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Supreme Court of the Philippines |
] [Hide Context] Republic of the
Philippines
Supreme Court
Manila
EN
BANC
|
RE: LETTER OF THE UP LAW FACULTY ENTITLED “RESTORING INTEGRITY: A STATEMENT
BY THE FACULTY OF THE UNIVERSITY OF THE PHILIPPINES COLLEGE OF LAW ON THE ALLEGATIONS
OF PLAGIARISM AND MISREPRESENTATION IN THE SUPREME COURT” |
|
A.M. No. 10-10-4-SC Present: CORONA,
C.J., CARPIO,
CARPIO
MORALES, VELASCO,
JR., NACHURA,* LEONARDO-DE
CASTRO, BRION,*
PERALTA,
BERSAMIN, DEL
CASTILLO,** ABAD,
VILLARAMA,
JR., PEREZ,
MENDOZA,
and SERENO,
JJ. Promulgated: March 8, 2011 |
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DECISION
Leonardo-De Castro, J.:
For disposition of the Court
are the various submissions of the 37 respondent law professors[1]
in response to the Resolution dated October 19, 2010 (the Show Cause Resolution),
directing them to show cause why they should not
be disciplined as members of
the Bar for violation of specific provisions of the Code of Professional
Responsibility enumerated therein.
At
the outset, it must be stressed that the Show Cause Resolution clearly dockets
this as an administrative matter, not a special
civil action for indirect
contempt under Rule 71 of the Rules of Court, contrary to the dissenting
opinion of Associate Justice Maria
Lourdes P. A. Sereno (Justice Sereno) to the
said October 19, 2010 Show Cause Resolution.
Neither is this a disciplinary proceeding grounded on an allegedly
irregularly concluded finding of indirect contempt as intimated
by Associate
Justice Conchita Carpio Morales (Justice Morales) in her dissenting opinions to
both the October 19, 2010 Show Cause
Resolution and the present decision.
With the nature of this case as
purely a bar disciplinary proceeding firmly in mind, the Court finds that with the exception of one respondent whose
compliance was adequate and another who manifested he was not a member of the
Philippine
Bar, the submitted explanations, being mere denials and/or
tangential to the issues at hand, are decidedly unsatisfactory. The
proffered defenses even more urgently behoove this Court to call the attention
of respondent law professors, who are members
of the Bar, to the relationship
of their duties as such under the Code of Professional Responsibility to their
civil rights as citizens
and academics in our free and democratic republic.
The
provisions of the Code of Professional Responsibility involved in this case are
as follows:
CANON
1 — A lawyer shall uphold the constitution, obey the laws of the land and
promote respect for law and legal processes.
RULE 1.02 - A lawyer shall not counsel or abet activities aimed at
defiance of the law or at lessening confidence in the legal system.
CANON 10 - A
lawyer owes candor, fairness and good faith to the court.
Rule 10.01 - A
lawyer shall not do any falsehood, nor consent to the doing of any in court;
nor shall he mislead, or allow the Court
to be misled by any artifice.
Rule 10.02 - A
lawyer shall not knowingly misquote or misrepresent the contents of paper, the
language or the argument of opposing
counsel, or the text of a decision or
authority, or knowingly cite as law a provision already rendered inoperative by
repeal or amendment,
or assert as a fact that which has not been proved.
Rule 10.03 - A
lawyer shall observe the rules of procedure and shall not misuse them to defeat
the ends of justice.
CANON
11 — A lawyer shall observe and maintain the respect due to the courts and to
judicial officers and should insist on similar
conduct by others.
RULE 11.05 A lawyer shall submit grievances against a Judge to the
proper authorities only.
CANON
13 — A lawyer shall rely upon the merits of his cause and refrain from any
impropriety which tends to influence, or gives
the appearance of influencing
the court.
Established
jurisprudence will undeniably support our view that when lawyers speak their
minds, they must ever be mindful of their
sworn oath to observe ethical
standards of their profession, and in particular, avoid foul and abusive
language to condemn the Supreme
Court, or any court for that matter, for a
decision it has rendered, especially
during the pendency of a motion for such decision’s reconsideration. The accusation of plagiarism against a member
of this Court is not the real issue here but rather this plagiarism issue has
been used
to deflect everyone’s attention from the actual concern of this Court
to determine by respondents’ explanations whether or not
respondent members of
the Bar have crossed the line of decency and acceptable professional conduct and
speech and violated the Rules
of Court through improper intervention or
interference as third parties to a pending case. Preliminarily, it should be stressed that it
was respondents themselves who called upon the Supreme Court to act on their
Statement,[2] which
they formally submitted, through Dean Marvic M.V.F. Leonen (Dean Leonen), for
the Court’s proper disposition.
Considering the defenses of freedom of speech and academic freedom
invoked by the respondents, it is worth discussing here that the
legal reasoning
used in the past by this Court to rule that freedom of expression is not a
defense in administrative cases against
lawyers for using intemperate speech in
open court or in court submissions can similarly be applied to respondents’
invocation
of academic freedom. Indeed,
it is precisely because respondents are not merely lawyers but lawyers who
teach law and mould the minds of young aspiring
attorneys that respondents’ own
non-observance of the Code of Professional Responsibility, even if purportedly
motivated by the
purest of intentions, cannot be ignored nor glossed over by
this Court.
To
fully appreciate the grave repercussions of respondents’ actuations, it is apropos to revisit the factual
antecedents of this case.
BACKGROUND OF THE CASE
Antecedent Facts and Proceedings
On
April 28, 2010, the ponencia of Associate Justice Mariano
del Castillo (Justice Del Castillo) in Vinuya,
et al. v. Executive Secretary (G.R.
No. 162230) was promulgated. On May 31, 2010, the counsel[3]
for Vinuya, et al. (the “Malaya
Lolas”), filed a Motion for Reconsideration of the Vinuya decision, raising solely the following grounds:
I. Our
own constitutional and jurisprudential histories reject this Honorable Courts’
(sic) assertion that the Executive’s foreign
policy prerogatives are virtually
unlimited; precisely, under the relevant jurisprudence and constitutional
provisions, such prerogatives
are proscribed by international human rights and
humanitarian standards, including those provided for in the relevant international
conventions of which the Philippines is a party.[4]
II.
This Honorable Court has confused diplomatic protection with the
broader, if fundamental, responsibility of states to protect the
human rights
of its citizens – especially where the rights asserted are subject of erga omnes obligations and pertain to jus
cogens norms.[5]
On
July 19, 2010,[6]
counsel for the Malaya Lolas, Attys.
H. Harry L. Roque, Jr. (Atty. Roque) and Romel Regalado Bagares (Atty.
Bagares), filed a Supplemental Motion
for Reconsideration in G.R. No. 162230, where they posited for the first time
their charge of plagiarism as one of the grounds
for reconsideration of the Vinuya decision. Among other arguments, Attys. Roque and
Bagares asserted that:
I.
In the first place, it is highly improper for
this Honorable Court’s Judgment of April 28, 2010 to plagiarize at least three
sources
– an article published in 2009 in the Yale Law Journal of International
Law, a book published by the Cambridge University Press
in 2005 and an article
published in 2006 in the Case Western Reserve Journal of International Law –
and make it appear that these
sources support the Judgment’s arguments for
dismissing the instant Petition when in truth, the plagiarized sources even
make a
strong case for the Petition’s claims.[7]
They also claimed that “[i]n this
controversy, the evidence bears out the fact not only of extensive plagiarism
but of (sic) also
of twisting the
true intents of the plagiarized sources by the ponencia to suit the arguments of the assailed Judgment for denying
the Petition.”[8]
According
to Attys. Roque and Bagares, the works allegedly plagiarized in the Vinuya decision were namely: (1) Evan J.
Criddle and Evan Fox-Decent’s article “A Fiduciary Theory of Jus Cogens;”[9]
(2) Christian J. Tams’ book Enforcing
Erga Omnes Obligations in International Law;[10]
and (3) Mark Ellis’ article “Breaking the Silence: On Rape as an International
Crime.”[11]
On
the same day as the filing of the Supplemental Motion for Reconsideration on
July 19, 2010, journalists Aries C. Rufo and Purple
S. Romero posted an
article, entitled “SC justice plagiarized parts of ruling on comfort women,” on
the Newsbreak website.[12] The same article appeared on the GMA News TV
website also on July 19, 2010.[13]
On
July 22, 2010, Atty. Roque’s column,
entitled “Plagiarized and Twisted,” appeared in the Manila Standard Today.[14] In the said column, Atty. Roque claimed that
Prof. Evan Criddle, one of the authors purportedly not properly acknowledged in
the Vinuya decision, confirmed that
his work, co-authored with Prof. Evan Fox-Decent, had been plagiarized. Atty. Roque quoted Prof. Criddle’s response
to the post by Julian Ku regarding the news report[15]
on the alleged plagiarism in the international law blog, Opinio Juris. Prof. Criddle
responded to Ku’s blog entry in this wise:
The newspaper’s[16] [plagiarism] claims are based on a motion for reconsideration filed yesterday with the Philippine Supreme Court yesterday. The motion is available here:
http://harryroque.com/2010/07/18/supplemental-motion-alleging-plagiarism-in-the-supreme-court/
The motion suggests that the Court’s decision contains thirty-four sentences and citations that are identical to sentences and citations in my 2009 YJIL article (co-authored with Evan Fox-Decent). Professor Fox-Decent and I were unaware of the petitioners’ [plagiarism] allegations until after the motion was filed today.
Speaking for myself, the
most troubling aspect of the court’s jus cogens discussion is that it implies
that the prohibitions against
crimes against humanity, sexual slavery, and
torture are not jus cogens norms. Our article emphatically asserts the
opposite. The
Supreme Court’s decision is available here: http://sc.judiciary.gov.ph/jurisprudence/2010/april2010/162230.htm[17]
On
even date, July 22, 2010, Justice Del Castillo wrote to his colleagues on the
Court in reply to the charge of plagiarism contained
in the Supplemental Motion
for Reconsideration.[18]
In
a letter dated July 23, 2010,
another purportedly plagiarized author in the Vinuya decision, Dr. Mark Ellis, wrote the Court, to wit:
Your Honours:
I write concerning a most delicate issue that has come to my attention in the last few days.
Much as I regret to raise this matter before your esteemed Court, I am compelled, as a question of the integrity of my work as an academic and as an advocate of human rights and humanitarian law, to take exception to the possible unauthorized use of my law review article on rape as an international crime in your esteemed Court’s Judgment in the case of Vinuya et al. v. Executive Secretary et al. (G.R. No. 162230, Judgment of 28 April 2010).
My attention was called to the Judgment and the issue of possible plagiarism by the Philippine chapter of the Southeast Asia Media Legal Defence Initiative (SEAMLDI),[19] an affiliate of the London-based Media Legal Defence Initiative (MLDI), where I sit as trustee.
In particular, I am concerned about a large part of the extensive discussion in footnote 65, pp. 27-28, of the said Judgment of your esteemed Court. I am also concerned that your esteemed Court may have misread the arguments I made in the article and employed them for cross purposes. This would be ironic since the article was written precisely to argue for the appropriate legal remedy for victims of war crimes, genocide, and crimes against humanity.
I believe a full copy of my article as published in the Case Western Reserve Journal of International Law in 2006 has been made available to your esteemed Court. I trust that your esteemed Court will take the time to carefully study the arguments I made in the article.
I would appreciate receiving a response from your esteemed Court as to the issues raised by this letter.
With respect,
(Sgd.)
Dr. Mark Ellis[20]
In Memorandum Order No. 35-2010
issued on July 27, 2010, the Court
formed the Committee on Ethics and Ethical Standards (the Ethics Committee)
pursuant to Section 13, Rule 2 of the Internal
Rules of the Supreme Court. In an En
Banc Resolution also dated July 27, 2010, the Court referred the July 22,
2010 letter of Justice Del Castillo to the Ethics Committee. The matter was subsequently docketed as A.M.
No. 10-7-17-SC.
On August 2, 2010, the Ethics Committee required Attys. Roque and
Bagares to comment on the letter of Justice Del Castillo.[21]
On August 9, 2010, a statement dated July 27, 2010, entitled
“Restoring Integrity: A Statement by the Faculty of the University of the
Philippines
College of Law on the Allegations of Plagiarism and
Misrepresentation in the Supreme Court” (the Statement), was posted in
Newsbreak’s
website[22]
and on Atty. Roque’s blog.[23] A report regarding the statement also
appeared on various on-line news sites, such as the GMA News TV[24]
and the Sun Star[25] sites,
on the same date. The statement was
likewise posted at the University of the Philippines College of Law’s bulletin
board allegedly on August 10, 2010[26]
and at said college’s website.[27]
On August 11, 2010, Dean Leonen submitted a copy of the Statement of
the University of the Philippines College of Law Faculty (UP Law faculty) to
the
Court, through Chief Justice Renato C. Corona (Chief Justice Corona). The cover letter dated August 10, 2010 of
Dean Leonen read:
The Honorable
Supreme Court of the Republic of the Philippines
Through: Hon. Renato C. Corona
Chief Justice
Subject: Statement of faculty
from the UP College of Law
on the Plagiarism in the case of
Vinuya v Executive Secretary
Your Honors:
We attach for your information and proper disposition a statement signed by thirty[-]eight (38)[28] members of the faculty of the UP College of Law. We hope that its points could be considered by the Supreme Court en banc.
Respectfully,
(Sgd.)
Marvic M.V.F. Leonen
Dean and Professor of Law
(Emphases supplied.)
The copy of the Statement attached to
the above-quoted letter did not contain the actual signatures of the alleged
signatories but
only stated the names of 37 UP Law professors with the notation
(SGD.) appearing beside each name. For
convenient reference, the text of the UP Law faculty Statement is reproduced
here:
RESTORING INTEGRITY
A STATEMENT BY THE FACULTY OF
THE UNIVERSITY OF THE PHILIPPINES COLLEGE OF LAW
ON THE ALLEGATIONS OF PLAGIARISM AND MISREPRESENTATION
IN THE SUPREME COURT
An extraordinary act of injustice has again been committed against the brave Filipinas who had suffered abuse during a time of war. After they courageously came out with their very personal stories of abuse and suffering as “comfort women”, waited for almost two decades for any meaningful relief from their own government as well as from the government of Japan, got their hopes up for a semblance of judicial recourse in the case of Vinuya v. Executive Secretary, G.R. No. 162230 (28 April 2010), they only had these hopes crushed by a singularly reprehensible act of dishonesty and misrepresentation by the Highest Court of the land.
It is within this frame that the Faculty of the University of the Philippines College of Law views the charge that an Associate Justice of the Supreme Court committed plagiarism and misrepresentation in Vinuya v. Executive Secretary. The plagiarism and misrepresentation are not only affronts to the individual scholars whose work have been appropriated without correct attribution, but also a serious threat to the integrity and credibility of the Philippine Judicial System.
In common parlance, ‘plagiarism’ is the appropriation and misrepresentation of another person’s work as one’s own. In the field of writing, it is cheating at best, and stealing at worst. It constitutes a taking of someone else’s ideas and expressions, including all the effort and creativity that went into committing such ideas and expressions into writing, and then making it appear that such ideas and expressions were originally created by the taker. It is dishonesty, pure and simple. A judicial system that allows plagiarism in any form is one that allows dishonesty. Since all judicial decisions form part of the law of the land, to allow plagiarism in the Supreme Court is to allow the production of laws by dishonest means. Evidently, this is a complete perversion and falsification of the ends of justice.
A comparison of the Vinuya decision and the original source material shows that the ponente merely copied select portions of other legal writers’ works and interspersed them into the decision as if they were his own, original work. Under the circumstances, however, because the Decision has been promulgated by the Court, the Decision now becomes the Court’s and no longer just the ponente’s. Thus the Court also bears the responsibility for the Decision. In the absence of any mention of the original writers’ names and the publications from which they came, the thing speaks for itself.
So far there have been unsatisfactory responses from the ponente of this case and the spokesman of the Court.
It is argued, for example, that the inclusion of the footnotes from the original articles is a reference to the ‘primary’ sources relied upon. This cursory explanation is not acceptable, because the original authors’ writings and the effort they put into finding and summarizing those primary sources are precisely the subject of plagiarism. The inclusion of the footnotes together with portions of their writings in fact aggravates, instead of mitigates, the plagiarism since it provides additional evidence of a deliberate intention to appropriate the original authors’ work of organizing and analyzing those primary sources.
It is also argued that the Members of the Court cannot be expected to be familiar with all legal and scholarly journals. This is also not acceptable, because personal unfamiliarity with sources all the more demands correct and careful attribution and citation of the material relied upon. It is a matter of diligence and competence expected of all Magistrates of the Highest Court of the Land.
But a far more serious matter is the objection of the original writers, Professors Evan Criddle and Evan Fox-Descent, that the High Court actually misrepresents the conclusions of their work entitled “A Fiduciary Theory of Jus Cogens,” the main source of the plagiarized text. In this article they argue that the classification of the crimes of rape, torture, and sexual slavery as crimes against humanity have attained the status of jus cogens, making it obligatory upon the State to seek remedies on behalf of its aggrieved citizens. Yet, the Vinuya decision uses parts of the same article to arrive at the contrary conclusion. This exacerbates the intellectual dishonesty of copying works without attribution by transforming it into an act of intellectual fraud by copying works in order to mislead and deceive.
The case is a potential landmark decision in International Law, because it deals with State liability and responsibility for personal injury and damage suffered in a time of war, and the role of the injured parties’ home States in the pursuit of remedies against such injury or damage. National courts rarely have such opportunities to make an international impact. That the petitioners were Filipino “comfort women” who suffered from horrific abuse during the Second World War made it incumbent on the Court of last resort to afford them every solicitude. But instead of acting with urgency on this case, the Court delayed its resolution for almost seven years, oblivious to the deaths of many of the petitioners seeking justice from the Court. When it dismissed the Vinuya petition based on misrepresented and plagiarized materials, the Court decided this case based on polluted sources. By so doing, the Supreme Court added insult to injury by failing to actually exercise its “power to urge and exhort the Executive Department to take up the claims of the Vinuya petitioners. Its callous disposition, coupled with false sympathy and nonchalance, belies a more alarming lack of concern for even the most basic values of decency and respect. The reputation of the Philippine Supreme Court and the standing of the Philippine legal profession before other Judiciaries and legal systems are truly at stake.
The High Court cannot accommodate less than absolute honesty in its decisions and cannot accept excuses for failure to attain the highest standards of conduct imposed upon all members of the Bench and Bar because these undermine the very foundation of its authority and power in a democratic society. Given the Court’s recent history and the controversy that surrounded it, it cannot allow the charges of such clear and obvious plagiarism to pass without sanction as this would only further erode faith and confidence in the judicial system. And in light of the significance of this decision to the quest for justice not only of Filipino women, but of women elsewhere in the world who have suffered the horrors of sexual abuse and exploitation in times of war, the Court cannot coldly deny relief and justice to the petitioners on the basis of pilfered and misinterpreted texts.
The Court cannot regain its credibility and maintain its moral authority without ensuring that its own conduct, whether collectively or through its Members, is beyond reproach. This necessarily includes ensuring that not only the content, but also the processes of preparing and writing its own decisions, are credible and beyond question. The Vinuya Decision must be conscientiously reviewed and not casually cast aside, if not for the purpose of sanction, then at least for the purpose of reflection and guidance. It is an absolutely essential step toward the establishment of a higher standard of professional care and practical scholarship in the Bench and Bar, which are critical to improving the system of administration of justice in the Philippines. It is also a very crucial step in ensuring the position of the Supreme Court as the Final Arbiter of all controversies: a position that requires competence and integrity completely above any and all reproach, in accordance with the exacting demands of judicial and professional ethics.
With these considerations, and bearing in mind the solemn duties and trust reposed upon them as teachers in the profession of Law, it is the opinion of the Faculty of the University of the Philippine College of Law that:
(1)
The plagiarism committed in the case of Vinuya v.
Executive Secretary is unacceptable, unethical and in breach of the high
standards of moral conduct and judicial and professional competence expected
of
the Supreme Court;
(2) Such a fundamental breach endangers the integrity and credibility of the entire Supreme Court and undermines the foundations of the Philippine judicial system by allowing implicitly the decision of cases and the establishment of legal precedents through dubious means;
(3) The same breach and consequent disposition of the Vinuya case does violence to the primordial function of the Supreme Court as the ultimate dispenser of justice to all those who have been left without legal or equitable recourse, such as the petitioners therein;
(4) In light of the extremely serious and far-reaching nature of the dishonesty and to save the honor and dignity of the Supreme Court as an institution, it is necessary for the ponente of Vinuya v. Executive Secretary to resign his position, without prejudice to any other sanctions that the Court may consider appropriate;
(5) The Supreme Court must take this opportunity to review the manner by which it conducts research, prepares drafts, reaches and finalizes decisions in order to prevent a recurrence of similar acts, and to provide clear and concise guidance to the Bench and Bar to ensure only the highest quality of legal research and writing in pleadings, practice, and adjudication.
Malcolm Hall, University of the Philippines College of Law, Quezon City, 27 July 2010.
(SGD.)
MARVIC M.V.F. LEONEN
Dean and Professor of Law
|
(SGD.) FROILAN M. BACUNGAN Dean
(1978-1983) |
(SGD.) PACIFICO A. AGABIN Dean (1989-1995) |
|
(SGD.)
MERLIN M. MAGALLONA Dean
(1995-1999) |
(SGD.) SALVADOR T. CARLOTA Dean (2005-2008) and Professor of Law |
REGULAR
FACULTY
|
(SGD.) CARMELO V. SISON Professor |
(SGD.) JAY L. BATONGBACAL Assistant Professor |
|
(SGD.) PATRICIA R.P. SALVADOR DAWAY Associate Dean and Associate Professor |
(SGD.) EVELYN (LEO) D. BATTAD Assistant Professor |
|
(SGD.) DANTE B. GATMAYTAN Associate
Professor |
(SGD.) GWEN G. DE VERA Assistant
Professor |
|
(SGD.) THEODORE O. TE Assistant
Professor |
(SGD.) SOLOMON F. LUMBA Assistant
Professor |
|
(SGD.) FLORIN T. HILBAY Assistant
Professor |
(SGD.) ROMMEL J. CASIS Assistant
Professor |
LECTURERS
(SGD.)
JOSE GERARDO A. ALAMPAY (SGD.)
JOSE C. LAURETA
(SGD.)
ARTHUR P. AUTEA (SGD.)
DINA D. LUCENARIO
(SGD.)
ROSA MARIA J. BAUTISTA (SGD.)
OWEN J. LYNCH
(SGD.)
MARK R. BOCOBO (SGD.)
ANTONIO M. SANTOS
(SGD.)
DAN P. CALICA (SGD.)
VICENTE V. MENDOZA
(SGD.) TRISTAN A. CATINDIG (SGD.) RODOLFO NOEL S. QUIMBO
(SGD.) SANDRA MARIE O. CORONEL (SGD.) GMELEEN FAYE B. TOMBOC
(SGD.)
ROSARIO O. GALLO (SGD.)
NICHOLAS FELIX L. TY
(SGD.)
CONCEPCION L. JARDELEZA (SGD.)
EVALYN G. URSUA
(SGD.)
ANTONIO G.M. LA VIA (SGD.)
RAUL T. VASQUEZ
(SGD.)
CARINA C. LAFORTEZA (SGD.)
SUSAN D. VILLANUEVA[29]
(Underscoring supplied.)
Meanwhile, in a letter dated August
18, 2010, Prof. Christian J. Tams made known his sentiments on the alleged
plagiarism issue to
the Court.[30] We quote Prof. Tams’ letter here:
Glasgow, 18 August 2010
Vinuya, et al. v. Executive Secretary et al. (G.R. No.
162230)
Hon. Renato C. Corona, Chief Justice
Your Excellency,
My name is Christian J. Tams, and I am a professor of international law at the University of Glasgow. I am writing to you in relation to the use of one of my publications in the above-mentioned judgment of your Honourable Court.
The relevant passage of the judgment is to be found on p. 30 of your Court’s Judgment, in the section addressing the concept of obligations erga omnes. As the table annexed to this letter shows, the relevant sentences were taken almost word by word from the introductory chapter of my book Enforcing Obligations Erga Omnes in International Law (Cambridge University Press 2005). I note that there is a generic reference to my work in footnote 69 of the Judgment, but as this is in relation to a citation from another author (Bruno Simma) rather than with respect to the substantive passages reproduced in the Judgment, I do not think it can be considered an appropriate form of referencing.
I am particularly concerned that my work should have been used to support the Judgment’s cautious approach to the erga omnes concept. In fact, a most cursory reading shows that my book’s central thesis is precisely the opposite: namely that the erga omnes concept has been widely accepted and has a firm place in contemporary international law. Hence the introductory chapter notes that “[t]he present study attempts to demystify aspects of the ‘very mysterious’ concept and thereby to facilitate its implementation” (p. 5). In the same vein, the concluding section notes that “the preceding chapters show that the concept is now a part of the reality of international law, established in the jurisprudence of courts and the practice of States” (p. 309).
With due respect to your Honourable Court, I am at a loss to see how my work should have been cited to support – as it seemingly has – the opposite approach. More generally, I am concerned at the way in which your Honourable Court’s Judgment has drawn on scholarly work without properly acknowledging it.
On both aspects, I would appreciate a prompt response from your Honourable Court.
I remain
Sincerely yours
(Sgd.)
Christian J. Tams[31]
In the course of the submission of
Atty. Roque and Atty. Bagares’ exhibits during the August 26, 2010 hearing in
the ethics case
against Justice Del Castillo, the Ethics Committee noted that
Exhibit “J” (a copy of the Restoring Integrity Statement) was not
signed but
merely reflected the names of certain faculty members with the letters (SGD.)
beside the names. Thus, the Ethics Committee
directed Atty. Roque to present
the signed copy of the said Statement within three days from the August 26
hearing.[32]
It was upon compliance with this
directive that the Ethics Committee was given a copy of the signed UP Law
Faculty Statement that
showed on the signature pages the names of the full
roster of the UP Law Faculty, 81 faculty members in all. Indubitable from the actual signed copy of
the Statement was that only 37 of the 81 faculty members appeared to have
signed the same. However, the 37 actual
signatories to the Statement did not include former Supreme Court Associate
Justice Vicente V. Mendoza (Justice
Mendoza) as represented in the previous
copies of the Statement submitted by Dean Leonen and Atty. Roque. It also appeared that Atty. Miguel R. Armovit
(Atty. Armovit) signed the Statement although his name was not included among
the signatories
in the previous copies submitted to the Court. Thus, the total number of ostensible
signatories to the Statement remained at 37.
The Ethics Committee referred this matter
to the Court en banc since the same
Statement, having been formally submitted by Dean Leonen on August 11, 2010,
was already under consideration by the
Court.[33]
In a Resolution dated October 19,
2010, the Court en banc made
the following observations regarding the UP Law Faculty Statement:
Notably, while the statement was meant to reflect the educators’ opinion on the allegations of plagiarism against Justice Del Castillo, they treated such allegation not only as an established fact, but a truth. In particular, they expressed dissatisfaction over Justice Del Castillo’s explanation on how he cited the primary sources of the quoted portions and yet arrived at a contrary conclusion to those of the authors of the articles supposedly plagiarized.
Beyond this, however, the statement bore certain remarks which raise concern for the Court. The opening sentence alone is a grim preamble to the institutional attack that lay ahead. It reads:
An extraordinary act of injustice has again
been committed against the brave Filipinas who had suffered abuse during a time
of war.
The first paragraph concludes with a reference to the decision in Vinuya v. Executive Secretary as a reprehensible act of dishonesty and misrepresentation by the Highest Court of the land. x x x.
The insult to the members of the Court was aggravated by imputations of deliberately delaying the resolution of the said case, its dismissal on the basis of “polluted sources,” the Court’s alleged indifference to the cause of petitioners [in the Vinuya case], as well as the supposed alarming lack of concern of the members of the Court for even the most basic values of decency and respect.[34] x x x. (Underscoring ours.)
In the same Resolution, the Court
went on to state that:
While most agree that the right to criticize the judiciary is critical to maintaining a free and democratic society, there is also a general consensus that healthy criticism only goes so far. Many types of criticism leveled at the judiciary cross the line to become harmful and irresponsible attacks. These potentially devastating attacks and unjust criticism can threaten the independence of the judiciary. The court must “insist on being permitted to proceed to the disposition of its business in an orderly manner, free from outside interference obstructive of its functions and tending to embarrass the administration of justice.”
The Court could hardly perceive any reasonable purpose for the faculty’s less than objective comments except to discredit the April 28, 2010 Decision in the Vinuya case and undermine the Court’s honesty, integrity and competence in addressing the motion for its reconsideration. As if the case on the comfort women’s claims is not controversial enough, the UP Law faculty would fan the flames and invite resentment against a resolution that would not reverse the said decision. This runs contrary to their obligation as law professors and officers of the Court to be the first to uphold the dignity and authority of this Court, to which they owe fidelity according to the oath they have taken as attorneys, and not to promote distrust in the administration of justice.[35] x x x. (Citations omitted; emphases and underscoring supplied.)
Thus, the Court directed Attys. Marvic
M.V.F. Leonen, Froilan M. Bacungan, Pacifico A. Agabin, Merlin M. Magallona,
Salvador T. Carlota,
Carmelo V. Sison, Patricia R.P. Salvador Daway, Dante B.
Gatmaytan, Theodore O. Te, Florin T. Hilbay, Jay L. Batongbacal, Evelyn
(Leo)
D. Battad, Gwen G. De Vera, Solomon F. Lumba, Rommel J. Casis, Jose Gerardo A.
Alampay, Miguel R. Armovit, Arthur P. Autea,
Rosa Maria J. Bautista, Mark R.
Bocobo, Dan P. Calica, Tristan A. Catindig, Sandra Marie O. Coronel, Rosario O.
Gallo, Concepcion
L. Jardeleza, Antonio G.M. La Via, Carina C. Laforteza, Jose
C. Laureta, Owen J. Lynch, Rodolfo Noel S. Quimbo, Antonio M. Santos,
Gmeleen
Faye B. Tomboc, Nicholas Felix L. Ty, Evalyn G. Ursua, Raul T. Vasquez, Susan
D. Villanueva and Dina D. Lucenario to show
cause, within ten (10) days from
receipt of the copy of the Resolution, why they should not be disciplined as
members of the Bar
for violation of Canons 1,[36]
11 and 13 and Rules 1.02 and 11.05 of the Code of Professional Responsibility.[37]
Dean Leonen was likewise directed to
show cause within the same period why he should not be disciplinarily dealt
with for violation
of Canon 10, Rules 10.01, 10.02 and 10.03 for submitting
through his letter dated August 10, 2010, during the pendency of G.R. No.
162230 and of the investigation before the Ethics Committee, for the
consideration of the Court en banc, a
dummy which is not a true and faithful reproduction of the UP Law Faculty
Statement.[38]
In the same Resolution, the present
controversy was docketed as a regular administrative matter.
Summaries of the Pleadings Filed by Respondents in
Response to the October 19, 2010 Show Cause Resolution
On
November 19, 2010, within the extension for filing granted by the Court,
respondents filed the following pleadings:
(1) Compliance dated November 18, 2010 by counsels for 35
of the 37 respondents, excluding Prof. Owen Lynch and Prof. Raul T. Vasquez,
in
relation to the charge of violation of Canons 1, 11 and 13 and Rules 1.02 and
11.05 of the Code of Professional Responsibility;
(2) Compliance and Reservation dated November 18, 2010 by
Prof. Rosa Maria T. Juan-Bautista in relation to the same charge in par. (1);
(3) Compliance dated November 19, 2010 by counsel for
Prof. Raul T. Vasquez in relation to the same charge in par. (1);
(4) Compliance dated November 19, 2010 by counsels for
Dean Leonen, in relation to the charge of violation of Canon 10, Rules 10.01,
10.02
and 10.03; and
(5) Manifestation dated November 19, 2010 by counsel for
Prof. Owen Lynch.
Common Compliance
of 35 Respondents (Excluding Prof. Owen Lynch and Prof. Raul Vasquez)
Thirty-five
(35) of the respondent UP Law professors filed on November 19, 2010 a common
compliance which was signed by their respective
counsels (the Common
Compliance). In the “Preface” of said
Common Compliance, respondents stressed that “[they] issued the Restoring Integrity Statement in the
discharge of the ‘solemn duties and trust reposed upon them as teachers in the
profession of law,’ and as members of the
Bar to speak out on a matter of
public concern and one that is of vital interest to them.”[39] They likewise alleged that “they acted with
the purest of intentions” and pointed out that “none of them was involved
either
as party or counsel”[40]
in the Vinuya case. Further, respondents “note with concern” that
the Show Cause Resolution’s findings and conclusions were “a prejudgment – that respondents indeed
are in contempt, have breached their
obligations as law professors and officers of the Court, and have violated ‘Canons
[1], 11 and 13 and Rules
1.02 and 11.05 of the Code of Professional
Responsibility.”[41]
By
way of explanation, the respondents emphasized the following points:
(a) Respondents’ alleged noble intentions
In response to the charges of failure
to observe due respect to legal processes[42]
and the courts[43] and of
tending to influence, or giving the appearance of influencing the Court[44]
in the issuance of their Statement, respondents assert that their intention was
not to malign the Court but rather to defend its
integrity and credibility and
to ensure continued confidence in the legal system. Their noble motive was purportedly evidenced
by the portion of their Statement “focusing on constructive action.”[45] Respondents’ call in the Statement for the
Court “to provide clear and concise guidance to the Bench and Bar to ensure
only the
highest quality of legal research and writing in adjudication,” was
reputedly “in keeping with strictures enjoining lawyers to
‘participate in the
development of the legal system by initiating or supporting efforts in law
reform and in the improvement of
the administration of justice’” (under Canon 4
of the Code of Professional Responsibility) and to “promote respect for the
law
and legal processes” (under Canon 1, id.).[46] Furthermore, as academics, they allegedly
have a “special interest and duty to vigilantly guard against plagiarism and
misrepresentation
because these unwelcome occurrences have a profound impact in
the academe, especially in our law schools.”[47]
Respondents further “[called] on this
Court not to misconstrue the Restoring
Integrity Statement as an ‘institutional attack’ x x x on the basis of its
first and ninth paragraphs.”[48] They
further clarified that at the time the Statement was allegedly drafted and
agreed upon, it appeared to them the Court “was
not going to take any action on
the grave and startling allegations of plagiarism and misrepresentation.”[49] According to respondents, the bases for their
belief were (i) the news article published on July 21, 2010 in the Philippine
Daily
Inquirer wherein Court Administrator Jose Midas P. Marquez was reported
to have said that Chief Justice Corona would not order an
inquiry into the
matter;[50]
and (ii) the July 22, 2010 letter of Justice Del Castillo which they claimed
“did nothing but to downplay the gravity of the plagiarism
and
misrepresentation charges.”[51] Respondents claimed that it was their
perception of the Court’s indifference to the dangers posed by the plagiarism
allegations
against Justice Del Castillo that impelled them to urgently take a
public stand on the issue.
(b) The
“correctness” of respondents’ position that Justice Del Castillo committed
plagiarism and should be held accountable in
accordance with the standards of academic
writing
A significant portion of the Common
Compliance is devoted to a discussion of the merits of respondents’ charge of
plagiarism against
Justice Del Castillo.
Relying on University of the
Philippines Board of Regents v. Court of Appeals[52] and foreign materials and
jurisprudence, respondents essentially argue that their position regarding the
plagiarism charge against
Justice Del Castillo is the correct view and that
they are therefore justified in issuing their Restoring Integrity Statement.
Attachments to the Common Compliance included, among others: (i) the
letter dated October 28, 2010 of Peter B. Payoyo, LL.M, Ph.D.,[53]
sent to Chief Justice Corona through Justice Sereno, alleging that the Vinuya decision likewise lifted without
proper attribution the text from a legal article by Mariana Salazar Albornoz
that appeared in the
Anuario Mexicano De
Derecho Internacional and from an International Court of Justice decision;
and (ii) a 2008 Human Rights Law Review Article entitled “Sexual Orientation,
Gender Identity and International Human Rights Law” by Michael O’Flaherty and
John Fisher, in support of their charge that Justice
Del Castillo also lifted
passages from said article without proper attribution, but this time, in his ponencia in Ang Ladlad LGBT Party v. Commission on Elections.[54]
(c) Respondents’
belief that they are being “singled out” by the Court when others have likewise
spoken on the “plagiarism issue”
In the Common Compliance, respondents
likewise asserted that “the plagiarism and misrepresentation allegations are
legitimate public
issues.”[55]
They identified various published reports and opinions, in agreement with and
in opposition to the stance of respondents, on the
issue of plagiarism,
specifically:
(i)
Newsbreak report
on July 19, 2010 by Aries Rufo and Purple Romero;[56]
(ii)
Column of Ramon
Tulfo which appeared in the Philippine Daily Inquirer on July 24, 2010;[57]
(iii)
Editorial of the
Philippine Daily Inquirer published on July 25, 2010;[58]
(iv)
Letter dated July
22, 2010 of Justice Del Castillo published in the Philippine Star on July 30,
2010;[59]
(v)
Column of Former
Intellectual Property Office Director General Adrian Cristobal, Jr. published
in the Business Mirror on August 5,
2010;[60]
(vi)
Column of Former
Chief Justice Artemio Panganiban published in the Philippine Daily Inquirer on
August 8, 2010;[61]
(vii)
News report
regarding Senator Francis Pangilinan’s call for the resignation of Justice Del
Castillo published in the Daily Tribune
and the Manila Standard Today on July
31, 2010;[62]
(viii)
News reports regarding
the statement of Dean Cesar Villanueva of the Ateneo de Manila University
School of Law on the calls for the
resignation of Justice Del Castillo
published in The Manila Bulletin, the Philippine Star and the Business Mirror
on August 11, 2010;[63]
(ix)
News report on
expressions of support for Justice Del Castillo from a former dean of the
Pamantasan ng Lungsod ng Maynila, the Philippine
Constitutional Association,
the Judges Association of Bulacan and the Integrated Bar of the Philippines –
Bulacan Chapter published
in the Philippine Star on August 16, 2010;[64]
and
(x)
Letter of the
Dean of the Liceo de Cagayan University College of Law published in the
Philippine Daily Inquirer on August 10, 2010.[65]
In view of the foregoing, respondents
alleged that this Court has singled them out for sanctions and the charge in
the Show Cause
Resolution dated October 19, 2010 that they may have violated
specific canons of the Code of Professional Responsibility is unfair
and
without basis.
(d) Freedom of expression
In paragraphs 28 to 30 of the Common
Compliance, respondents briefly discussed their position that in issuing their
Statement, “they
should be seen as not only to be performing their duties as
members of the Bar, officers of the court, and teachers of law, but also
as
citizens of a democracy who are constitutionally protected in the exercise of
free speech.”[66] In support of this contention, they cited United States v. Bustos,[67] In re: Atty. Vicente Raul Almacen, [68]
and In the Matter of Petition for
Declaratory Relief Re: Constitutionality of Republic Act 4880, Gonzales v.
Commission on Elections.[69]
(e) Academic freedom
In
paragraphs 31 to 34 of the Common Compliance, respondents asserted that their
Statement was also issued in the exercise of their
academic freedom as teachers
in an institution of higher learning.
They relied on Section 5 of the University of the Philippines Charter of
2008 which provided that “[t]he national university has
the right and
responsibility to exercise academic freedom.”
They likewise adverted to Garcia
v. The Faculty Admission Committee, Loyola School of Theology[70]
which they claimed recognized the extent and breadth of such freedom as to
encourage a free and healthy discussion and communication
of a faculty member’s
field of study without fear of reprisal.
It is respondents’ view that had they remained silent on the plagiarism
issue in the Vinuya decision they
would have “compromised [their] integrity and credibility as teachers; [their
silence] would have created a culture
and generation of students,
professionals, even lawyers, who would lack the competence and discipline for
research and pleading;
or, worse, [that] their silence would have communicated
to the public that plagiarism and misrepresentation are inconsequential matters
and that intellectual integrity has no bearing or relevance to one’s conduct.”[71]
In
closing, respondents’ Common Compliance exhorted this Court to consider the
following portion of the dissenting opinion of Justice
George A. Malcolm in Salcedo v. Hernandez,[72]
to wit:
Respect for the courts can better be obtained by following a calm and impartial course from the bench than by an attempt to compel respect for the judiciary by chastising a lawyer for a too vigorous or injudicious exposition of his side of a case. The Philippines needs lawyers of independent thought and courageous bearing, jealous of the interests of their clients and unafraid of any court, high or low, and the courts will do well tolerantly to overlook occasional intemperate language soon to be regretted by the lawyer which affects in no way the outcome of a case.[73]
On
the matter of the reliefs to which respondents believe they are entitled, the
Common Compliance stated, thus:
WHEREFORE:
A. Respondents, as citizens
of a democracy, professors of law, members of the Bar and officers of the
Court, respectfully pray that:
1. the foregoing be noted; and
2. the Court reconsider and reverse its adverse findings in the Show Cause Resolution, including its conclusions that respondents have: [a] breached their “obligation as law professors and officers of the Court to be the first to uphold the dignity and authority of this Court, … and not to promote distrust in the administration of justice;” and [b] committed “violations of Canons 10, 11, and 13 and Rules 1.02 and 11.05 of the Code of Professional Responsibility.”
B. In the event the
Honorable Court declines to grant the foregoing prayer, respondents
respectfully pray, in the alternative, and in
assertion of their due process
rights, that before final judgment be rendered:
1. the Show Cause Resolution be set for hearing;
2. respondents be given a fair and full
opportunity to refute and/or address the findings and conclusions of fact in
the Show Cause Resolution
(including especially the finding and conclusion of a
lack of malicious intent), and in that connection, that appropriate procedures
and schedules for hearing be adopted and defined that will allow them the full
and fair opportunity to require the production of
and to present testimonial,
documentary, and object evidence bearing on the plagiarism and
misrepresentation issues in Vinuya v.
Executive Secretary (G.R. No. 162230, April 28, 2010) and In the Matter of the Charges of Plagiarism, etc. Against Associate
Justice Mariano C. Del Castillo (A.M. No. 10-7-17-SC); and
3.
respondents be given fair and full
access to the transcripts, records, drafts, reports and submissions in or
relating to, and accorded
the opportunity to cross-examine the witnesses who
were or could have been called in In The
Matter of the Charges of Plagiarism, etc.
Against Associate Justice Mariano C. Del Castillo (A.M. No. 10-7-17-SC).[74]
Compliance and Reservation of Prof. Rosa Maria T. Juan-Bautista
Although already included in the Common Compliance, Prof. Rosa Maria T. Juan-Bautista (Prof. Juan-Bautista) filed a separate Compliance and Reservation (the Bautista Compliance), wherein she adopted the allegations in the Common Compliance with some additional averments.
Prof. Juan-Bautista reiterated that
her due process rights allegedly entitled her to challenge the findings and
conclusions in the
Show Cause Resolution.
Furthermore, “[i]f the Restoring Integrity Statement can be considered indirect contempt, under Section 3 of
Rule 71 of the Rules of Court, such may be punished only after charge and
hearing.”[75]
Prof. Juan-Bautista stressed that
respondents signed the Statement “in good faith and with the best intentions to
protect the Supreme
Court by asking one member to resign.”[76] For her part, Prof. Juan-Bautista intimated
that her deep disappointment and sadness for the plight of the Malaya Lolas were what motivated her to
sign the Statement.
On the point of academic freedom,
Prof. Juan-Bautista cited jurisprudence[77]
which in her view highlighted that academic freedom is constitutionally
guaranteed to institutions of higher learning such that schools
have the
freedom to determine for themselves who may teach, what may be taught, how lessons
shall be taught and who may be admitted
to study and that courts have no
authority to interfere in the schools’ exercise of discretion in these matters
in the absence
of grave abuse of discretion.
She claims the Court has encroached on the academic freedom of the
University of the Philippines and other universities on their right
to
determine how lessons shall be taught.
Lastly, Prof. Juan-Bautista asserted
that the Statement was an exercise of respondents’ constitutional right to
freedom of expression
that can only be curtailed when there is grave and
imminent danger to public safety, public morale, public health or other
legitimate
public interest.[78]
Compliance
of Prof. Raul T. Vasquez
On
November 19, 2010, Prof. Raul T. Vasquez (Prof. Vasquez) filed a separate
Compliance by registered mail (the Vasquez Compliance). In said Compliance, Prof. Vasquez narrated
the circumstances surrounding his signing of the Statement. He alleged that the Vinuya decision was a topic of conversation among the UP Law
faculty early in the first semester (of academic year 2010-11) because it
reportedly
contained citations not properly attributed to the sources; that he
was shown a copy of the Statement by a clerk of the Office of
the Dean on his
way to his class; and that, agreeing in principle with the main theme advanced
by the Statement, he signed the same
in utmost good faith.[79]
In
response to the directive from this Court to explain why he should not be
disciplined as a member of the Bar under the Show Cause
Resolution, Prof.
Vasquez also took the position that a lawyer has the right, like all citizens
in a democratic society, to comment
on acts of public officers. He invited the attention of the Court to the
following authorities: (a) In re: Vicente
Sotto;[80] (b) In
re: Atty. Vicente Raul Almacen;[81] and (c) a discussion appearing in
American Jurisprudence (AmJur) 2d.[82] He claims that he “never had any intention to
unduly influence, nor entertained any illusion that he could or should
influence,
[the Court] in its disposition of the Vinuya case”[83]
and that “attacking the integrity of [the Court] was the farthest thing on
respondent’s mind when he signed the Statement.”[84] Unlike his colleagues, who wish to impress
upon this Court the purported homogeneity of the views on what constitutes
plagiarism,
Prof. Vasquez stated in his Compliance that:
13. Before this Honorable Court rendered its Decision dated 12 October 2010, some espoused the view that willful and deliberate intent to commit plagiarism is an essential element of the same. Others, like respondent, were of the opinion that plagiarism is committed regardless of the intent of the perpetrator, the way it has always been viewed in the academe. This uncertainty made the issue a fair topic for academic discussion in the College. Now, this Honorable Court has ruled that plagiarism presupposes deliberate intent to steal another’s work and to pass it off as one’s own.[85] (Emphases supplied.)
Also in contrast to his colleagues, Prof.
Vasquez was willing to concede that he “might have been remiss in correctly
assessing
the effects of such language [in the Statement] and could have been
more careful.”[86] He ends his discussion with a respectful
submission that with his explanation, he has faithfully complied with the Show
Cause Resolution
and that the Court will rule that he had not in any manner
violated his oath as a lawyer and officer of the Court.
Separate
Compliance of Dean Leonen regarding the charge of violation of Canon 10 in
relation to his submission of a “dummy” of
the UP Law Faculty Statement to this
Court
In
his Compliance, Dean Leonen claimed that there were three drafts/versions of
the UP Law Faculty Statement, which he described as
follows:
“Restoring Integrity I” which bears the entire roster of the faculty of the UP College of Law in its signing pages, and the actual signatures of the thirty-seven (37) faculty members subject of the Show Cause Resolution. A copy was filed with the Honorable Court by Roque and Butuyan on 31 August 2010 in A.M. No. 10-7-17-SC.
“Restoring Integrity II” which does not bear any actual physical signature, but which reflects as signatories the names of thirty-seven (37) members of the faculty with the notation “(SGD.)”. A copy of Restoring Integrity II was publicly and physically posted in the UP College of Law on 10 August 2010. Another copy of Restoring Integrity II was also officially received by the Honorable Court from the Dean of the UP College of Law on 11 August 2010, almost three weeks before the filing of Restoring Integrity I.
“Restoring Integrity III” which is a
reprinting of Restoring Integrity II,
and which presently serves as the official file copy of the Dean’s Office in
the UP College of Law that may be signed by other
faculty members who still
wish to. It bears the actual signatures of the thirty- seven original
signatories to Restoring Integrity I
above their printed names and the notation “(SGD.”) and, in addition, the
actual signatures of eight (8) other members of the
faculty above their
handwritten or typewritten names.[87]
For purposes of this discussion, only
Restoring
Integrity I and Restoring
Integrity II are relevant
since what Dean Leonen has been directed to explain are the discrepancies in
the signature pages of these two documents.
Restoring Integrity III was never submitted to this Court.
On how Restoring Integrity I and Restoring Integrity II were prepared and came about, Dean
Leonen alleged, thus:
2.2 On 27 July 2010, sensing the emergence of a relatively broad agreement in the faculty on a draft statement, Dean Leonen instructed his staff to print the draft and circulate it among the faculty members so that those who wished to may sign. For this purpose, the staff encoded the law faculty roster to serve as the printed draft’s signing pages. Thus did the first printed draft of the Restoring Integrity Statement, Restoring Integrity I, come into being.
2.3. As of 27 July 2010, the date of the Restoring Integrity Statement, Dean Leonen was unaware that a Motion for Reconsideration of the Honorable Court’s Decision in Vinuya vs. Executive Secretary (G.R. No. 162230, 28 April 2010) had already been filed, or that the Honorable Court was in the process of convening its Committee on Ethics and Ethical Standards in A.M. No. 10-7-17-SC.
2.4. Dean Leonen’s staff then circulated Restoring Integrity I among the members of the faculty. Some faculty members visited the Dean’s Office to sign the document or had it brought to their classrooms in the College of Law, or to their offices or residences. Still other faculty members who, for one reason or another, were unable to sign Restoring Integrity I at that time, nevertheless conveyed to Dean Leonen their assurances that they would sign as soon as they could manage.
2.5. Sometime in the second week of August, judging that Restoring Integrity I had been circulated long enough, Dean Leonen instructed his staff to reproduce the statement in a style and manner appropriate for posting in the College of Law. Following his own established practice in relation to significant public issuances, he directed them to reformat the signing pages so that only the names of those who signed the first printed draft would appear, together with the corresponding “(SGD.)” note following each name. Restoring Integrity II thus came into being.[88]
According to Dean Leonen, the
“practice of eliminating blanks opposite or above the names of non-signatories
in the final draft
of significant public issuances, is meant not so much for
aesthetic considerations as to secure the integrity of such documents.”[89] He likewise claimed that “[p]osting
statements with blanks would be an open invitation to vandals and pranksters.”[90]
With
respect to the inclusion of Justice Mendoza’s name as among the signatories in Restoring
Integrity II when in fact he did not sign Restoring Integrity I,
Dean Leonen attributed the mistake to a miscommunication involving his
administrative officer. In his
Compliance, he narrated that:
2.7. Upon
being presented with a draft of Restoring Integrity II with the
reformatted signing pages, Dean Leonen
noticed the inclusion of the name of Justice Mendoza among the “(SGD.)”
signatories. As Justice Mendoza was not among those
who had physically signed Restoring
Integrity I when it was previously circulated, Dean Leonen called the
attention of his staff to the inclusion of the Justice’s name among the
“(SGD.)” signatories in Restoring Integrity II.
2.8. Dean Leonen was told by his administrative officer that she had spoken to Justice Mendoza over the phone on Friday, 06 August 2010. According to her, Justice Mendoza had authorized the dean to sign the Restoring Integrity Statement for him as he agreed fundamentally with its contents. Also according to her, Justice Mendoza was unable at that time to sign the Restoring Integrity Statement himself as he was leaving for the United States the following week. It would later turn out that this account was not entirely accurate.[91] (Underscoring and italics supplied.)
Dean Leonen claimed that he “had no reason to doubt his
administrative officer, however, and so placed full reliance on her account”[92]
as “[t]here were indeed other faculty members who had also authorized the Dean
to indicate that they were signatories, even though
they were at that time
unable to affix their signatures physically to the document.”[93]
However,
after receiving the Show Cause Resolution, Dean Leonen and his staff reviewed
the circumstances surrounding their effort
to secure Justice Mendoza’s
signature. It would turn out that this
was what actually transpired:
2.22.1. On Friday, 06 August 2010, when the dean’s staff talked to Justice Mendoza on the phone, he [Justice Mendoza] indeed initially agreed to sign the Restoring Integrity Statement as he fundamentally agreed with its contents. However, Justice Mendoza did not exactly say that he authorized the dean to sign the Restoring Integrity Statement. Rather, he inquired if he could authorize the dean to sign it for him as he was about to leave for the United States. The dean’s staff informed him that they would, at any rate, still try to bring the Restoring Integrity Statement to him.
2.22.2. Due to some administrative difficulties, Justice Mendoza was unable to sign the Restoring Integrity Statement before he left for the U.S. the following week.
2.22.3. The staff was able to bring Restoring Integrity III to Justice Mendoza when he went to the College to teach on 24 September 2010, a day after his arrival from the U.S. This time, Justice Mendoza declined to sign.[94]
According
to the Dean:
2.23. It was only at this time that Dean Leonen realized the true import of the call he received from Justice Mendoza in late September. Indeed, Justice Mendoza confirmed that by the time the hard copy of the Restoring Integrity Statement was brought to him shortly after his arrival from the U.S., he declined to sign it because it had already become controversial. At that time, he predicted that the Court would take some form of action against the faculty. By then, and under those circumstances, he wanted to show due deference to the Honorable Court, being a former Associate Justice and not wishing to unduly aggravate the situation by signing the Statement.[95] (Emphases supplied.)
With respect to the omission of Atty.
Armovit’s name in the signature page of Restoring Integrity II when he was one of the signatories of Restoring
Integrity I and the erroneous description in Dean Leonen’s August 10,
2010 letter that the version of the Statement submitted to the Court was
signed
by 38 members of the UP Law Faculty,
it was explained in the Compliance that:
Respondent Atty. Miguel Armovit physically signed Restoring Integrity I when it was circulated to him. However, his name was inadvertently left out by Dean Leonen’s staff in the reformatting of the signing pages in Restoring Integrity II. The dean assumed that his name was still included in the reformatted signing pages, and so mentioned in his cover note to Chief Justice Corona that 38 members of the law faculty signed (the original 37 plus Justice Mendoza.)[96]
Dean Leonen argues that he should not
be deemed to have submitted a dummy of the Statement that was not a true and
faithful reproduction
of the same. He
emphasized that the main body of the Statement was unchanged in all its three
versions and only the signature pages were not the
same. This purportedly is merely “reflective of
[the Statement’s] essential nature as a ‘live’ public manifesto meant to
continuously
draw adherents to its message, its signatory portion is
necessarily evolving and dynamic x x x many other printings of [the Statement]
may be made in the future, each one reflecting the same text but with more and more
signatories.”[97] Adverting to criminal law by analogy, Dean
Leonen claims that “this is not an instance where it has been made to appear in
a document
that a person has participated in an act when the latter did not in
fact so participate”[98]
for he “did not misrepresent which members of the faculty of the UP College of
Law had agreed with the Restoring
Integrity Statement proper and/or had expressed their desire to be
signatories thereto.”[99]
In this regard, Dean Leonen believes
that he had not committed any violation of Canon 10 or Rules 10.01 and 10.02
for he did not mislead
nor misrepresent to the Court the contents of the
Statement or the identities of the UP Law faculty members who agreed with, or
expressed
their desire to be signatories to, the Statement. He also asserts that he did not commit any
violation of Rule 10.03 as he “coursed [the Statement] through the appropriate
channels
by transmitting the same to Honorable Chief Justice Corona for the
latter’s information and proper disposition with the hope that
its points would
be duly considered by the Honorable Court en
banc.”[100] Citing Rudecon
Management Corporation v. Camacho,[101]
Dean Leonen posits that the required quantum of proof has not been met in this
case and that no dubious character or motivation for
the act complained of
existed to warrant an administrative sanction for violation of the standard of
honesty provided for by the
Code of Professional Responsibility.[102]
Dean Leonen ends his Compliance with an
enumeration of nearly identical reliefs as the Common Compliance, including the
prayers for
a hearing and for access to the records, evidence and witnesses
allegedly relevant not only in this case but also in A.M. No. 10-7-17-SC,
the
ethical investigation involving Justice Del Castillo.
Manifestation
of Prof. Owen Lynch (Lynch Manifestation)
For his part, Prof. Owen Lynch (Prof.
Lynch) manifests to this Court that he is not a member of the Philippine bar;
but he is a member
of the bar of the State of Minnesota. He alleges that he first taught as a visiting
professor at the UP College of Law in 1981 to 1988 and returned in the same
capacity
in 2010. He further alleges
that “[h]e subscribes to the principle, espoused by this Court and the Supreme
Court of the United States, that
‘…[d]ebate on public issues should be
uninhibited, robust and wide open and that it may well include vehement,
caustic, and sometimes
unpleasantly sharp attacks on government and public
officials.”[103] In signing the Statement, he believes that
“the right to speak means the right to speak effectively.”[104] Citing the dissenting opinions in Manila Public School Teachers Association v.
Laguio, Jr.,[105]
Prof. Lynch argued that “[f]or speech to be effective, it must be forceful
enough to make the intended recipients listen”[106]
and “[t]he quality of education would deteriorate in an atmosphere of
repression, when the very teachers who are supposed to provide
an example of
courage and self-assertiveness to their pupils can speak only in timorous
whispers.”[107] Relying on the doctrine in In the Matter of Petition for Declaratory
Relief Re: Constitutionality of Republic Act 4880, Gonzales v. Commission on
Elections,[108]
Prof. Lynch believed that the Statement did not pose any danger, clear or
present, of any substantive evil so as to remove it from
the protective mantle
of the Bill of Rights (i.e.,
referring to the constitutional guarantee on free speech).[109] He also stated that he “has read the
Compliance of the other respondents to the Show Cause Resolution” and that “he
signed the
Restoring Integrity Statement for the same reasons they did.”[110]
ISSUES
Based
on the Show Cause Resolution and a perusal of the submissions of respondents,
the material issues to be resolved in this case
are as follows:
1.)
Does
the Show Cause Resolution deny respondents their freedom of expression?
2.)
Does
the Show Cause Resolution violate respondents’ academic freedom as law
professors?
3.)
Do the submissions of respondents
satisfactorily explain why they should not be disciplined as Members of the Bar
under Canons 1,
11, and 13 and Rules 1.02 and 11.05 of the Code of Professional
Responsibility?
4.)
Does
the separate Compliance of Dean Leonen satisfactorily explain why he should not
be disciplined as a Member of the Bar under Canon
10, Rules 10.01, 10.02 and
10.03?
5.)
Are
respondents entitled to have the Show Cause Resolution set for hearing and in
relation to such hearing, are respondents entitled
to require the production or
presentation of evidence bearing on the plagiarism and misrepresentation issues
in the Vinuya case (G.R. No. 162230)
and the ethics case against Justice Del Castillo (A.M. No. 10-7-17-SC) and to
have access to the records and
transcripts of, and the witnesses and evidence
presented, or could have been presented, in the ethics case against Justice Del
Castillo
(A.M. No. 10-7-17-SC)?
DISCUSSION
The Show Cause Resolution does not deny respondents
their freedom of expression.
It
is respondents’ collective claim that the Court, with the issuance of the Show
Cause Resolution, has interfered with respondents’
constitutionally mandated
right to free speech and expression. It
appears that the underlying assumption behind respondents’ assertion is the
misconception that this Court is denying them the
right to criticize the
Court’s decisions and actions, and that this Court seeks to “silence”
respondent law professors’ dissenting
view on what they characterize as a
“legitimate public issue.”
This
is far from the truth. A reading of the Show Cause Resolution will plainly show
that it was neither the fact that respondents
had criticized a decision of the
Court nor that they had charged one of its members of plagiarism that motivated
the said Resolution. It was the manner
of the criticism and the contumacious language by which respondents, who are
not parties nor counsels in the Vinuya case, have expressed their
opinion in favor of the petitioners in the said pending case for the “proper
disposition” and consideration
of the Court that gave rise to said
Resolution. The Show Cause Resolution
painstakingly enumerated the statements that the Court considered excessive and
uncalled for under the circumstances
surrounding the issuance, publication, and
later submission to this Court of the UP Law faculty’s Restoring Integrity
Statement.
To reiterate, it was not the
circumstance that respondents expressed a belief that Justice Del Castillo was
guilty of plagiarism but
rather their expression of that belief as “not only as
an established fact, but a truth”[111]
when it was “[o]f public knowledge [that there was] an ongoing investigation
precisely to determine the truth of such allegations.”[112] It was also pointed out in the Show Cause Resolution
that there was a pending motion for reconsideration of the Vinuya decision.[113] The Show Cause Resolution made no objections
to the portions of the Restoring Integrity Statement that respondents claimed
to be “constructive”
but only asked respondents to explain those portions of
the said Statement that by no stretch of the imagination could be considered
as
fair or constructive, to wit:
Beyond this, however, the statement bore certain remarks which raise concern for the Court. The opening sentence alone is a grim preamble to the institutional attack that lay ahead. It reads:
An extraordinary act of injustice has
again been committed against the brave Filipinas who had suffered abuse during
a time of war.
The first paragraph concludes with a reference to the decision in Vinuya v. Executive Secretary as a reprehensible act of dishonesty and misrepresentation by the Highest Court of the land. x x x.
The insult to the members of the Court was aggravated by imputations of deliberately delaying the resolution of the said case, its dismissal on the basis of “polluted sources,” the Court’s alleged indifference to the cause of petitioners [in the Vinuya case], as well as the supposed alarming lack of concern of the members of the Court for even the most basic values of decency and respect.[114] x x x. (Underscoring ours.)
To
be sure, the Show Cause Resolution itself recognized respondents’ freedom of
expression when it stated that:
While most agree that the right to criticize the judiciary is critical to maintaining a free and democratic society, there is also a general consensus that healthy criticism only goes so far. Many types of criticism leveled at the judiciary cross the line to become harmful and irresponsible attacks. These potentially devastating attacks and unjust criticism can threaten the independence of the judiciary. The court must “insist on being permitted to proceed to the disposition of its business in an orderly manner, free from outside interference obstructive of its functions and tending to embarrass the administration of justice.”
The Court could hardly perceive any reasonable purpose for the faculty’s less than objective comments except to discredit the April 28, 2010 Decision in the Vinuya case and undermine the Court’s honesty, integrity and competence in addressing the motion for its reconsideration. As if the case on the comfort women’s claims is not controversial enough, the UP Law faculty would fan the flames and invite resentment against a resolution that would not reverse the said decision. This runs contrary to their obligation as law professors and officers of the Court to be the first to uphold the dignity and authority of this Court, to which they owe fidelity according to the oath they have taken as attorneys, and not to promote distrust in the administration of justice.[115] x x x. (Citations omitted; emphases and underscoring supplied.)
Indeed, in a long line of cases, including
those cited in respondents’ submissions, this Court has held that the right to
criticize
the courts and judicial officers must be balanced against the equally
primordial concern that the independence of the Judiciary be
protected from due
influence or interference. In cases
where the critics are not only citizens but members of the Bar, jurisprudence
has repeatedly affirmed the authority of this
Court to discipline lawyers whose
statements regarding the courts and fellow lawyers, whether judicial or
extrajudicial, have exceeded
the limits of fair comment and common decency.
As
early as the 1935 case of Salcedo v.
Hernandez,[116]
the Court found Atty. Vicente J. Francisco both guilty of contempt and liable
administratively for the following paragraph in his
second motion for
reconsideration:
We should like frankly and respectfully to make it of record that the resolution of this court, denying our motion for reconsideration, is absolutely erroneous and constitutes an outrage to the rights of the petitioner Felipe Salcedo and a mockery of the popular will expressed at the polls in the municipality of Tiaong, Tayabas. We wish to exhaust all the means within our power in order that this error may be corrected by the very court which has committed it, because we should not want that some citizen, particularly some voter of the municipality of Tiaong, Tayabas, resort to the press publicly to denounce, as he has a right to do, the judicial outrage of which the herein petitioner has been the victim, and because it is our utmost desire to safeguard the prestige of this honorable court and of each and every member thereof in the eyes of the public. But, at the same time we wish to state sincerely that erroneous decisions like these, which the affected party and his thousands of voters will necessarily consider unjust, increase the proselytes of 'sakdalism' and make the public lose confidence in the administration of justice.[117] (Emphases supplied.)
The highlighted phrases were
considered by the Court as neither justified nor necessary and further held
that:
[I]n order to call the attention of the court in a special way to the essential points relied upon in his argument and to emphasize the force thereof, the many reasons stated in his said motion were sufficient and the phrases in question were superfluous. In order to appeal to reason and justice, it is highly improper and amiss to make trouble and resort to threats, as Attorney Vicente J. Francisco has done, because both means are annoying and good practice can never sanction them by reason of their natural tendency to disturb and hinder the free exercise of a serene and impartial judgment, particularly in judicial matters, in the consideration of questions submitted for resolution.
There is no question that said paragraph of Attorney Vicente J. Francisco's motion contains a more or less veiled threat to the court because it is insinuated therein, after the author shows the course which the voters of Tiaong should follow in case he fails in his attempt, that they will resort to the press for the purpose of denouncing, what he claims to be a judicial outrage of which his client has been the victim; and because he states in a threatening manner with the intention of predisposing the mind of the reader against the court, thus creating an atmosphere of prejudices against it in order to make it odious in the public eye, that decisions of the nature of that referred to in his motion promote distrust in the administration of justice and increase the proselytes of sakdalism, a movement with seditious and revolutionary tendencies the activities of which, as is of public knowledge, occurred in this country a few days ago. This cannot mean otherwise than contempt of the dignity of the court and disrespect of the authority thereof on the part of Attorney Vicente J. Francisco, because he presumes that the court is so devoid of the sense of justice that, if he did not resort to intimidation, it would maintain its error notwithstanding the fact that it may be proven, with good reasons, that it has acted erroneously.[118] (Emphases supplied.)
Significantly,
Salcedo is the decision from which
respondents culled their quote from the minority view of Justice
Malcolm. Moreover, Salcedo concerned statements made in a pleading filed by a counsel
in a case, unlike the respondents here, who are neither parties nor counsels
in
the Vinuya case and therefore, do not have any standing at all to
interfere in the Vinuya case.
Instead of supporting respondents’ theory, Salcedo is authority for the following principle:
As a member of the bar and an officer of this court, Attorney Vicente J. Francisco, as any attorney, is in duty bound to uphold its dignity and authority and to defend its integrity, not only because it has conferred upon him the high privilege, not a right (Malcolm, Legal Ethics, 158 and 160), of being what he now is: a priest of justice (In re Thatcher, 80 Ohio St. Rep., 492, 669), but also because in so doing, he neither creates nor promotes distrust in the administration of justice, and prevents anybody from harboring and encouraging discontent which, in many cases, is the source of disorder, thus undermining the foundation upon which rests that bulwark called judicial power to which those who are aggrieved turn for protection and relief.[119] (Emphases supplied.)
Thus, the lawyer in Salcedo was fined and reprimanded
for his injudicious statements in his pleading, by accusing the Court of
“erroneous ruling.” Here, the
respondents’ Statement goes way beyond merely ascribing error to the Court.
Other cases cited by respondents
likewise espouse rulings contrary to their position. In re:
Atty. Vicente Raul Almacen,[120] cited in the Common Compliance and the Vasquez
Compliance, was an instance where the Court indefinitely suspended a
member of the Bar for filing and releasing to the press a “Petition to
Surrender Lawyer’s Certificate of Title” in protest
of what he claimed was a
great injustice to his client committed by the Supreme Court. In the decision,
the petition was described,
thus:
He indicts this Court, in his own phrase, as a tribunal "peopled by men who are calloused to our pleas for justice, who ignore without reasons their own applicable decisions and commit culpable violations of the Constitution with impunity." His client's he continues, who was deeply aggrieved by this Court's "unjust judgment," has become "one of the sacrificial victims before the altar of hypocrisy." In the same breath that he alludes to the classic symbol of justice, he ridicules the members of this Court, saying "that justice as administered by the present members of the Supreme Court is not only blind, but also deaf and dumb." He then vows to argue the cause of his client "in the people's forum," so that "the people may know of the silent injustices committed by this Court," and that "whatever mistakes, wrongs and injustices that were committed must never be repeated." He ends his petition with a prayer that
"x x x a resolution issue ordering the Clerk of Court to receive the certificate of the undersigned attorney and counsellor-at-law IN TRUST with reservation that at any time in the future and in the event we regain our faith and confidence, we may retrieve our title to assume the practice of the noblest profession."[121]
It is true that in Almacen the Court extensively discussed
foreign jurisprudence on the principle that a lawyer, just like any citizen,
has the right to criticize
and comment upon actuations of public officers,
including judicial authority. However,
the real doctrine in Almacen is that
such criticism of the courts, whether done in court or outside of it, must
conform to standards of fairness and propriety.
This case engaged in an even more extensive discussion of the legal
authorities sustaining this view. To
quote from that decision:
But it is the cardinal condition of all such criticism that it shall be bona fide, and shall not spill over the walls of decency and propriety. A wide chasm exists between fair criticism, on the one hand, and abuse and slander of courts and the judges thereof, on the other. Intemperate and unfair criticism is a gross violation of the duty of respect to courts. It is such a misconduct that subjects a lawyer to disciplinary action.
For, membership in the Bar imposes upon a person obligations and duties which are not mere flux and ferment. His investiture into the legal profession places upon his shoulders no burden more basic, more exacting and more imperative than that of respectful behavior toward the courts. He vows solemnly to conduct himself "with all good fidelity x x x to the courts;" and the Rules of Court constantly remind him "to observe and maintain the respect due to courts of justice and judicial officers." The first canon of legal ethics enjoins him "to maintain towards the courts a respectful attitude, not for the sake of the temporary incumbent of the judicial office, but for the maintenance of its supreme importance."
As Mr. Justice Field puts it:
"x x x the obligation which attorneys impliedly assume, if they do not by express declaration take upon themselves, when they are admitted to the Bar, is not merely to be obedient to the Constitution and laws, but to maintain at all times the respect due to courts of justice and judicial officers. This obligation is not discharged by merely observing the rules of courteous demeanor in open court, but includes abstaining out of court from all insulting language and offensive conduct toward judges personally for their judicial acts." (Bradley, v. Fisher, 20 Law. 4d. 647, 652)
The lawyer's duty to render respectful subordination to the courts is essential to the orderly administration of justice. Hence, in the assertion of their clients' rights, lawyers — even those gifted with superior intellect — are enjoined to rein up their tempers.
"The counsel in any case may or may not be an abler or more learned lawyer than the judge, and it may tax his patience and temper to submit to rulings which he regards as incorrect, but discipline and self-respect are as necessary to the orderly administration of justice as they are to the effectiveness of an army. The decisions of the judge must be obeyed, because he is the tribunal appointed to decide, and the bar should at all times be the foremost in rendering respectful submission." (In Re Scouten, 40 Atl. 481)
x x x x
In his relations with the courts, a lawyer may not divide his personality so as to be an attorney at one time and a mere citizen at another. Thus, statements made by an attorney in private conversations or communications or in the course of a political campaign, if couched in insulting language as to bring into scorn and disrepute the administration of justice, may subject the attorney to disciplinary action.[122] (Emphases and underscoring supplied.)
In
a similar vein, In re: Vicente Sotto,[123]
cited in the Vasquez Compliance, observed
that:
[T]his Court, in In re Kelly, held the following:
The publication of a criticism of a party or of the court to a pending cause, respecting the same, has always been considered as misbehavior, tending to obstruct the administration of justice, and subjects such persons to contempt proceedings. Parties have a constitutional right to have their causes tried fairly in court, by an impartial tribunal, uninfluenced by publications or public clamor. Every citizen has a profound personal interest in the enforcement of the fundamental right to have justice administered by the courts, under the protection and forms of law, free from outside coercion or interference. x x x.
Mere criticism or comment on the correctness or wrongness, soundness or unsoundness of the decision of the court in a pending case made in good faith may be tolerated; because if well founded it may enlighten the court and contribute to the correction of an error if committed; but if it is not well taken and obviously erroneous, it should, in no way, influence the court in reversing or modifying its decision. x x x.
x x x x
To hurl the false charge that this Court has been for the last years committing deliberately "so many blunders and injustices," that is to say, that it has been deciding in favor of one party knowing that the law and justice is on the part of the adverse party and not on the one in whose favor the decision was rendered, in many cases decided during the last years, would tend necessarily to undermine the confidence of the people in the honesty and integrity of the members of this Court, and consequently to lower or degrade the administration of justice by this Court. The Supreme Court of the Philippines is, under the Constitution, the last bulwark to which the Filipino people may repair to obtain relief for their grievances or protection of their rights when these are trampled upon, and if the people lose their confidence in the honesty and integrity of the members of this Court and believe that they cannot expect justice therefrom, they might be driven to take the law into their own hands, and disorder and perhaps chaos might be the result. As a member of the bar and an officer of the courts Atty. Vicente Sotto, like any other, is in duty bound to uphold the dignity and authority of this Court, to which he owes fidelity according to the oath he has taken as such attorney, and not to promote distrust in the administration of justice. Respect to the courts guarantees the stability of other institutions, which without such guaranty would be resting on a very shaky foundation.[124] (Emphases and underscoring supplied.)
That the doctrinal pronouncements in these
early cases are still good law can be easily gleaned even from more recent
jurisprudence.
In Choa v. Chiongson,[125]
the Court administratively disciplined a lawyer, through the imposition of a fine,
for making malicious and unfounded criticisms
of a judge in the guise of an
administrative complaint and held, thus:
As an officer of the court and its indispensable partner in the sacred task of administering justice, graver responsibility is imposed upon a lawyer than any other to uphold the integrity of the courts and to show respect to its officers. This does not mean, however, that a lawyer cannot criticize a judge. As we stated in Tiongco vs. Hon. Aguilar:
It does not, however, follow that just because a lawyer is an officer of the court, he cannot criticize the courts. That is his right as a citizen, and it is even his duty as an officer of the court to avail of such right. Thus, in In Re: Almacen (31 SCRA 562, 579-580 [1970]), this Court explicitly declared:
Hence, as a citizen and as officer of the court, a lawyer is expected not only to exercise the right, but also to consider it his duty to avail of such right. No law may abridge this right. Nor is he "professionally answerable to a scrutiny into the official conduct of the judges, which would not expose him to legal animadversion as a citizen." (Case of Austin, 28 Am Dec. 657, 665).
x x x x
Nevertheless, such a right is not without limit. For, as this Court warned in Almacen:
But it is a cardinal condition of all such criticism that it shall be bona fide, and shall not spill over the walls of decency and propriety. A wide chasm exists between fair criticism, on the one hand, and abuse and slander of courts and the judges thereof, on the other. Intemperate and unfair criticism is a gross violation of the duty of respect to courts. It is such a misconduct, that subjects a lawyer to disciplinary action.
x x x x
Elsewise stated, the right to criticize, which is guaranteed by the freedom of speech and of expression in the Bill of Rights of the Constitution, must be exercised responsibly, for every right carries with it a corresponding obligation. Freedom is not freedom from responsibility, but freedom with responsibility. x x x.
x x x x
Proscribed then are, inter alia, the use of unnecessary language which jeopardizes high esteem in courts, creates or promotes distrust in judicial administration (Rheem, supra), or tends necessarily to undermine the confidence of people in the integrity of the members of this Court and to degrade the administration of justice by this Court (In re: Sotto, 82 Phil. 595 [1949]); or of offensive and abusive language (In re: Rafael Climaco, 55 SCRA 107 [1974]); or abrasive and offensive language (Yangson vs. Salandanan, 68 SCRA 42 [1975]; or of disrespectful, offensive, manifestly baseless, and malicious statements in pleadings or in a letter addressed to the judge (Baja vs. Macandog, 158 SCRA [1988], citing the resolution of 19 January 1988 in Phil. Public Schools Teachers Association vs. Quisumbing, G.R. No. 76180, and Ceniza vs. Sebastian, 130 SCRA 295 [1984]); or of disparaging, intemperate, and uncalled-for remarks (Sangalang vs. Intermediate Appellate Court, 177 SCRA 87 [1989]).
Any criticism against a judge made in the guise of an administrative complaint which is clearly unfounded and impelled by ulterior motive will not excuse the lawyer responsible therefor under his duty of fidelity to his client. x x x.[126] (Emphases and underscoring supplied.)
In Saberon v. Larong,[127] where this Court found respondent
lawyer guilty of simple misconduct for
using intemperate language in his pleadings and imposed a fine upon him, we had
the occasion to state:
The Code of Professional Responsibility
mandates:
CANON 8 - A lawyer shall conduct himself with courtesy, fairness and candor toward his professional colleagues, and shall avoid harassing tactics against opposing counsel.
Rule 8.01 - A lawyer shall not, in his professional dealings, use language which is abusive, offensive or otherwise improper.
CANON
11 - A lawyer shall observe and maintain the respect due to the courts and to
judicial officers and should insist on similar
conduct by others.
Rule
11.03 - A lawyer shall abstain from scandalous, offensive or menacing language
or behavior before the Courts.
To be sure, the adversarial nature of our legal system has tempted members of the bar to use strong language in pursuit of their duty to advance the interests of their clients.
However,
while a lawyer is entitled to present his case with vigor and courage, such
enthusiasm does not justify the use of offensive
and abusive language. Language
abounds with countless possibilities for one to be emphatic but respectful,
convincing but not derogatory,
illuminating but not offensive.
On
many occasions, the Court has reminded members of the Bar to abstain from all
offensive personality and to advance no fact prejudicial to the honor or
reputation of a party or witness, unless required by the justice of the cause
with which he is charged. In keeping with the dignity of the legal profession,
a lawyer’s language even in his pleadings must be
dignified.[128]
Verily, the accusatory and vilifying nature
of certain portions of the Statement exceeded the limits of fair comment and
cannot be
deemed as protected free speech.
Even In the Matter of Petition for
Declaratory Relief Re: Constitutionality of Republic Act 4880, Gonzales v.
Commission on Elections,[129]
relied upon by respondents in the Common Compliance, held that:
From the language of the specific constitutional provision, it would appear that the right is not susceptible of any limitation. No law may be passed abridging the freedom of speech and of the press. The realities of life in a complex society preclude however a literal interpretation. Freedom of expression is not an absolute. It would be too much to insist that at all times and under all circumstances it should remain unfettered and unrestrained. There are other societal values that press for recognition. x x x.[130] (Emphasis supplied.)
One such societal value that presses
for recognition in the case at bar is the threat to judicial independence and
the orderly administration
of justice that immoderate, reckless and unfair
attacks on judicial decisions and institutions pose. This Court held as much in Zaldivar v. Sandiganbayan and Gonzales,[131]
where we indefinitely suspended a lawyer from the practice of law for
issuing to the media statements grossly disrespectful towards the Court in
relation to a pending
case, to wit:
Respondent Gonzales is entitled to the constitutional guarantee of free speech. No one seeks to deny him that right, least of all this Court. What respondent seems unaware of is that freedom of speech and of expression, like all constitutional freedoms, is not absolute and that freedom of expression needs on occasion to be adjusted to and accommodated with the requirements of equally important public interest. One of these fundamental public interests is the maintenance of the integrity and orderly functioning of the administration of justice. There is no antinomy between free expression and the integrity of the system of administering justice. For the protection and maintenance of freedom of expression itself can be secured only within the context of a functioning and orderly system of dispensing justice, within the context, in other words, of viable independent institutions for delivery of justice which are accepted by the general community. x x x.[132] (Emphases supplied.)
For this reason, the Court cannot
uphold the view of some respondents[133]
that the Statement presents no grave or imminent danger to a legitimate public
interest.
The Show Cause Resolution does not interfere with
respondents’ academic freedom.
It is not contested that respondents
herein are, by law and jurisprudence, guaranteed academic freedom and
undisputably, they are
free to determine what they will teach their students and
how they will teach. We must point out that there is nothing in the Show
Cause
Resolution that dictates upon respondents the subject matter they can teach and
the manner of their instruction.
Moreover, it is not inconsistent with the principle of academic freedom
for this Court to subject lawyers who teach law to disciplinary
action for contumacious conduct and speech, coupled
with undue intervention in favor of a party in a pending case, without
observing proper procedure, even if purportedly done in their capacity as
teachers.
A
novel issue involved in the present controversy, for it has not been passed
upon in any previous case before this Court, is the
question of whether lawyers
who are also law professors can invoke academic freedom as a defense in an
administrative proceeding
for
intemperate statements tending to pressure the Court or influence the outcome
of a case or degrade the courts.
Applying by analogy the Court’s past
treatment of the “free speech” defense in other bar discipline cases, academic
freedom
cannot be successfully invoked by respondents in this case. The implicit ruling in the
jurisprudence discussed above is that the constitutional right to freedom of
expression of members of the
Bar may be circumscribed by their ethical duties
as lawyers to give due respect to the courts and to uphold the public’s faith
in the legal profession and the justice system.
To our mind, the reason that freedom of expression may be so delimited
in the case of lawyers applies with greater force to the academic
freedom of
law professors.
It would do well for the Court to
remind respondents that, in view of the broad definition in Cayetano v. Monsod,[134]
lawyers when they teach law are considered engaged in the practice of law. Unlike professors in other disciplines and
more than lawyers who do not teach law, respondents are bound by their oath to
uphold the
ethical standards of the legal profession. Thus, their actions as law professors must be
measured against the same canons of professional responsibility applicable to
acts of
members of the Bar as the fact of their being law professors is
inextricably entwined with the fact that they are lawyers.
Even if the Court was willing to
accept respondents’ proposition in the Common Compliance that their issuance of
the Statement was
in keeping with their duty to “participate in the development
of the legal system by initiating or supporting efforts in law reform
and in
the improvement of the administration of justice” under Canon 4 of the Code of
Professional Responsibility, we cannot agree
that they have fulfilled that same
duty in keeping with the demands of Canons 1, 11 and 13 to give due respect to
legal processes
and the courts, and to avoid conduct that tends to influence
the courts. Members of the Bar cannot be selective regarding which canons
to
abide by given particular situations. With more reason that law professors are
not allowed this indulgence, since they are expected
to provide their students
exemplars of the Code of Professional Responsibility as a whole and not just
their preferred portions thereof.
The Court’s rulings on
the submissions regarding the charge of violation of Canons 1, 11 and 13.
Having disposed of respondents’ main
arguments of freedom of expression and academic freedom, the Court considers
here the other
averments in their submissions.
With
respect to good faith, respondents’ allegations presented two main ideas: (a)
the validity of their position regarding the
plagiarism charge against Justice
Del Castillo, and (b) their pure motive to spur this Court to take the correct
action on said issue.
The
Court has already clarified that it is not the expression of respondents’
staunch belief that Justice Del Castillo has committed
a misconduct that the
majority of this Court has found so unbecoming in the Show Cause
Resolution. No matter how firm a
lawyer’s conviction in the righteousness of his cause there is simply no excuse
for denigrating the courts
and engaging in public behavior that tends to put
the courts and the legal profession into disrepute. This doctrine, which we have repeatedly
upheld in such cases as Salcedo, In re Almacen and Saberong, should
be applied in this case with more reason, as the respondents, not parties to
the Vinuya case, denounced the Court and urged it to change its
decision therein, in a public statement using contumacious language, which with
temerity they subsequently submitted to the Court for “proper disposition.”
That humiliating the Court into
reconsidering the Vinuya Decision in
favor of the Malaya Lolas was one of
the objectives of the Statement could be seen in the following paragraphs from
the same:
And in light of the
significance of this decision to the quest for justice not only of Filipino
women, but of women elsewhere in the
world who have suffered the horrors of
sexual abuse and exploitation in times of war, the Court cannot coldly deny relief and justice to the petitioners
on the basis of pilfered and misinterpreted texts.
x x x x
(3) The same breach and consequent disposition of the Vinuya case does violence to the primordial function of the Supreme Court as the ultimate dispenser of justice to all those who have been left without legal or equitable recourse, such as the petitioners therein.[135] (Emphases and underscoring supplied.)
Whether or not respondents’ views regarding the plagiarism
issue in the Vinuya case had valid basis was wholly immaterial to their
liability for contumacious speech and conduct.
These are two separate matters to be properly threshed out in separate
proceedings. The Court considers it
highly inappropriate, if not tantamount to dissembling, the discussion devoted
in one of the compliances arguing
the guilt of Justice Del Castillo. In the Common Compliance, respondents even go
so far as to attach documentary evidence to support the plagiarism charges
against Justice
Del Castillo in the present controversy. The ethics case of Justice Del Castillo (A.M.
No. 10-7-17-SC), with the filing of a motion for reconsideration, was still
pending
at the time of the filing of respondents’ submissions in this
administrative case. As respondents themselves admit, they are neither
parties
nor counsels in the ethics case against Justice Del Castillo. Notwithstanding
their professed overriding interest in said
ethics case, it is not proper
procedure for respondents to bring up their plagiarism arguments here
especially when it has no bearing
on their own administrative case.
Still
on motive, it is also proposed that the choice of language in the Statement was
intended for effective speech; that speech must
be “forceful enough to make the
intended recipients listen.”[136] One wonders what sort of effect respondents
were hoping for in branding this Court as, among others, callous, dishonest and
lacking
in concern for the basic values of decency and respect. The Court fails to see how it can ennoble the
profession if we allow respondents to send a signal to their students that the
only
way to effectively plead their cases and persuade others to their point of
view is to be offensive.
This brings to our mind the letters of Dr. Ellis and Prof.
Tams which were deliberately quoted in full in the narration of background
facts to illustrate the sharp contrast between the civil tenor of these letters
and the antagonistic irreverence of the Statement.
In truth, these foreign
authors are the ones who would expectedly be affected by any perception of
misuse of their works. Notwithstanding
that they are beyond the disciplinary reach of this Court, they still obviously
took pains to convey their objections
in a deferential and scholarly
manner. It is unfathomable to the Court
why respondents could not do the same.
These foreign authors’ letters underscore the universality of the tenet
that legal professionals must deal with each other in good
faith and due
respect. The mark of the true
intellectual is one who can express his opinions logically and soberly without
resort to exaggerated rhetoric
and unproductive recriminations.
As for the claim that the respondents’ noble intention is to spur the Court to take “constructive action” on the plagiarism issue, the Court has some doubts as to its veracity. For if the Statement was primarily meant for this Court’s consideration, why was the same published and reported in the media first before it was submitted to this Court? It is more plausible that the Statement was prepared for consumption by the general public and designed to capture media attention as part of the effort to generate interest in the most controversial ground in the Supplemental Motion for Reconsideration filed in the Vinuya case by Atty. Roque, who is respondents’ colleague on the UP Law faculty.
In this regard, the Court finds that
there was indeed a lack of observance of fidelity and due respect to the Court,
particularly
when respondents knew fully well that the matter of plagiarism in
the Vinuya decision and the merits of
the Vinuya decision itself, at the
time of the Statement’s issuance, were still both sub judice or pending
final disposition of the Court. These
facts have been widely publicized. On this point, respondents allege that at
the time the Statement was first drafted on July
27, 2010, they did not know of
the constitution of the Ethics Committee and they had issued the Statement under
the belief that this
Court intended to take no action on the ethics charge
against Justice Del Castillo. Still,
there was a significant lapse of time from the drafting and printing of the
Statement on July 27, 2010 and its publication
and submission to this Court in
early August when the Ethics Committee had already been convened. If it is true that the respondents’ outrage
was fueled by their perception of indifference on the part of the Court then,
when it
became known that the Court did intend to take action, there was
nothing to prevent respondents from recalibrating the Statement
to take this
supervening event into account in the interest of fairness.
Speaking of the publicity this case
has generated, we likewise find no merit in the respondents’ reliance on
various news reports
and commentaries in the print media and the internet as
proof that they are being unfairly “singled out.” On the contrary, these same annexes to the
Common Compliance show that it is not enough for one to criticize the Court to
warrant
the institution of disciplinary[137]
or contempt[138]
action. This Court takes into account
the nature of the criticism and weighs the possible repercussions of the same
on the Judiciary. When the criticism
comes from persons outside the profession who may not have a full grasp of
legal issues or from individuals whose
personal or other interests in making
the criticism are obvious, the Court may perhaps tolerate or ignore them. However, when law professors are the ones who
appear to have lost sight of the boundaries of fair commentary and worse, would
justify
the same as an exercise of civil liberties, this Court cannot remain
silent for such silence would have a grave implication on legal
education in
our country.
With respect to the 35 respondents named in the Common Compliance, considering that this appears to be
the first time these respondents have been involved in disciplinary proceedings
of this sort,
the Court is willing to give them the benefit of the doubt that
they were for the most part well-intentioned in the issuance of the
Statement. However, it is established in
jurisprudence that where the excessive and contumacious language used is plain
and undeniable, then
good intent can only be mitigating. As this Court expounded in Salcedo:
In his defense, Attorney Vicente J. Francisco states that it was not his intention to offend the court or to be recreant to the respect thereto but, unfortunately, there are his phrases which need no further comment. Furthermore, it is a well settled rule in all places where the same conditions and practice as those in this jurisdiction obtain, that want of intention is no excuse from liability (13 C. J., 45). Neither is the fact that the phrases employed are justified by the facts a valid defense:
"Where the matter is abusive or insulting, evidence that the language used was justified by the facts is not admissible as a defense. Respect for the judicial office should always be observed and enforced." (In re Stewart, 118 La., 827; 43 S., 455.) Said lack or want of intention constitutes at most an extenuation of liability in this case, taking into consideration Attorney Vicente J. Francisco's state of mind, according to him when he prepared said motion. This court is disposed to make such concession. However, in order to avoid a recurrence thereof and to prevent others, by following the bad example, from taking the same course, this court considers it imperative to treat the case of said attorney with the justice it deserves.[139] (Emphases supplied.)
Thus, the 35 respondents named in the Common
Compliance should, notwithstanding their claim of good faith, be reminded of
their lawyerly
duty, under Canons 1, 11 and 13, to give due respect to the
courts and to refrain from intemperate and offensive language tending
to
influence the Court on pending matters or to denigrate the courts and the
administration of justice.
With respect to Prof. Vasquez, the
Court favorably notes the differences in his Compliance compared to his
colleagues. In our view, he was the only one among the
respondents who showed
true candor and sincere deference to the Court.
He was able to give a straightforward account of how he came to sign the
Statement. He was candid enough to state
that his agreement to the Statement was in principle and that the reason
plagiarism was a “fair topic
of discussion” among the UP Law faculty prior to
the promulgation of the October 12, 2010 Decision in A.M. No. 10-7-17-SC was
the
uncertainty brought about by a division of opinion on whether or not willful
or deliberate intent was an element of plagiarism. He was likewise willing to acknowledge that
he may have been remiss in failing to assess the effect of the language of the
Statement
and could have used more care.
He did all this without having to retract his position on the plagiarism
issue, without demands for undeserved reliefs (as will be
discussed below) and
without baseless insinuations of deprivation of due process or of
prejudgment. This is all that this Court
expected from respondents, not for them to sacrifice their principles but only
that they recognize that
they themselves may have committed some ethical lapse
in this affair. We commend Prof. Vaquez for showing that at least one of the
respondents can grasp the true import of the Show Cause Resolution involving
them. For these reasons, the Court finds Prof. Vasquez’s
Compliance satisfactory.
As for Prof. Lynch, in view of his Manifestation that he is a member of the Bar of the
State of Minnesota and, therefore, not under the disciplinary
authority of this
Court, he should be excused from these proceedings. However, he should be reminded that while he
is engaged as a professor in a Philippine law school he should strive to be a
model of
responsible and professional conduct to his students even without the
threat of sanction from this Court. For
even if one is not bound by the Code of Professional Responsibility for members
of the Philippine Bar, civility and respect among
legal professionals of any
nationality should be aspired for under universal standards of decency and
fairness.
The Court’s ruling on Dean Leonen’s Compliance regarding the charge of violation of Canon 10.
To
recall, the Show Cause Resolution directed Dean Leonen to show cause why he
should not be disciplinary dealt with for violation
of Canon 10, Rules 10.01,
10.02 and 10.03 and for submitting a “dummy” that was not a true and faithful
reproduction of the signed
Statement.
In his Compliance, Dean Leonen
essentially denies that Restoring
Integrity II was not a true
and faithful reproduction of the actual signed copy, Restoring Integrity I, because looking at the text or the
body, there were no differences between the two. He attempts to downplay the discrepancies in
the signature pages of the two versions of the Statement (i.e., Restoring Integrity I and Restoring Integrity II) by claiming that it is but expected in
“live” public manifestos with dynamic and evolving pages as more and more
signatories
add their imprimatur thereto. He likewise stresses that he is not
administratively liable because he did not misrepresent the members
of the UP
Law faculty who “had agreed with
the Restoring Integrity Statement proper
and/or who had expressed their desire to be signatories thereto.”[140]
To begin with, the Court cannot
subscribe to Dean Leonen’s implied view that the signatures in the Statement
are not as significant
as its contents.
Live public manifesto or not, the Statement was formally submitted to
this Court at a specific point in time and it should reflect
accurately its
signatories at that point. The value of
the Statement as a UP Law Faculty Statement lies precisely in the identities of
the persons who have signed it, since
the Statement’s persuasive authority mainly
depends on the reputation and stature of the persons who have endorsed the
same. Indeed,
it is apparent from respondents’ explanations that their own
belief in the “importance” of their positions as UP law professors
prompted
them to publicly speak out on the matter of the plagiarism issue in the Vinuya case.
Further, in our assessment, the true
cause of Dean Leonen’s predicament is the fact that he did not from the
beginning submit the
signed copy, Restoring Integrity I, to this Court
on August 11, 2010 and, instead, submitted Restoring Integrity II with its
retyped or “reformatted” signature pages. It would turn out, according to Dean
Leonen’s account, that there were errors in the retyping of the signature pages
due to lapses
of his unnamed staff. First, an unnamed administrative officer in
the dean’s office gave the dean inaccurate information that led
him to allow
the inclusion of Justice Mendoza as among the signatories of Restoring
Integrity II. Second, an unnamed
staff also failed to type the name of Atty. Armovit when encoding the signature
pages of Restoring Integrity II when
in fact he had signed Restoring Integrity I.
The Court can understand why for
purposes of posting on a bulletin board or a website a signed document may have
to be reformatted
and signatures may be indicated by the notation (SGD). This is not unusual. We are willing to accept that the
reformatting of documents meant for posting to eliminate blanks is necessitated
by vandalism concerns.
However, what is unusual is the submission
to a court, especially this Court, of a signed document for the Court’s
consideration
that did not contain the actual signatures of its authors. In most cases, it is the original
signed document that is transmitted to the Court or at the very least a
photocopy of the actual signed document.
Dean Leonen has not offered any explanation why he deviated from this
practice with his submission to the Court of Restoring Integrity II on August 11, 2010. There was nothing to prevent the dean from
submitting Restoring Integrity I to
this Court even with its blanks and unsigned portions. Dean Leonen cannot claim
fears of vandalism with respect to court submissions
for court employees are
accountable for the care of documents and records that may come into their
custody. Yet, Dean Leonen deliberately
chose to submit to this Court the facsimile that did not contain the actual
signatures and his silence
on the reason therefor is in itself a display of
lack of candor.
Still, a careful reading of Dean
Leonen’s explanations yield the answer.
In the course of his explanation of his willingness to accept his
administrative officer’s claim that Justice Mendoza agreed to
be indicated as a
signatory, Dean Leonen admits in a footnote that other professors had likewise
only authorized him to indicate
them as signatories and had not in fact signed
the Statement. Thus, at around the time Restoring
Integrity II was printed,
posted and submitted to this Court, at least one purported signatory thereto
had not actually signed the same.
Contrary to Dean Leonen’s proposition, that is precisely tantamount to
making it appear to this Court that a person or persons participated
in an act
when such person or persons did not.
We are surprised that someone like
Dean Leonen, with his reputation for perfection and stringent standards of
intellectual honesty,
could proffer the explanation that there was no
misrepresentation when he allowed at least one person to be indicated as having
actually
signed the Statement when all he had was a verbal communication of an intent to sign. In the case of Justice Mendoza, what he had
was only hearsay information that the former intended to sign the
Statement. If Dean Leonen was truly
determined to observe candor and truthfulness in his dealings with the Court,
we see no reason why he could
not have waited until all the professors who
indicated their desire to sign the Statement had in fact signed before
transmitting
the Statement to the Court as a duly signed document. If it was truly impossible to secure some
signatures, such as that of Justice Mendoza who had to leave for abroad, then
Dean Leonen
should have just resigned himself to the signatures that he was
able to secure.
We cannot imagine what urgent concern
there was that he could not wait for actual signatures before submission of the
Statement to
this Court. As respondents
all asserted, they were neither parties to nor counsels in the Vinuya case and the ethics case against
Justice Del Castillo. The Statement was
neither a pleading with a deadline nor a required submission to the Court;
rather, it was a voluntary submission
that Dean Leonen could do at any time.
In sum, the
Court likewise finds Dean Leonen’s Compliance unsatisfactory. However, the
Court is willing to ascribe these isolated lapses in judgment of Dean Leonen to
his misplaced zeal in pursuit of his
objectives. In due consideration of Dean Leonen’s
professed good intentions, the Court deems it sufficient to admonish Dean
Leonen for failing
to observe full candor and honesty in his dealings with the
Court as required under Canon 10.
Respondents’ requests for a hearing, for production/presentation of evidence bearing on the plagiarism and misrepresentation issues in G.R. No. 162230 and A.M. No. 10-7-17-SC, and for access to the records of A.M. No. 10-7-17-SC are unmeritorious.
In the Common Compliance, respondents
named therein asked for alternative reliefs should the Court find their
Compliance unsatisfactory,
that is, that the Show Cause Resolution be set for
hearing and for that purpose, they be allowed to require the production or
presentation
of witnesses and evidence bearing on the plagiarism and
misrepresentation issues in the Vinuya case (G.R. No. 162230) and the
plagiarism case against Justice Del Castillo (A.M. No. 10-7-17-SC) and to have
access to the records
of, and evidence that were presented or may be presented
in the ethics case against Justice Del Castillo. The prayer for a hearing and for access to
the records of A.M. No. 10-7-17-SC was substantially echoed in Dean Leonen’s
separate
Compliance. In Prof.
Juan-Bautista’s Compliance, she similarly expressed the sentiment that “[i]f
the Restoring Integrity Statement can be
considered indirect contempt, under
Section 3 of Rule 71 of the Rules of Court, such may be punished only after
charge and hearing.”[141] It is this group of respondents’ premise that
these reliefs are necessary for them to be accorded full due process.
The Court finds this contention
unmeritorious.
Firstly, it would appear that the
confusion as to the necessity of a hearing in this case springs largely from
its characterization
as a special civil action for indirect contempt in the
Dissenting Opinion of Justice Sereno (to the October 19, 2010 Show Cause
Resolution)
and her reliance therein on the majority’s purported failure to
follow the procedure in Rule 71 of the Rules of Court as her main
ground for
opposition to the Show Cause Resolution.
However, once and for all, it should
be clarified that this is not an indirect contempt proceeding and Rule 71
(which requires a hearing)
has no application to this case. As explicitly ordered in the Show Cause
Resolution this case was docketed as an administrative matter.
The rule that is relevant to this
controversy is Rule 139-B, Section 13, on disciplinary proceedings initiated motu proprio by the Supreme Court, to
wit:
SEC. 13. Supreme Court
Investigators.—In proceedings initiated motu proprio by the Supreme
Court or in other proceedings when the interest
of justice so requires, the Supreme Court may refer the case for
investigation to the Solicitor General or to any officer of the Supreme Court
or judge of a lower court, in which
case the investigation shall proceed in the
same manner provided in sections 6 to 11 hereof, save that the review of the
report of
investigation shall be conducted directly by the Supreme Court.
(Emphasis supplied.)
From the foregoing
provision, it cannot be denied that a formal investigation, through a referral
to the specified officers, is merely
discretionary, not mandatory on the
Court. Furthermore, it is only if the
Court deems such an investigation necessary that the procedure in Sections 6 to
11 of Rule 139-A will
be followed.
As respondents are fully
aware, in general, administrative proceedings do not require a trial type
hearing. We have held that:
The essence of due
process is simply an opportunity to be heard or, as applied to administrative
proceedings, an opportunity to explain
one's side or an opportunity to seek a
reconsideration of the action or ruling complained of. What the law prohibits is absolute
absence of the opportunity to be heard, hence, a party cannot feign denial of
due process where he had been afforded the opportunity
to present his side. A formal or trial type hearing is not at
all times and in all instances essential to due process, the requirements
of which are satisfied where the parties are afforded fair and reasonable
opportunity to explain their side of
the controversy.[142]
(Emphases supplied.)
In relation to bar discipline cases,
we have had the occasion to rule in Pena
v. Aparicio[143] that:
Disciplinary proceedings against lawyers are sui
generis. Neither purely civil nor
purely criminal, they do not involve a trial of an action or a suit, but is
rather an investigation by the
Court into the conduct of one of its officers.
Not being intended to inflict punishment, it is in no sense a criminal
prosecution. Accordingly, there is neither a plaintiff nor a prosecutor
therein. It may be initiated by the
Court motu proprio. Public interest is its primary objective, and the
real question for determination is whether or not the attorney is still a fit
person to be allowed the privileges as such. Hence, in the exercise of its
disciplinary powers, the Court merely calls upon a member
of the Bar to account
for his actuations as an officer of the Court with the end in view of
preserving the purity of the legal profession
and the proper and honest
administration of justice by purging the profession of members who by their
misconduct have proved themselves no longer worthy to be entrusted with the
duties
and responsibilities pertaining to the office of an attorney. In such
posture, there can thus be no occasion to speak of a complainant
or a prosecutor.[144] (Emphases supplied.)
In
Query of Atty. Karen M. Silverio-Buffe,
Former Clerk of Court – Br. 81, Romblon – On the Prohibition from Engaging in
the Private
Practice of Law,[145]
we further observed that:
[I]n several cases, the Court has disciplined
lawyers without further inquiry or resort to any formal investigation where the
facts
on record sufficiently provided the basis for the determination of their
administrative liability.
In Prudential
Bank v. Castro, the Court disbarred
a lawyer without need of any further investigation after considering his
actions based on records showing his unethical
misconduct; the misconduct
not only cast dishonor on the image of both the Bench and the Bar, but was also
inimical to public interest and welfare.
In this regard, the Court took
judicial notice of several cases handled by the errant lawyer and his cohorts
that revealed their
modus operandi in circumventing the payment of the
proper judicial fees for the astronomical sums they claimed in their cases. The
Court held that
those cases sufficiently provided the basis for the
determination of respondents' administrative liability, without need for
further
inquiry into the matter under the principle of res ipsa loquitur.
Also on the basis of this principle, we ruled
in Richards v. Asoy, that no evidentiary hearing is required before
the respondent may be disciplined for professional misconduct already
established by the
facts on record.
x x x x
These
cases clearly show that the absence of any formal charge against and/or formal
investigation of an errant lawyer do not preclude
the Court from immediately
exercising its disciplining authority, as long as the errant lawyer or judge
has been given the opportunity
to be heard. As we stated earlier, Atty. Buffe has been afforded the opportunity to
be heard on the present matter through her letter-query and
Manifestation filed
before this Court.[146]
(Emphases supplied.)
Under the rules and jurisprudence,
respondents clearly had no right to a hearing and their reservation of a right
they do not have
has no effect on these proceedings. Neither have they shown in their pleadings
any justification for this Court to call for a hearing in this instance. They have not specifically stated what relevant
evidence, documentary or testimonial, they intend to present in their defense
that will necessitate a formal hearing.
Instead, it would appear that they
intend to present records, evidence, and witnesses bearing on the plagiarism
and misrepresentation
issues in the Vinuya case and in A.M. No.
10-7-17-SC on the assumption that the findings of this Court which were the
bases of the Show Cause Resolution
were made in A.M. No. 10-7-17-SC, or were
related to the conclusions of the Court in the Decision in that case. This is the primary reason for their request
for access to the records and evidence presented in A.M. No. 10-7-17-SC.
This assumption on the part of
respondents is erroneous. To illustrate,
the only incident in A.M. No. 10-7-17-SC that is relevant to the case at bar is
the fact that the submission of the
actual signed copy of the Statement (or Restoring Integrity I, as Dean Leonen
referred to it) happened there. Apart
from that fact, it bears repeating that the proceedings in A.M. No. 10-7-17-SC,
the ethics case against Justice Del Castillo,
is a separate and independent
matter from this case.
To find the bases of the statements
of the Court in the Show Cause Resolution that the respondents issued a
Statement with language
that the Court deems objectionable during the pendency
of the Vinuya case and the ethics
case against Justice Del Castillo, respondents need to go no further than the
four corners of the Statement itself,
its various versions, news
reports/columns (many of which respondents themselves supplied to this Court in
their Common Compliance)
and internet sources that are already of public
knowledge.
Considering that what respondents are chiefly
required to explain are the language of the Statement and the circumstances
surrounding
the drafting, printing, signing, dissemination, etc., of its
various versions, the Court does not see how any witness or evidence in the
ethics case of Justice Del Castillo could possibly
shed light on these
facts. To be sure, these facts are
within the knowledge of respondents and if there is any evidence on these
matters the same would be in
their possession.
We find it significant that in Dean
Leonen’s Compliance he narrated how as early as September 2010, i.e., before the Decision of this Court in
the ethics case of Justice Del Castillo on October 12, 2010 and before the
October 19, 2010 Show
Cause Resolution, retired Supreme Court Justice Vicente
V. Mendoza, after being shown a copy of
the Statement upon his return from abroad, predicted that the Court would take
some form of action
on the Statement. By
simply reading a hard copy of the Statement, a reasonable person, even one who
“fundamentally agreed” with the Statement’s
principles, could foresee the possibility
of court action on the same on an implicit recognition that the Statement, as
worded, is
not a matter this Court should simply let pass. This belies respondents’ claim that it is
necessary for them to refer to any record or evidence in A.M. No. 10-7-17-SC in
order
to divine the bases for the Show Cause Resolution.
If respondents have chosen not to
include certain pieces of evidence in their respective compliances or chosen
not to make a full
defense at this time, because they were counting on being
granted a hearing, that is respondents’ own look-out. Indeed, law professors of their stature are
supposed to be aware of the above jurisprudential doctrines regarding the
non-necessity
of a hearing in disciplinary cases. They should bear the consequence of the risk
they have taken.
Thus, respondents’ requests for a
hearing and for access to the records of, and evidence presented in, A.M. No.
10-7-17-SC should
be denied for lack of merit.
A final word
In a democracy, members of the legal
community are hardly expected to have monolithic views on any subject, be it a
legal, political
or social issue. Even
as lawyers passionately and vigorously propound their points of view they are
bound by certain rules of conduct for the legal
profession. This Court is certainly not claiming that it
should be shielded from criticism. All the Court demands is the same respect
and courtesy
that one lawyer owes to another under established ethical
standards. All lawyers, whether they are
judges, court employees, professors or private practitioners, are officers of
the Court and have voluntarily
taken an oath, as an indispensable qualification
for admission to the Bar, to conduct themselves with good fidelity towards the
courts. There is no exemption from this
sworn duty for law professors, regardless of their status in the academic
community or the law school
to which they belong.
WHEREFORE, this
administrative matter is decided as follows:
(1)
With
respect to Prof. Vasquez, after
favorably noting his submission, the Court finds his Compliance to be satisfactory.
(2)
The
Common Compliance of 35 respondents, namely, Attys. Marvic M.V.F. Leonen, Froilan M. Bacungan, Pacifico A. Agabin,
Merlin M. Magallona, Salvador T. Carlota, Carmelo V. Sison,
Patricia R.P.
Salvador Daway, Dante B. Gatmaytan, Theodore O. Te, Florin T. Hilbay, Jay L.
Batongbacal, Evelyn (Leo) D. Battad, Gwen
G. De Vera, Solomon F. Lumba, Rommel
J. Casis, Jose Gerardo A. Alampay, Miguel R. Armovit, Arthur P. Autea, Rosa
Maria J. Bautista,
Mark R. Bocobo, Dan P. Calica, Tristan A. Catindig, Sandra Marie
O. Coronel, Rosario O. Gallo, Concepcion L. Jardeleza, Antonio G.M.
La Via,
Carina C. Laforteza, Jose C. Laureta, Rodolfo Noel S. Quimbo, Antonio M.
Santos, Gmeleen Faye B. Tomboc, Nicholas Felix
L. Ty, Evalyn G. Ursua, Susan D.
Villanueva and Dina D. Lucenario,
is found UNSATISFACTORY. These 35 respondent law professors are reminded
of their lawyerly duty, under Canons 1, 11 and 13 of the Code of Professional
Responsibility, to give due respect to the Court and
to refrain from intemperate
and offensive language tending to influence the Court on pending matters or to
denigrate the Court and
the administration of justice and warned that the same
or similar act in the future shall be dealt with more severely.
(3)
The
separate Compliance of Dean Marvic
M.V.F. Leonen regarding the charge of violation of Canon 10 is found UNSATISFACTORY. He is further ADMONISHED to be more mindful of his duty, as a member of the Bar,
an officer of the Court, and a Dean and professor of law, to observe full
candor and honesty in his dealings with the Court and warned that the same or
similar act in the future shall be dealt with more
severely.
(4)
Prof. Lynch, who is not a member of the
Philippine bar, is excused from these
proceedings. However, he is reminded
that while he is engaged as a professor in a Philippine law school he should
strive to be a model of responsible
and professional conduct to his students
even without the threat of sanction from this Court.
(5)
Finally,
respondents’ requests for a hearing and for access to the records of A.M. No.
10-7-17-SC are denied for lack of merit.
SO ORDERED.
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TERESITA J. LEONARDO-DE CASTRO
Associate Justice |
WE
CONCUR:
See Dissenting
Opinion
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Please see Dissenting Opinion
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On leave
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PRESBITERO J. VELASCO, JR.
Associate Justice |
ANTONIO EDUARDO B. NACHURA Associate Justice |
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I certify the Mr. Justice Brion left
his concurring vote
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ARTURO D.
BRION Associate Justice |
DIOSDADO
M. PERALTA Associate Justice |
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LUCAS P.
BERSAMIN Associate
Justice
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(No Part) Associate
Justice
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ROBERTO A. ABAD
Associate
Justice
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Pls see
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JOSE PORTUGAL PEREZ Associate Justice |
JOSE CATRAL
MENDOZA Associate Justice
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I dissent and reserve the right to issue a Separate
Opinion
MARIA LOURDES P. A. SERENO
Associate Justice
] [Hide Context] * On leave.
** No part.
[1] Attys. Marvic M.V.F. Leonen, Froilan M. Bacungan, Pacifico A. Agabin, Merlin M. Magallona, Salvador T. Carlota, Carmelo V. Sison, Patricia R.P. Salvador Daway, Dante B. Gatmaytan, Theodore O. Te, Florin T. Hilbay, Jay L. Batongbacal, Evelyn (Leo) D. Battad, Gwen G. De Vera, Solomon F. Lumba, Rommel J. Casis, Jose Gerardo A. Alampay, Miguel R. Armovit, Arthur P. Autea, Rosa Maria J. Bautista, Mark R. Bocobo, Dan P. Calica, Tristan A. Catindig, Sandra Marie O. Coronel, Rosario O. Gallo, Concepcion L. Jardeleza, Antonio G.M. La Via, Carina C. Laforteza, Jose C. Laureta, Owen J. Lynch, Rodolfo Noel S. Quimbo, Antonio M. Santos, Gmeleen Faye B. Tomboc, Nicholas Felix L. Ty, Evalyn G. Ursua, Raul T. Vasquez, Susan D. Villanueva and Dina D. Lucenario; rollo, pp. 24-25.
[2] Restoring Integrity: A Statement by the Faculty of
the University of the Philippines College of Law on the Allegations of
Plagiarism
and Misrepresentation in the Supreme Court; rollo, pp. 4-9.
[3] Counsel of record for the Malaya Lolas (petitioners in G.R. No. 162230) is the Roque & Butuyan Law Offices.
[4] Malaya Lolas’ Motion for Reconsideration dated May 31, 2010, p. 1.
[5] Id. at 8.
[6] The contents of the Supplemental Motion for Reconsideration were posted on Atty. Roque's blog on July 18, 2010, the day before its filing. See http://harryroque.com/2010/07/18/supplemental-motion-alleging-plagiarism-in-the-supreme-court/ (last accessed on January 20, 2011).
[7]Malaya Lolas’ Supplemental Motion for Reconsideration dated July 19, 2010, p. 8.
[8] Id. at 36. (Emphasis supplied.)
[9] Which appeared in the Yale Law Journal in 2009.
[10] Cambridge University Press, 2005.
[11] Published in the Case Western Reserve Journal of International Law in 2006.
[12] See Annex 4 of the 35 respondents’ Common Compliance filed on November 19, 2010. The article’s time of posting was indicated as 7:00 a.m.; rollo, p. 304.
[13] The article was posted on July 19, 2010 at 12:02 a.m. See http://www.gmanews.tv/story/196407/sc-justice-plagiarized-parts-of-ruling-on-comfort-women (Last accessed on January 20, 2011).
[14] See http://www.manilastandardtoday.com/insideOpinion.htm?f=2010/july/22/harryroque.isx&d=2010/july/22 (Last accessed January 24, 2011).
[15] The link indicated in Julian Ku’s blog entry was not a newspaper report but the Newsbreak article posted in GMA News TV’s website.
[16] Id.
[17] Prof. Criddle’s response was posted on July 19, 2010 at 2:44 EST. See link below:
http://opiniojuris.org/2010/07/19/international-law-plagiarism-charge-bedevils-philippines-supreme-court-justice/ (Last accessed on January 20, 2011).
[18] This letter was subsequently published in the Philippine Star as shown by Annex 7 of the 35 respondents’ Common Compliance filed on November 19, 2010; rollo, pp. 309-310.
[19] Atty. Roque and Atty. Bagares, through the Center for International Law, have collaborated in the past with the SEAMLDI. The Center for International Law, which has Atty. Roque as Chairman and Atty. Bagares as Executive Director, hosted the 2nd South East Asia Media Legal Defense Conference held in October 2009 in Cebu City. See http://www.roquebutuyan.com/centerlaw/index.html and http://jmsc.asia/seasiamediadefense2009/program/ (Both last accessed on January 20, 2011).
[20] http://www.scribd.com/doc/39856111/Letter-to-Republic-of-the-Philippines-Supreme-Court-Ellis (Last accessed on January 20, 2011).
[21] Per Curiam Decision, In the Matter of Charges of Plagiarism, etc., against Associate Justice Mariano C. del Castillo, A.M. No. 10-7-17-SC, October 12, 2010.
[22] http://www.newsbreak.ph/2010/08/09/restoring-integrity/ (Last accessed on January 24, 2011).
[23] http://harryroque.com/2010/08/09/restoring-integritya-statement-by-the-faculty-of/ (Last accessed on January 20, 2011).
[24] http://www.gmanews.tv/story/198182/resignation-of-sc-justice-in-plagiarism-issue-sought (Last accessed on January 20, 2011).
[25] http://www.sunstar.com.ph/manila/faculties-hit-plagiarized-ruling (Last accessed on January 20, 2011).
[26] See paragraph 2.9, Dean Leonen Compliance dated November 19, 2010; rollo, p. 327.
[27]The date of posting of the Statement is not indicated on the UP Law website. See http://law.upd.edu.ph/index.php?option=com_content&view=article&id=166:restoring-integrity-a-statement-by-the-faculty-of-the-up-college-of-law&catid=52:faculty-news&Itemid=369 (Last accessed on January 20, 2011).
[28] Although the Dean’s letter indicated that 38 faculty members signed the statement, an examination of the attachment showed that the number of purported signatories was only 37.
[29] Rollo, pp. 4-9.
[30] This was received by the Court on August 20, 2010. It was also reported on Newsbreak that same day. See (http://www.newsbreak.ph/2010/08/20/third-author-plagiarized-by-sc-justice-complains/).
[31] See Annex 2 of the 35 respondents’ Compliance dated November 19, 2010. A full-color PDF replica of Prof. Tams’ letter was also linked on Atty. Roque’s blog entry dated August 22, 2010. See blog entry here - http://harryroque.com/2010/08/22/third-author-plagiarized-by-sc-justice- complains-from-newsbreak/ (last accessed on January 20, 2011) and the letter here - http://harryroque.files.wordpress.com/2010/08/tams-letter-to-supreme-court.pdf (last accessed on January 21, 2011).
[32] Per Curiam Decision in A.M. No. 10-7-17-SC, October 12, 2010.
[33] Id.
[34] Resolution dated October 19, 2010; rollo, pp. 23-29.
[35] Id. at 26-27.
[36] The Show Cause Resolution inadvertently referred to Canon 10 but should refer to Canon 1.
[37] Show Cause Resolution; rollo, pp. 27-28.
[38] Id. at 28.
[39] Common Compliance; rollo, p. 201.
[40] Id.
[41] Id. at 201-202. (Emphases supplied.)
[42] Code of Professional Responsibility, Canon 1.
[43] Id., Canon 11.
[44] Id., Canon 13.
[45] Common Compliance; rollo, p. 203.
[46] Id. at 204.
[47] Id. at 205.
[48] Id. at 208.
[49] Id at 208-209.
[50] Respondents were referring to the
article by Donna Pazzibugan entitled “High Court Not Probing ‘Plagiarism,’”
which according
to footnote 28 of the Common Compliance may be accessed at
<http://newsinfo.inquirer.net/inquirerheadlines/nation/view/2010072182283/High-court-not-probing-plagiarism>
as of November 12, 2010.
[51]
Common Compliance; rollo, p. 209.
[52] 372 Phil. 287 (1999).
[53] According to his letter, Atty. Payoyo is a former UP Law Professor, former chief editor of the Philippine Law Journal and a recipient of the Court’s centennial award in international law.
[54] G.R. No. 190582, April 8, 2010.
[55] Common Compliance; rollo, p. 211.
[56] Annex 4; id. at 304-306.
[57]
Annex 5; id. at 307.
[58] Annex 6; id. at 308.
[59] Annex 7; id. at 309-310.
[60] Annex 8; id. at 311.
[61] Annex 9; id. at 312.
[62] Annexes 10 and 11; id. at 313-314.
[63] Annexes 12, 13 and 14; id. at 315-317.
[64] Annex 15; id. at 318-319.
[65] Annex 16; id. at 320.
[66]
Id. at 215.
[67] 37 Phil. 731 (1918).
[68]
G.R. No. L-27654, February 18, 1970, 31 SCRA 562.
[69] 137
Phil. 471 (1969).
[70]
160-A Phil. 929 (1975).
[71] Common Compliance; rollo,
p. 217.
[72] 61 Phil 724 (1935).
[73]
Id. at 733-734, cited in the Common Compliance; rollo, p. 219.
[74] Common Compliance; rollo, pp. 219-220.
[75] Bautista Compliance; id. at 179. (Emphasis supplied.)
[76] Id. at 180. (Emphasis supplied.)
[77] Mercado v. AMA Computer College–Parañaque City, Inc., G.R. No. 183572, April 13, 2010; Morales v. Board of Regents of the University of the Philippines, G.R. No. 161172, December 13, 2004, 446 SCRA 227; University of the Philippines Board of Regents v. Court of Appeals, supra note 49; Arokiaswamy William Margaret Celine v. University of the Philippines Board of Regents, G.R. No. 152309, Resolution, September 18, 2002.
[78] Bautista Compliance; rollo, p. 185; citing Integrated Bar of the Philippines v. Atienza, G.R. No. 175241, February 24, 2010.
[79] See Vasquez Compliance; rollo, p. 428.
[80] 82 Phil. 595 (1949).
[81] Supra note 68.
[82] AmJur 2d 52.
[83] Vasquez Compliance; rollo, p. 430.
[84] Id. at 431.
[85] Id. at 430.
[86] Id.
[87] Dean Leonen Compliance; rollo, pp. 324-325.
[88] Id. at 325-326.
[89] Id. at 326.
[90] Id., in Footnote 2.
[91] Id. at 326-327.
[92] Id. at 327.
[93] Id., in Footnote 3.
[94] Id. at 331-332.
[95] Id. at 332.
[96] Id. at 328, in footnote 4.
[97] Id. at 334, in footnote 7.
[98] Id. at 335.
[99] Id. at 335-336.
[100]
Id. at 338.
[101] 480 Phil. 652 (2004).
[102] Dean Leonen Compliance; rollo, p. 338.
[103]
Lynch Manifestation; rollo, p. 188; citing New York Times, Co. v. Sullivan,
376 US 254
(1964) quoted with
approval by the Court in Lopez v. Court
of Appeals, 145 Phil. 219 (1970).
[104] Id.
[105] G.R. No. 95445, August 6, 1991, 200 SCRA 323.
[106] Quoted by Prof. Lynch from the Dissenting Opinion of Justice Gutierrez, Jr. in the Manila Public School Teachers Association case (id. at 338).
[107] Quoted by Prof. Lynch from the Dissenting Opinion of Justice Cruz in the Manila Public School Teachers Association case (id. at 343).
[108] Supra note 69.
[109] Lynch Manifestation; rollo, p. 189.
[110] Id.
[111] Show Cause Resolution; rollo, p. 25.
[112] Id. at 26.
[113] To date, said motion for reconsideration of the Vinuya decision is still pending resolution by the Court.
[114] Show Cause Resolution; rollo, pp. 25-26.
[115] Id. at 26-27.
[116] Supra note 72.
[117] Id.
at 726.
[118] Id. at 727-728.
[119] Id. at 728.
[120] Supra note 68.
[121] Id. at 564-565.
[122] Id. at 580-582.
[123] Supra note 80.
[124] Id. at 599-602.
[125] 329 Phil. 270 (1996).
[126] Id. at 276-279.
[127] A.C. No. 6567, April 16, 2008, 551 SCRA 359.
[128] Id. at 367-368.
[129] Supra note 69.
[130] Id. at 494.
[131] 248 Phil. 542 (1988).
[132] Id. at 579.
[133] Prof. Juan-Bautista and Prof. Lynch.
[134] G.R. No. 100113, September 3, 1991, 201 SCRA 210, 214, where the Court ruled that:
Practice of law means any activity, in or out of court, which requires the application of law, legal procedure, knowledge, training and experience. "To engage in the practice of law is to perform those acts which are characteristics of the profession. Generally, to practice law is to give notice or render any kind of service, which device or service requires the use in any degree of legal knowledge or skill." (Citing 111 ALR 23.)
[135] Rollo, pp. 6-7.
[136] Lynch Manifestation; rollo, p. 188.
[137] In the case of members of the Bar.
[138] In the case of members of the Bar and/or non-lawyers.
[139] Salcedo v. Hernandez, supra note 72 at 729-730.
[140] Dean Leonen Compliance; rollo, p. 336.
[141] Bautista Complaince; rollo, p. 179.
[142] Placido v. National Labor Relations Commission, G.R. No. 180888, September 18, 2009, 600 SCRA 697, 704-705.
[143] A.C. No. 7298, June 25, 2007, 525 SCRA 444, citing In re: Atty. Vicente Raul Almacen, supra note 68.
[144] Id. at 453.
[145] A.M. No. 08-6-352-RTC, August 19, 2009, 596 SCRA 378.
[146] Id. at 396-398.
] [Hide Context]
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