) The provisions of Article 26 shall apply mutatis mutandis to the change
of mentioned matters in the column of place where the
redemption of bond
shall be made and the interest thereof shall be paid in case the registration
ENFORCEMENT RULE OF THE REGISTRATION
OF BONDS AND DEBENTURES ACT
9
pursuant to paragraph (3) is intended.
(5) When transfer registration for part of bond that has been registered
in one sheet is intended, the amount, number of shares
and serial number
of bond certificate shall be stated in the column of cancellation amount
as for the registration sheet of former
bondholder.
(6) The provisions of paragraphs (3) through (5) shall not apply to the
bonds registered in the bond register according
to Form 1 B.
Article 31 (Original Trust Register)
(1) Original trust register shall be made out according to Form 6.
(2) When there is no blank in the column of the sheets in the
original
trust register, entry shall be made in the reserve column.
(3) The date and number of receipt of application shall be
stated on the
cover of the original trust register. Applications shall be filed and numbered
in the order of receipt.
(4) The number referred to in paragraph (3) shall be renewed every year.
Article 32 (Registration of Trust)
When the registration of trust is intended, the purport of trust property
and the number of original trust register shall be stated
in the relevant
part of remarks column.
Article 33 (Change in Mentioned Matters in Original Trust Register)
When change in the mentioned matters of original trust register
is intended,
the person in charge shall file sheets for the change column according to
Form 7, shall impress a seal over the joint
of two papers and shall state
the change therein.
Article 34 (Handling in case Registration and Entry)
When registration is made in the bond register and bond certificate number
book, or in the change column of original trust register, a cross line shall
be drawn to separate it from the blank.
Article 35 (Delivery of Certificate of Registration)
(1) When the registration listed below is completed, the registrar shall
deliver
a certificate of registration to the person privileged to register:
1. The registration of unregistered bonds;
2. The transfer registration of registered bonds; and
3. The establishment of pledge right or transfer registration.
(2) In the certificate of registration referred to in paragraph (1),
registration
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
10
number, registration date, name and address of the person privileged to
register, name, amount and number of shares of bond, serial
number of
bond certificate and other matters regarding registered right, and preference
number, if any, and the purport of completion
of registration shall be
inserted. The registrar shall put seal thereto: Provided, That the
registration in paragraph (1) 2 has
been made pursuant to Article 30 (3),
it shall be good enough to state the name and address of the new person
privileged to register
and for the registrar to put seal thereto after the
name and address of the former person privileged to register are cancelled
in the certificate of registration retrieved pursuant to the provisions of
Article 37.
Article 36 (Application for Reissue of Certificate of Registration)
(1) When the reissue of certificate of registration is applied
pursuant to
the provisions of Article 15 (2) of the Decree, papers explaining the grounds
thereof shall be affixed to the application.
(2) The purport of reissue shall be stated in the certificate of registration
delivered pursuant to the provisions of paragraph
(1).
Article 37 (Retrieval of Certificate of Registration)
When the registration of transfer or cancellation has been made for all
the
rights stated in the certificate of registration that is affixed to the
application, the registrar shall retrieve the certificate
of registration.
Article 38 (Statement and Return of Certificate of Registration)
(1) Except for the case prescribed in Article
37, the amount and number
of shares of bond, serial number of bonds certificate, purpose of registration,
purport of completion
of registration shall be stated in the certificate of
registration affixed to the application, to which the registrar shall put
seal and shall return to the obligator of registration: Provided, That part
of the holders of registration title are the obligators
of registration when
the holders of registration title are numerous, the name and address of
the obligators of registration shall
also be stated.
(2) The provisions of the proviso of Article 16 (1) shall apply mutatis
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES
ACT
11
mutandis to the case of paragraph (1).
Article 39 (Request for Rewriting)
When the matters mentioned in the certificate of registration have become
not to coincide with the matters mentioned in the bond
register, the holder
of certificate of registration may request the registrar for the rewriting
thereof.
Article 40 (Notification of Completion of Registration)
(1) When the registrar has completed registration, it shall notify the person
privileged to register of the purport of completion of registration except
for the case of delivery of certificate of registration
pursuant to Article
35 (1).
(2) When the persons privileged to register are numerous in the case of
paragraph (1), notification to one of them shall be good
enough.
(3) The provisions of paragraphs (1) and (2) shall apply mutatis mutandis
to the case where registration is not made pursuant to
Article 13 of the
Decree.
(1) When blank in the column of a registration sheet becomes unavailable,
the registration number of the former sheet shall be transcribed
in the
column of registration number of the new sheet. On the right side of the
number, the fact that it is the "second" of the
number shall be marked,
and book number and page number of the bond register which is the
compilation of the former sheets and
the fact that it is the continuation
of the former sheet shall be stated. On the right side of the registration
number in the former
sheet, the letter "-1", book number and page number
of bond register which is the compilation of new sheets, and the fact that
it is being continued shall be stated.
(2) When blank is available in other column of the former sheet, matters
to register in that column shall be registered in that
column.
(3) When the registration of change, cancellation or correction is intended
regarding the bonds registered in the bond
register according to Form 1
B, the registration number of the former sheet shall be transcribed in the
column of registration
number of the new sheet. The fact that it is the
"second" shall be stated in the column of card number, and the matters
ENFORCEMENT
RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
12
after change, cancellation or correction shall be stated in the relevant
column. The purport that it is continued in the new sheet
shall be stated
in the former sheet and the statement in the column of present value of
bond certificate shall be cancelled in
red ink notwithstanding the provisions
of paragraphs (1) and (2): Provided, That to the registration prescribed
in Articles 21,
26 (2) and 30 (2), this shall not apply.
(4) The provisions of paragraphs (1) through (3) shall apply mutatis
mutandis to the case where three or more sheets for continuation
are
furnished.
When the cancellation of all the bond registered in one sheet has been
registered, the sheet shall be closed and the number of registration
shall
be cancelled in red ink.
Article 43 (Request for Return of Original)
(1) Those who intend to request for the return of original papers affixed
to the application shall, in advance, affix a copy of
the original papers
together with the original paper to the application.
(2) When the person in charge has returned the original
paper, he/she
shall state the fact of return of original paper and affix seal thereto.
Article 44 (Drawing up of Bond Register,
etc.)
(1) The registrar may draw up bond register, receipt book, bond certificate
number book, common name list, or original trust register
according to
the forms approved by the Financial Services Commission notwithstanding
the provisions of Articles 4, 6, 22 (3), 24
(2), 31 or 33. In this case, it
shall, without delay, announce in public the Forms (excluding the Form
of receipt book) after approval
of the Financial Services Commission.
PROVISIONS
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
13
Article 45 (Notification of Registration)
When the registrar has made the registration of bonds, it shall, without
delay, notify the place where the redemption of bond and
payment of interest
thereof shall be made of the matters listed as follows:
1. The name, amount and number of shares of bond, and serial number
of bond certificates;
2. The name and address of bondholders;
3. The date for payment of interest and amount thereof;
4. The date of registration; and
5. When the person to receive the payment of interest is not a bondholder,
the name and address of such person.
Article 46 (Notification of Redemption of Bond)
When the registrar has been notified by a bond issuer that the registered
bond shall be repaid, it shall, without delay, notify
the place where the
redemption of bond and payment of interest thereof shall be made of the
matters listed as follows. The same
shall apply when it has been notified
by a trust company pursuant to the Secured Debentures Trust Act or a
person who has underwritten
the total amount of bond pursuant to the
provisions of Article 23 (1) of the same Act:
1. The name, amount and number of shares of bond, and serial number
of bond certificates to repay;
2. The name and address of bondholders;
3. The date for redemption and amount thereof;
4. The amount of interest, if any;
5. The date of registration; and
6. When the person to receive the redemption of bond is not a bondholder,
the name and address of such person.
Article 47 (Procedures for Collection of Fine for Negligence)
The rule for performance of duties for tax collection officers shall
apply
mutatis mutandis to the procedures for the collection of fine for negligence
pursuant to the provisions of Article 52 (4)
of the Decree. In this case,
the method of an objection, period for raising an objection, etc. shall be
stated in the notice of
payment
[This Article Newly Inserted by Ordinance No. 18, Apr. 24, 1998]
ADDENDUM
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
14
This Decree shall enter into force on the date of its promulgation.
ADDENDUM
This Rule shall enter into force on the date of its promulgation.
ADDENDA
Article 1 (Enforcement Date)
This Rule shall enter into force on the date of its promulgation.
Articles 2 though 5 Omitted.
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
15
Form 1 A
Bond Register
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
16
Registration number Bond Register
Name and address of
bondholder
Place where the redemption of bond and payment of
interest shall be made
D
a
t
e
of
re
gis
tra
tion
Re
mark
C
a
u
s
e
Registered Amount Cancelled amount Present amount
Witness
Amoun
t
of
bond
Num
ber
of
shares
Serial
num
ber
of
bond
certifi
cate
Amoun
t
of
bond
Num
ber
of
shares
Serial
number
of
bond
certifi
cate
Amoun
t
of
bond
Num
ber
of
shares
Serial
number
of
bond
certifi
cate
Total
amoun
t
of
bond
Reserve
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
17
Form 1 B
Bond Register
Name of Bond
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
18
Form 1 B (1)
Card number
Bond Register
Name of bond
Registration number
Amount as of registration
Witness
Bondholder
Address
Name
Date of registration
Place where the redemption of bond and payment of interest shall be made
Cause
Remark
Detail of present amount of bond certificate
Kind of denomination
Number of sheets
Serial number of bond certificate
Registration of cancellation of total amount
Date of registration
Cause
Remark
Witness
Registration of presently valid security right, etc.
Number of precedence
Purpose of registration
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
19
Form 1 B (2)
Bond Register (2) reserve
Name of bond
Name of bondholder
Registration number
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
20
Form 2
Receipt Book
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
21
Date
of receipt
Number
of receipt
Name
of applicant
Purpose
of
registration
Remark
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
22
Form 3 A
Bond Certificate Number Book
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
23
Bond Certificate Number Book
(1) Number of registration
Number
of
receipt
(4) Date of
registration
(6) Registered
amount
(serial number
of bond
certificate)
(7)
Cancelled
amount
(serial
number of
bond
certificate)
(8) Present
amount
(serial
number of
bond
certificate)
(11)
Reserve
(serial
number of
bond
certificate)
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
24
Form 3 B
Bond Certificate Number Book
Name of Bond
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
25
Bond Certificate Number Book
Name of bond Registration number
Number
of
receipt
(4) Date of
registration
(6) Registered
amount
(serial number
of bond
certificate)
(7) Cancelled
amount
(serial
number of
bond
certificate)
(8)
Present
amount
(serial
number
of bond
certifi
cate)
(11)
Reserve
(serial
number of
bond
certificate)
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
26
Form 4 A
Bond Certificate Number Book
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
27
Bond Certificate Number Book
Number of registration
Serial
number of
bond
certificate
Remark
Serial
number of
bond
certificate
Remark
Serial number
of bond
certificate
Remark
Whenever the registration of transfer or cancellation of the bond concerned
is made, the purport thereof shall be stated in the
remark column.
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
28
Form 4 B
Bond Certificate Number Book
Name of bond
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
29
Bond Certificate Number Book
Name of bond Number of registration
Amount of bond
certificate
Number of
sheets
Amount of
bond certificate
Remark
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
30
Form 5 A
Common Name List
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
31
Number
Name and address of
applicant
Share Reserve
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
32
Form 5 B
Common Name List
Name of Bond
Registrar
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
33
Common Name List
Name of bond Registration number
Number
Name and
address
of applicant
Share Reserve
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
34
Form 6
(1)
Name and
address of truster
(5) Provisions
of trust
(6) Reserve
(2)
Name and
address of trustee
(3)
Name and
address of
beneficiary
(4)
Name and
address of trust
administrator
ENFORCEMENT RULE OF THE REGISTRATION OF BONDS AND DEBENTURES ACT
35
Form 7
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