| NO. | Regulations | File NO. | Issued by | Date of Issue |
| 1 | Notice concerning Approval of the Experimental Futures Exchanges | ZHENGJIANFA [1994] NO.150 | China Securities Regulatory Commission | October 10th, 1994 |
| 2 | Provisions on State-owned Enterprises and Institutions Participating in Futures Exchange | ZHENGJIANFAZI [1994] NO.179 | China Securities Regulatory Commission, the State Economic and Trade Commission, the Ministry of Domestic Trade | December 5th, 1994 |
| 3 | Urgent Circular concerning Enhancing Risk Control on Treasury Bonds and Futures Transaction | ZHENGJIANFAZI [1995] NO.23 | China Securities Regulatory Commission | February 26th, 1995 |
| 4 | Urgent Circular concerning the Implementation of Provisions on Bail for Treasury Bonds and Futures Dealings | ZHENGJIANFAZI [1995] NO.47 | China Securities Regulatory Commission | March 30th, 1995 |
| 5 | Interim Measures for the Administration of the Qualifications of Securities Practitioners | ZHENGWEIFAZI [1995] NO.6 | The Securities Commission of the State Council | April 18th, 1995 |
| 6 | Notice concerning Requiring All the Treasury Bonds and Futures Exchanges to Further Enhance Risk Control | ZHENGJIANFAZI [1995] NO.60 | China Securities Regulatory Commission | May 15th, 1995 |
| 7 | Notice concerning the Cleaning Up B-Share Accounts | ZHENGJIANFAZI [1996] NO.76 | China Securities Regulatory Commission | June 28th, 1996 |
| 8 | Notice concerning Issues on the Strict Administration of the Opening of B-Share Accounts | ZHENGJIANJIAOZI [1996] NO.2 | China Securities Regulatory Commission | September 20th, 1996 |
| 9 | Notice concerning Several Issues on Regulating the Acceptance of Capital Contribution by Futures Brokering Corporations | ZHENGJIANQIZI [1996] NO.16 | China Securities Regulatory Commission | December 23rd, 1996 |
| 10 | Notice concerning Stoutly Forbidding Illegal Fund-raising in the Name of Futures Transaction | ZHENGJIANQIZI [1997] NO.41 | China Securities Regulatory Commission | November 12th, 1997 |
| 11 | Notice concerning Enhancing Supervision and Investigation on the Issuance of Securities Investment Funds | ZHENGBAN [1998] NO.10 | China Securities Regulatory Commission | April 21st, 1998 |
| 12 | Notice of China Securities Regulatory Commission concerning Relevant Issues on the Implementation of Accounting System
of Incorporated Companies | ZHENGJIANHUIZI [1998] NO.4 | China Securities Regulatory Commission | May 20th, 1998 |
| 13 | Notice concerning Further Enhancing Financial Supervision over Futures Brokering Institutions | ZHENGJIANQIZI [1998] NO.17 | China Securities Regulatory Commission | September 2nd, 1998 |
| 14 | Notice concerning Doing Well in Canceling Futures Brokering Business of Non-member of Futures Brokering Corporations | ZHENGJIANQIZI [1998] NO.20 | China Securities Regulatory Commission | September 18th, 1998 |
| 15 | Notice concerning Doing Well in Qualification Administration over Foreign Stocks Operation of Securities Management
Institutions | ZHENGJIANJIGOUZI [1999] NO.39 | China Securities Regulatory Commission | June 7th, 1999 |
| 16 | Notice on Making Inspection on Capitals Actually Contributed by Substantial Shareholders of Listed Companies | ZHENGJIANHUIJIZI [1999] NO.8 | China Securities Regulatory Commission | June 14th, 1999 |
| 17 | Notice on Relevant Issues Concerning the Application for the Qualification of Practitioners Engaging in Securities
Investment Consultation | ZHENGJIANJIGOUZI [1999] NO.49 | China Securities Regulatory Commission | July 1st, 1999 |
| 18 | Measures for Administration over Futures Exchanges | ZHENGJIANQIHUOZI [1999] NO.43 | China Securities Regulatory Commission | August 31st, 1999 |
| 19 | Measures for Administration over Futures Brokering Corporations | ZHENGJIANQIHUOZI [1999] NO.43 | China Securities Regulatory Commission | August 31st, 1999 |
| 20 | Measures for Administration over Qualifications for Superior Management Personnel Post in Futures Brokering Corporations | ZHENGJIANQIHUOZI [1999] NO.43 | China Securities Regulatory Commission | August 31st, 1999 |
| 21 | Measures for the Administration over Qualifications of Practitioner in Futures Transactions | ZHENGJIANQIHUOZI [1999] NO.43 | China Securities Regulatory Commission | August 31st, 1999 |
| 22 | Notice concerning Relevant Issues on the Implementation of Interim Regulations on Administration over Futures Transaction
and Its Supporting Measures | ZHENGJIANQIHUOZI [1999] NO.12 | China Securities Regulatory Commission | October 10th, 1999 |
| 23 | Notice concerning Relevant Issues on Application for Overseas Futures Operation | ZHENGJIANQIHUOZI [1999] NO.12 | China Securities Regulatory Commission, the State Economic and Trade Commission, the State Administration of Industry
and Commerce, the State Administration of Foreign Exchange | October 15th, 1999 |
| 24 | Guidelines for the Content and Format of Annual Reports of Securities Companies | ZHENGJIANKUAIJIZI [1999] NO.61 | China Securities Regulatory Commission | November 19th, 1999 |
| 25 | Notice concerning Relevant Issues on the Increase of Registered Capital of Futures Brokering Corporations | ZHENGJIANQIHUOZI [2000] NO.3 | China Securities Regulatory Commission, the State Administration of Industry and Commerce | January 24th, 2000 |
| 26 | Notice on Relevant Issues Concerning the Report of Schemes for Cleaning up and Regulating Long-Distance Securities
Transaction Network Offices | ZHENGJIANJIGOUZI [2000] NO.32 | China Securities Regulatory Commission | February 24th, 2000 |
| 27 | System for Statistical Report Form of Securities Corporations [for Trial Implementation] | ZHENGJIANXINXIZI [2000] NO.3 | China Securities Regulatory Commission | February 28th, 2000 |
| 28 | Notice concerning Original Examination over Projects on Returning the Embezzled Transaction Settlement Capital Owned
by clients | ZHENGJIANJIGOUZI [2000] NO.44 | China Securities Regulatory Commission | March 10th, 2000 |
| 29 | Notice concerning Relevant Issues on Reporting Operation Documents of Securities Companies | ZHENGJIANJIGOUZI [2000] NO.47 | China Securities Regulatory Commission | March 14th, 2000 |
| 30 | Notice on Relevant Issues Concerning the Overseas Stock Issuance and Listing of Overseas Company with Rights and Interests
within China | ZHENGJIANFAXINGZI [2000] NO.72 | China Securities Regulatory Commission | June 9th, 2000 |
| 31 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.3]求the
Content and Format of Mid-term Reports [Revised in 2000] | ZHENGJIANGONGSIZI [2000] NO.68 | China Securities Regulatory Commission | June 15th, 2000 |
| 32 | Notice concerning Relevant Issues on Alteration of Classes of Non-circulating Shares of Listed Companies | ZHENGJIANSHICHANGZI [2000] NO.14 | China Securities Regulatory Commission | August 16th, 2000 |
| 33 | Rules for Compilation and Report of Information Disclosure in Public Issuance of Securities by Companies [NO.1]求Special
Rules for the Content and Format of Prospectus of Commercial Banks | ZHENGJIANFA [2000] NO.76 | China Securities Regulatory Commission | November 2nd, 2000 |
| 34 | Rules for Compilation and Report of Information Disclosure in Public Issuance of Securities by Companies [NO.2]求Special
Rules for Financial Report Annotations of Commercial Banks | ZHENGJIANFA [2000] NO.76 | China Securities Regulatory Commission | November 2nd, 2000 |
| 35 | Notice on the 2000 Annual Inspection on Securities Investment and Consultation Institutions and Their Practitioners | ZHENGJIANJIGOUZI [2000] NO.291 | China Securities Regulatory Commission | December 18th, 2000 |
| 36 | Rules for Compilation and Report of Information Disclosure in Public Issuance of Securities by Companies [NO.7]求Special
Rules for the Content and Format of Annual Reports of Commercial Banks | ZHENGJIANFA [2000] NO.80 | China Securities Regulatory Commission | December 21st, 2000 |
| 37 | Notice concerning Relevant Work on Further Enhancing Opening B-share Market to Domestic Residents | ZHENGJIANFA [2001] NO.32 | China Securities Regulatory Commission | March 2nd, 2001 |
| 38 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.1]求Prospectus | ZHENGJIANFA [2001] NO.41 | China Securities Regulatory Commission | March 15th, 2001 |
| 39 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.11]求Prospectus
for Issuance of New Shares by listed Companies | ZHENGJIANFA [2001] NO.56 | China Securities Regulatory Commission | April 10th, 2001 |
| 40 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.13]求Prospectus
for Convertible Bond | ZHENGJIANFA [2001] NO.65 | China Securities Regulatory Commission | April 26th, 2001 |
| 41 | Notice concerning Relevant Issues on Disclosure of Mid-term Report of Listed Companies in 2001 | ZHENGJIANGONGSIZI [2001] NO.58 | China Securities Regulatory Commission | June 28th, 2001 |
| 42 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.2]求the
Content and Format of Annual Reports [Revised in 2001] | ZHENGJIANFA [2001] NO.153 | China Securities Regulatory Commission | December 10th, 2001 |
| 43 | Notice on 2001 Annual Inspection on Securities Investment Consultation Institutions and Their Practitioners | ZHENGJIANJIGOUZI [2002] NO.18 | China Securities Regulatory Commission | January 17th, 2002 |
| 44 | Rules for the Content and Format of Annual Reports of Securities Companies | ZHENGJIANKUIJIZI [2002] NO.2 | China Securities Regulatory Commission | February 4th, 2002 |
| 45 | Notice concerning Issues on the Assets-Liabilities Ratio of Stock Issuers in Special Industries | ZHENGJIANFAXINGZI [2002] NO.53 | China Securities Regulatory Commission | May 17th, 2002 |
| 46 | Rules for the Content and Format of Information Disclosure in Public Issuance of Securities by Companies [NO.3]求Semi-annual
Reports [Revised in 2002] | ZHENGJIANFA [2002] NO.44 | China Securities Regulatory Commission | June 22nd, 2002 |
