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Regulations of Shenzhen Special Economic Zone on the Quality of Construction Works

Regulations of Shenzhen Special Economic Zone

on the Quality of Construction Works

 

(Adopted at the Twenty-fourth Meeting of the Standing Committee of the First Shenzhen People' s Congress on August 4, 1994 and revised in accordance with Resolution on Revising Article 58 of Regulations of Shenzhen Special Economic Zone on the Quality of Construction Works which was adopted at the Nineteenth Meeting of the Standing Committee of the Second Shenzhen People' s Congress on December 17, 1997)

 

Chapter I General Provisions

 

       Article 1 In order to strengthen the supervision and administration of the quality of construction works (hereinafter referred to as "works" ), define the responsibility for the quality of works, ensure the quality of works, and protect the public interests and the rights and interests of all the parties of the construction works, these regulations are hereby formulated.

 

       Article 2 These regulations shall apply to house building, civil engineering, installation of equipments, laying of pipelines in the Shenzhen Special Economic Zone (hereinafter referred to as "Special Zone" ).

 

       Article 3 The quality of works referred to in these regulations shall mean the comprehensive requirements for the features of the works as well as for the properties of the building materials, structural components and fittings, and equipments used in the works such as their safety, suitability, cost-saving, beauty, etc. which are provided for by law, regulations, rules, technological standards, approved design documents, and contracts made according to law.

 

       Article 4 The Special Zone shall establish an administration system of the quality of works based on government supervision, construction superintendence, and enterprise self-responsibility.

 

       The government shall encourage the adoption of scientific management and advanced technology to enhance the quality of works. The works of good quality shall be given awards.

 

       Article 5 The administrative department in charge of construction in the Shenzhen Municipal People' s Government (hereinafter referred to as "the municipal responsible department" ) shall exercise unified supervision and administration of the quality of the whole city' s works.

 

       The administrative department in charge of construction in a district people' s government (hereinafter referred to as "the district responsible department" ) shall exercise supervision and administration of the quality of the works under the district jurisdiction.

 

       Article 6 The user has the right to report the quality problem, inquire of the units in charge of construction, design and works, or inform the municipal, district responsible departments (hereinafter referred to as "the responsible departments). The responsible departments and the related departments shall take the responsibility to deal with the matter.

 

       Article 7 The responsible departments and the administrative departments related to supervision and administration of the quality of works shall fulfill duties according to law and exercise supervision and administration of the quality of works rigorously.

 

Chapter II Supervision and Administration

 

       Article 8 The municipal responsible department shall have the following principal duties in supervision and administration of the quality of works:

 

(1)   to examine the qualifications of the units of survey, design, construction work, superintendence, inspection and lump contractor, and to exercise professional supervision over the quality;

 

(2)   to direct and supervise the work of the agencies engaged in supervision  and inspection of the quality of works (hereinafter referred to as "quality supervision agencies" );

 

(3)   to supervise and inspect the sites of works;

 

(4)   to punish the acts in violation of the rules concerning the quality of works and to deal with accidents of the quality of works;

 

(5)   to organize the check and acceptance of completed works and grading of the quality of works;

 

(6)   to organize competition for the title of works of good quality through evaluation and selection;

 

(7)   to spread new structures, new materials, new technology, new techniques which are helpful in enhancing the quality of works.

 

District responsible departments shall fulfill the duties of Items (2), (3), (4), (5) and (7) of the above section.

 

       Article 9 The Special Zone shall have a supervision system of the quality of works, under which quality supervision agencies shall exercise specific supervision and administration of the quality of works.

 

       A quality supervision agency shall, under the leadership of the responsible department at the same level, fulfill the following duties on behalf of the responsible department:

 

(1)   to participate in examination of the works' organization and design or the construction work plan, and to supervise units of survey, design, construction work, and production of structural components and fittings in order to make sure that they follow the technological standards strictly;

 

(2)   to conduct selective quality inspection on the sites of works under construction;

 

(3)   to be responsible for the check and acceptance of covered works;

 

(4)   to assess the grade of works quality;

 

(5)   to participate in the check and acceptance of completed works and the selection of works of good quality;

 

(6)   to coordinate settlements of disputes about the quality of works and participate in dealing with accidents of the quality of works;

 

(7)   in case of violation of the rules concerning the quality of works, to order stopping construction and making a correction by a deadline, and to report to the responsible department for punishment;

 

(8)   to participate in quality assessments for new structures, new materials, new technology, and new techniques.

 

Article 10 Only after passing the responsible department' s examination and obtaining an endorsement (quantitative attestation) from the laboratory of the administrative department in charge of technological supervision, according to the rules of the state, shall a quality supervision agency be allowed to conduct supervision and administration of the quality of works. Supervisors and inspectors of the quality of works shall fill their posts after passing the responsible department' s examination and obtaining certificates for their posts.

 

Article 11 Quality supervision agencies shall be responsible for determining whose responsibilities of the quality of works, and the result of their determination may be used as a basis for mediation and punishment.

 

Article 12 Both a unit of construction and a unit of production of structural components and fittings shall go to a quality supervision agency to apply for supervision of the quality of works, provide related information, and accept quality supervision fourteen days before the unit of construction files an application for a permit to start construction and the unit of production goes to operation.

 

Within 7 days after receiving an application for supervision, a quality supervision agency shall assign a quality supervisor for the works or the project, and notify the supervised unit in writing.

 

As for the works which have not complied with the formalities for supervision of the quality of works, the responsible department shall not issue a permit for starting construction.

 

Chapter III The Quality Responsibilities of A Unit of Construction and A Unit of Supervision

 

Part I. The quality responsibilities of a unit of construction

 

       Article 13 A unit of construction shall, in accordance with works' features and technological requirements, select units of survey, design, and construction work with appropriate levels of qualifications according to related rules, and sign contracts according to law. The contracts shall have quality-related articles or sections to define quality responsibilities.

 

       If a single project needs several units of design or construction work, who is the lump contractor unit shall be made clear.

 

       Article 14 Before starting construction work, a unit of construction shall apply for a permit to do so, and entrust a unit of superintendence with the task to superintend construction; after completing the works, the unit of construction shall promptly apply to the responsible department for the check and acceptance of completed works.

 

       When entrusting a unit of superintendence, a unit of construction shall sign a superintendence contract with a unit of superintendence to make clear both parties' responsibilities, rights and obligations.

 

       Article 15 A unit of construction shall provide conditions, according to contracts, for units of survey, design, construction work, superintendence to discharge the contracts. If a quality accident takes place because of the unit of construction, it shall assume corresponding responsibilities itself.

 

       Article 16 The quality of building materials, structural components and fittings, and equipments supplied by a unit of construction according to the contract of works shall meet the requirements for the quality of works provided by related law, regulations, rules, technological standards, and design documents. The unit of construction shall be held responsible for the quality of the building materials, structural components and fittings, and equipments it has provided.

 

       Article 17 Without authorization, a unit of housing development shall not lower the requirements for the quality of works provided by approved design documents, its houses for sale shall meet the requirements for use, and directions for use, maintenance and safeguards shall be provided. If there is a quality problem, the unit shall be responsible for repairing within the term of warranty stipulated by these regulations.

 

Part II. The Quality Responsibilities of A Unit of Superintendence

 

       Article 18 A unit of superintendence shall undertake superintendence in accordance with its level of qualifications, scope of superintendence, and contract of superintendence with a unit of construction, engage in quality management on behalf of the unit of construction. It shall be forbidden to undertake superintendence without a certificate or beyond its level of qualifications.

 

       Article 19 A unit of superintendence shall be neither units of construction, equipment manufacturing, and materials supplying for its superintended works, nor partner of these units, and have no subordinate relationship with them; the personnel of superintendence shall have neither business relations nor other common interests with units of construction, equipment manufacturing, and materials supplying for their superintended works.

 

       Article 20 A unit of superintendence shall, in accordance with a contract of superintendence, assign the staff appropriate for the professional superintendence to conduct the superintendence over the entire process of construction, the main tasks of superintendence include:

 

(1)   to check the qualifications and the scope of business activities of the works' units of survey, design, construction, production of building components and fittings;

 

(2)   to examine documents of survey and design, to organize units of design and construction in explaining the real intention of a design and having a joint check-up of blueprints;

 

(3)   to conduct a check-up of the works' organizational arrangements and technical plan, to supervise and urge the unit of construction to establish a sound quality guarantee system;

 

(4)   to examine post certificates of the works' management personnel and skilled workers, to supervise the unit of construction to do its work according to the blueprints and to check the construction behavior;

 

(5)   to be responsible for organizing a countersign to acknowledge the receipt of building materials, components and fittings, equipments upon their arrival in worksites and also a countersign to acknowledge the check and acceptance of covered projects;

 

(6)   to organize preliminary inspection of completed works;

 

(7)   to supervise and urge maintenance and return inspection of works;

 

(8)   to fulfill the other duties stipulated by a contract of superintendence.

 

Article 21 If there is any doubt about the quality of building materials,components and fittings, and equipments used in works, a unit of superintendence shall have the right to do inspection at any time.

 

       Article 22 A unit of superintendence shall fulfill its duties seriously, it shall have the right to take preventive measures or to report to the unit of construction if there is any quality problem being found in fulfilling its duties; any act found in violation of law shall be reported to the responsible department or quality supervision agency and it shall be dealt with according to law.

 

Chapter IV The Quality Responsibilities of Units of Survey, Design, Construction, and Production or Supply of Building Materials, Components and Fittings, and Equipments

 

Part I. The Quality Responsibilities of

Units of Survey and Design

 

       Article 23 Units of survey, design shall undertake their professional work according to their qualification level and their range of business, be responsible for the quality of documents completed by them for survey and design. It shall be forbidden to undertake tasks of survey, design without certificate or beyond the qualification level without approval.

 

       Article 24 A countersign system of examination and verification of documents of survey and design shall be established. Documents of survey and design shall have signatures of personnel of survey and design, go through proofreading, examining and verifying with signatures of approvers, and be sealed before they are officially delivered. It shall be forbidden to loan, transfer a qualification certificate or provide a seal, stamped signature to other units and individuals.

 

       Article 25 Documents of survey and design shall meet the following basic requirements:

 

(1)   they shall comply with the related laws, regulations, rules, technological standards, and the stipulations of design task manuals and contracts;

 

(2)   they shall make an authentic report on engineering geology and hydrogeology, evaluation shall be accurate and data shall be reliable;

 

(3)   they shall meet the technological requirements of corresponding stages of design, there shall be a complete set of working drawings, details shall be clear, and marks shall be distinct and complete;

 

(4)   the specifications, types, properties, colors of building materials, components and fittings, and equipments selected in designing shall be made clear, but production firms shall not be assigned.

 

Article 26 Documents of survey and design shall be reported, according to rules, to a corresponding responsible department for checking and approval before they are implemented. After documents of design are put in effect for construction, any unit or individual shall not alter the design if there is no agreement of the original design unit and there is no approval from the department in charge of checking approval of design after a report has been filed according to rules.

 

       Article 27 Units of survey, design shall participate in a joint checkup of blueprints, make a good exposition of real intentions in terms of technology, and take part in the check and acceptance of foundations, main structures and completed works.

 

       A unit of design shall appoint design representatives in residence to the construction sites of major and medium-sized projects, superhigh buildings, and the works adopting new technology and new structures.

 

Part II. The Quality Responsibilities of A Unit of Construction Work

 

       Article 28 A unit of construction work shall undertake works according to its level of qualifications, be responsible for the quality of its completed works. It shall be forbidden to do construction without certificate or to contract a project beyond the qualification level.

 

       Article 29 For a project of lump contract, a lump contractor unit shall be responsible for the quality of the entire works and the maintenance after the works have been completed and put to use; subcontractor units shall be responsible, according to their subcontracts, to the lump contractor unit for the quality of subcontracted works.

 

       Article 30 A unit of construction work shall establish a sound system of quality guarantee, strengthen the quality management of works, conduct construction in strict compliance with standards and norms, and set up an internal system of quality responsibilities. The legal representative of the unit shall be fully responsible for the quality of construction.  

 

       Article 31 A unit of construction work shall strengthen on-the-job training of its workers; project managers, worksite constructors, staff in charge of materials, quality inspectors, and skilled workers shall be required to pass training examinations and to obtain post certificates before taking up a post. It shall be forbidden to employ untrained workers.

 

       Article 32 A unit of construction work shall have full-time quality inspectors, test division or test staff. No one shall interfere with the staff of quality inspection and test in fulfilling their duties according to law.

 

       Article 33 Building materials, components and fittings, and equipments to be used in construction shall be sent, according to rules, to laboratories with certificate of technological qualifications to be tested in order to be put to use only after passing the tests. Imported building materials, components and fittings, and equipments shall meet the related standards set by the state and have commodity inspection certificates issued by commodity inspection departments.

 

       A unit of construction work shall establish a system of joint examination and acceptance of building materials, components and fittings, and equipments upon their arrival in worksites, when arriving, equipments and primary building materials, components and fittings shall go through the joint examination and acceptance done by staff in charge of materials, engineers and technicians, and people in charge of superintendence. If there is no unified standard for the examination and acceptance, comparative selection by testing shall be conducted.

 

       Article 34 If a unit of construction work has an quality accident of works, it shall report the accident, according to rules, to a responsible department and related departments.

 

       Article 35 Before any works are completed, a unit of construction work shall follow the specific stipulations of design drawing, put a permanent mark on the building to state the title of the project as well as the names of units of construction, design, construction work, superintendence, and also the date.

 

       Article 36 A unit of construction work shall establish a data base of technological information archives, and appoint full-time archivists to collect, sort out, and preserve information of permanently completed works and their drawings.

 

       Article 37 Before any works are put to use, a unit of construction work shall sign a warranty on repairing; within the term of warranty, regular return inspections shall be conducted for users, if there is a failure to meet the quality standard, return repairing shall be done in time.

 

Part III. The Quality Responsibilities of Units of Production and Supply of Building Materials, Components and Fittings, and Equipments

 

       Article 38 Units of production and supply of building materials, components and fittings, and equipments shall strictly comply with Product Quality Law of People' s Republic of China, establish a sound system of quality guarantee, and be responsible for the quality of products made or supplied by them.

 

       Article 39 Units of production and supply of building materials, components and fittings, and equipments shall satisfy appropriate requirements for production, technology, and equipments, establish divisions of quality inspection and test, provide necessary staff and equipments for such inspection and test. If there is lack of resources to set up a test division, a qualified test institution shall be entrusted with responsibilities of inspection and test.

 

       Article 40 Building materials, components and fittings, and equipments shall satisfy the following basic requirements when they are delivered by producing firms and supplied to users;

 

(1)   their quality shall meet the standards set by law, regulations, rules, and technological criteria as well as the requirements stipulated by design documents and supply contracts;

 

(2)   they shall have product inspection certificates, manuals and related technological information including written description of product specifications, type, properties, date of production, term of preservation, series number of inspection, the name of firm, address, telephone number, standard number, etc.;

 

(3)   the forms of product packing and trade mark shall meet the requirements of related rules set by the state and technological standards;

 

(4)   equipments (including instruments and meters) shall have detailed manuals on how to use them, and electric appliances shall be attached with circuit diagrams;

 

(5)   products which are required to have a permit of production or a quality attestation mark shall have the permit of production or the number of quality attestation and the term of validity.

 

Chapter V Examination and Acceptance of Completed Works

 

       Article 41 Completed works shall satisfy the following requirements:

 

(1)   all the contents specified by the works design and contract have been completed;

 

(2)   installed equipments have successfully gone through the testing operation and met the requirements for use;

 

(3)   all the items of fire control project have been completed;

 

 

(4)   a full set of technological files and a drawing of the completed works are made available.

 

The works which do not meet the above requirements shall not be allowed to apply for the examination and acceptance of completed works.

 

       Article 42 After completing any works, a unit of construction work shall submit a handing-over report, according to rules, to the unit of construction, the unit of construction or the unit of superintendence shall organize the unit of design, the unit of construction work to conduct a preliminary examination and acceptance, if this examination has been passed, a report shall be filed to  a quality supervision agency for checking; after the checking has been passed, the unit of construction shall submit a report to a responsible department to apply for the examination and acceptance of the completed works.

 

       Article 43 Within 5 days after receiving a report to apply for the examination and acceptance of completed works, the responsible department shall notify the department of land planning in writing to do the examination and acceptance of the planning and design of the works, notify the departments of public security and firefighting in writing to do the examination and acceptance of the fire control system of the works, notify the department of labor in writing to do the examination and acceptance of the facilities of the works such as elevators, etc., and organize the units of quality supervision, construction, superintendence, design, construction work, urban construction archives, etc. to do the examination and acceptance of civil engineering parts of the works. As for the examination and acceptance of the projects of environmental protection, fuel gas pipelines, etc., the responsible department shall organize related professional departments to do it.

 

       The examination and acceptance conducted by the above-mentioned departments shall be completed within 20 days after receiving application reports or notices. After completing the examination and acceptance, the departments of land planning, public security, firefighting, and labor shall submit their result reports to the responsible department in 5 days. The responsible unit shall grade the quality of the works in 10 days after receiving the results of the examination and acceptance.

      

       Article 44 For the works which have failed in passing the examination and acceptance, the responsible department shall order that the unit of construction make rectification by a deadline or reconstruction before reapplying for the examination and acceptance; for the works which have passed the examination and acceptance, the responsible department shall issue, in a unified way, a certificate of the examination and acceptance of completed works which will be used by the unit of construction to apply for property registration.

 

       Without a certificate of the examination and acceptance of completed works issued by the responsible department, the department of property registration shall not process such registration.

 

       Article 45 The examination and acceptance of completed works shall be based on the state standards, industrial standards, the results of inspection and test on the worksite, and technological information effective in the process of construction work.

 

       The works which have not gone through or failed in passing the examination and acceptance shall not be put to use.

 

Chapter VI Return Repairing of Works and Compensation Liability

 

       Article 46 Units of construction, survey, design, construction work, superintendence, production and supply of building materials, components and fittings, and equipments shall assume civil liabilities for the quality defects of works in accordance with these regulations and the terms of contract.

 

       Quality defects referred to in these regulations shall mean that works do not meet the quality requirements of laws, regulations, rules, technological criteria, design documents, and contracts.

 

       Article 47 A unit of construction work shall be held responsible for repairing if the quality defects of works take place within the term of warranty. The term of warranty of works shall mean the following periods of time from the date of handing over the works for use:

 

(1)   1 year for civil engineering works of civil and public buildings, ordinary industrial buildings, and structures, and 3 years for the works of waterproof roofs;

 

(2)   6 months for works of installing electric wires, upward and downward water pipes of a building;

 

(3)   one heating or cooling season for heating or cooling system of a building;

 

(4)   1 year for outdoor upward and downward water pipes, the roads of residential quarters, and municipal works;

 

(5)   as for equipments, electric installations, instruments, industrial pipeline, and other works of industrial buildings, their terms of warranty shall be specified by a unit of construction and a unit of construction work in their contract.

 

Article 48 From the date when a unit of construction work has received a notice of repairing according to warranty, it shall send its people to the worksite in 10 days and discuss with the unit of construction on how to do return repairing. If the people of the unit of construction work have failed in arriving on the worksite by the deadline, the unit of construction shall have the right to do repairing itself, the resultant cost shall be assumed according to Article 49 of these regulations. If the delay of repairing by the unit of construction work without reason has increased damage, the unit of construction work shall be held liable for compensation for the increased damage.

 

       Article 49 If there are quality defects taking place after the handing-over of works which have passed the examination and acceptance, the cost of repairing and other civil liabilities shall be bore according to the following rules:

 

(1)   if the quality defects are caused by a mistaken survey provided by a unit of survey, the unit shall refund part or the total of survey fee, and pay for the repairing cost also;

 

(2)   if the quality defects are caused by design, the unit of design shall refund part or the total of design fee, and pay for the repairing cost also;

 

(3)   if the quality defects are caused by a unit of construction work which did not follow law, regulations, rules, technological criteria and design documents in its work, the unit shall be held responsible for return repairing without charge, and make compensation for economic damage which has been done to the unit of construction because of the extension of the works' term for completion;

 

(4)   if the quality defects are caused by building materials, components and fittings, and equipments which do not meet the quality standard, the unit of purchase shall be held liable for compensation, the related units of supply, production shall be held for joint civil liability for product warranty, guaranteed exchange, guaranteed return, and compensation for damage, etc.;

 

(5)   if the quality defects are caused by a unit of construction, the unit shall be responsible itself;

 

(6)   if the quality defects are caused by improper use, users themselves shall be responsible;

 

(7)   if the quality defects are caused by the negligence of a unit of superintendence, the unit shall refund part or the total of superintendence fee, and be held liable for corresponding compensation;

 

(8)   if the quality defects are caused by mistakes data provided by a unit of inspection and test, the unit shall refund twice as much as its inspection and test fee; if the quality defects are caused by the forged data of inspection and test or test results, the unit of inspection and test shall be held for joint liability for compensation.

 

If the quality defects are caused by force majeure such as earthquake, flood, typhoon, etc. which go beyond the capacity of designed protection, the units of design, construction work shall not be held liable for compensation.

 

       If the quality defects are caused by the mistakes made by more than two units, these units shall be held responsible for repairing cost and other civil liabilities according to their respective responsibilities.

 

       Article 50 If the quality defects of works have caused personal injury or other property damage, the party responsible for the quality defects shall be held liable for compensation.

 

       Article 51 Civil disputes over responsibilities for quality defects shall be settled through negotiations by parties concerned; if the negotiations have failed, an application may be filed to a responsible department for mediation; if the mediation has no effect, the parties may apply to related arbitration institutions for arbitration according to a written agreement reached by both parties, or file a civil suit to the people' s court.

 

Chapter VII Provisions of Punishment

 

Article 52  The disciplinary sanctions specified in this chapter except for those already stipulated by these regulations shall be taken by responsible departments according to their authorities and jurisdictions.

 

       Article 53 In case of violation of these regulations, any unit of construction shall be punished for one of the following acts:

 

(1)   for failure in complying with the rules to entrust appropriate units of survey, design, construction work, superintendence with business, the unit of construction shall be given an order to terminate entrustments and imposed on a fine of more than 50,000 but less than 100,000 RMB;

 

(2)   for starting construction without applying to a responsible department for a permit, the unit shall be given an order to stop construction and comply with the formalities by a deadline, and imposed on a fine of  2% of the total cost of works;

 

(3)   for lowering the quality requirements of approved design documents for the works without authorization, the unit shall be given an order to rectify and imposed on a fine of more than 50,000 but less than 100,000 RMB;

 

(4)   for forcing a unit of construction work to use substandard materials that have affected the quality of works, the unit of construction shall be given an order to stop its illegal acts and imposed on a fine of 2% of the total cost of works; directly responsible persons shall be imposed on a fine of more than 30,000 but less than 50,000 RMB;

 

(5)   for unauthorized using of the works which have not gone through or have failed in the examination and acceptance, the unit shall be given an order to stop using and imposed on a fine of more than 50,000 but less than 100,000 RMB.

 

If a unit of housing development has taken one of the above acts, in addition tothe above-mentioned punishments, the responsible department of real estate may be asked to lower the unit' s level of qualification, revoke its qualification certificate.

 

       Article 54 In case of violation of these regulations, any unit of survey, design shall be punished for one of the following acts:

 

(1)   for undertaking design, survey without certificate or beyond its level of qualification without approval, the unit shall be given an order to stop its illegal acts, have all the design fee, survey fee confiscated, and be imposed on a fine of more than 50,000 but less than 100,000 RMB for each case;

 

(2)   for loaning, transferring its qualification certificates or providing its seal, stamped signature for other units or individuals, the unit of survey, design shall be given an order to stop its illegal acts and imposed on a fine of 50,000 RMB; depending on the state of the case, the unit' s level of qualification may be lowered, and its registration certificate may be revoked;

 

(3)   for causing a serious quality accident by mistakes in design or survey, a fine of three to five times as much as survey fee or design fee shall be imposed, the unit' s level of qualification shall be lowered; the registration certificate shall be revoked if the case is serious; directly responsible persons shall be imposed on a fine of more than 30,000 but less than 50,000 RMB.

 

Article 55 In case of violation of these regulations, any unit of construction work shall be punished for one of the following acts:

 

(1)   for undertaking construction work without certificate or beyond its level of qualification, the unit shall be given an order to stop its illegal acts and imposed on a fine of 2% of the contracted amount of works;

 

(2)   for doing shoddy work and using inferior materials, replacing good materials by substandard ones, and resorting to deception, the unit shall be given an order to stop its illegal acts immediately, to rectify until the works satisfy the requirements of design, and imposed on a fine of 5% to 10% of the contracted amount of the works; its qualification level shall be lowered; if the case is serious, the registration certificate shall be revoked; directly responsible persons shall be imposed on a fine of more than 50,000 but less than 100,000 RMB;

 

(3)   for causing a serious quality accident of the works by construction, the unit shall be criticized by a circular notice, imposed on a fine of 1% to 2% of the contracted amount of the works; depending on the state of the case, the unit may be stopped temporarily from construction bidding, its qualification level may be lowered, and the registration certificate may be revoked; directly responsible persons shall be imposed on a fine of more than 20,000 but less than 50,000 RMB;

 

(4)   for rejecting the quality supervision and inspection by government or refusing to provide information, a fine of 10,000 RMB shall be imposed;

 

(5)   for reporting a serious quality accident of the works after the deadline, a fine of 10,000 RMB shall be imposed; if there is concealing and failure to report, a fine of 20,000 RMB shall be imposed.

 

Article 56 In case of violation of these regulations, any unit of superintendence shall be punished for one of the following acts:

 

(1)   for undertaking superintendence of works without certificate or beyond its level of qualification, the unit shall be given an order to stop its illegal acts, have its superintendence fee confiscated, and be imposed on a fine of the amount of superintendence fee;

 

(2)   for the failure to fulfill its duties of superintendence seriously and the negligence of its responsibilities that have affected the quality of works, the unit shall be imposed on a fine of more than 30,000 but less than 50,000 RMB, have its qualification level lowered; for being in malicious collusion with a unit of construction work to do damage to a unit of construction and have effects on the quality as a result, the unit of superintendence shall be imposed on a fine of more than 50,000 but less than 100,000 RMB, have its qualification level lowered, its registration certificate revoked depending on the state of the case; directly responsible persons shall be imposed on a fine of more than 20,000 but less than 50,000 RMB.

 

Article 57 If a unit of production of building components and fittings has not applied to a quality supervision agency for supervision, it shall be given an order to comply with the formalities by a deadline, and imposed on a fine of 10,000 RMB as well.

 

       If units of production and supply of building materials, components and fittings, and equipments, in violation of these regulations, have used forged certificates to deceive users or allowed substandard products to be delivered, they shall be handed over to related departments to be investigated and dealt with according to law.

 

       Article 58 If a unit of inspection and test has forged data of inspection and test, and test results, or undertaken professional tasks of inspection and test without legal qualification from other units, it shall be given an order to stop its illegal acts, have all the inspection and test fee confiscated, be imposed on a fine of ten times as much as the inspection and test fee; if the case is serious, stopping production and stopping business shall be ordered for rectification; directly responsible persons shall be imposed on a fine of more than 30,000 but less than 50,000 RMB.

 

       Article 59 If anyone engaged in the examination and acceptance of completed works,    quality supervision, and the check and approval of design has failed to fulfill duties, neglected responsibilities, abused power, practiced favoritism and engaged in irregularities to such a degree that quality defects or a serious quality accident of works take place as a result, the related departments shall ascertain administrative responsibilities.

 

       Article 60 In case of violation of these regulations to constitute a crime according to criminal law, judicial offices shall ascertain the criminal responsibilities of directly responsible persons according to law.

 

       Article 61 A fine imposed on a responsible unit shall be paid from the punished unit' s self-provided fund, and it shall not be calculated as part of cost; a fine imposed on a responsible person shall be the liability of the punished person, and it shall not be paid by the unit instead. All the income from fines shall be turned over by the responsible departments to the department of finance at the same government level.

 

       Article 62 If a party concerned refuses to accept a sanction by the district responsible department, an application for review may be filed to the municipal responsible department within 15 days from the date of receiving the notice of sanction decision; if a party concerned refuses to accept a sanction by the municipal responsible department, an application for review may be filed to the office of administrative review of the Shenzhen Municipal People' s Government within 15 days from the date of receiving the notice of sanction decision.

 

       If a party concerned refuses to accept a review by the office of administrative review of the Shenzhen Municipal People' s Government, a suit may be brought to the people' s court within 15 days from the date of receiving the notice of review decision. A party concerned may also directly bring a suit to the people' s court within 15 days from the date of receiving the notice of sanction decision.

 

       During the period of time of applying for review and bringing a suit, a party concerned shall implement the original decision of disciplinary sanction. If a party concerned has not applied for review after the deadline or has neither brought a suit nor implemented the sanction by the responsible department, the responsible department may apply to the people' s court for compulsive enforcement.

 

Chapter VIII Supplementary Provisions

 

       Article 63 The Shenzhen Municipal People' s Government may formulate separate individual measures of implementation according to these regulations.

 

       Article 64 These regulations shall take effect as of October 1, 1994.

If any related rules implemented in the past in the Special Zone are in conflict with these regulations, these regulations shall be taken as the standard.


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