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Supreme Court of the Philippines |
] [Hide Context] SECOND DIVISION
NEWSOUNDS
BROADCASTING G.R. Nos. 170270 &
NETWORK
INC. and CONSOLIDATED 179411
BROADCASTING
SYSTEM, INC.,
Petitioners,
Present:
QUISUMBING,
-
versus - Chairperson,
CARPIO
MORALES,
TINGA,
VELASCO,
JR., and
HON. CEASAR G. DY, FELICISIMO PERALTA, JJ.*
G. MEER, BAGNOS MAXIMO, RACMA
FERNANDEZ-GARCIA and THE CITY
OF CAUAYAN,
Respondents. Promulgated:
April 2, 2009
x---------------------------------------------------------------------------------------x
D E C I S I O N
Tinga, J.:
Whenever
the force of government or any of its political subdivisions bears upon to
close down a private broadcasting station, the
issue of free speech
infringement cannot be minimized, no matter the legal justifications offered
for the closure. In many respects,
the present petitions offer a textbook
example of how the constitutional guarantee of freedom of speech, expression
and of the press
may be unlawfully compromised. Tragically, the lower courts
involved in this case failed to recognize or assert the fundamental dimensions,
and it is our duty to reverse, and to affirm the Constitution and the most
sacred rights it guarantees.
Before
us are two petitions for review involving the same parties, the cases having
been consolidated by virtue of the Resolution
of this Court dated 16 June 2008.[1]
Both petitions emanated from a petition for mandamus[2]
filed with the Regional Trial Court (RTC) of
I.
Bombo Radyo
In
1996, Newsounds commenced relocation of its broadcasting stations, management
office and transmitters on property located in Minante
2,
A
building was consequently erected on the property, and therefrom, DZNC and Star
FM operated as radio stations. Both stations successfully
secured all necessary
operating documents, including mayor’s permits from 1997 to 2001.[12] During that period, CDC paid real property
taxes on the property based on the classification of the land as commercial.[13]
All that changed beginning in 2002.
On 15 January of that year, petitioners applied for the renewal of the mayor’s
permit. The following
day, the City Assessor’s Office in
Due to this refusal by Maximo to
issue the zoning clearance, petitioners were unable to secure a mayor’s permit.
Petitioners filed
a petition for mandamus[17]
with the Regional Trial Court (RTC) of
In the meantime, petitioners sought
to obtain from the DAR Region II Office a formal recognition of the conversion
of the CDC property
from agricultural to commercial. The matter was docketed as
Adm. Case No. A-0200A-07B-002. Then DAR Region II Director Abrino L.
Aydinan
(Director Aydinan) granted the application and issued an Order that stated that
“there remains no doubt on the part of this
Office of the non-agricultural
classification of subject land before the effectivity of Republic Act No. 6657
otherwise known as
the Comprehensive Agrarian Reform Law of 1988.”[20]
Consequently, the DAR Region II Office ordered the formal exclusion of the
property from the Comprehensive Agrarian Reform Program,
and the waiver of any
requirement for formal clearance of the conversion of the subject land from
agricultural to non-agricultural
use.”[21]
On
The controversy continued into 2004.
In January of that year, petitioners filed their respective applications for
their 2004 mayor’s
permit, again with the DAR Order attached to the same. A
zonal clearance was issued in favor of petitioners. Yet in a letter dated
Another series of correspondences
ensued between Meer and the station manager of DZNC, Charmy Sabigan (Sabigan).
Sabigan reiterated
the authenticity of the DAR Order and the commercial
character of the property, while Meer twice extended the period for application
of the mayor’s permit, while reminding them of the need to submit the
certifications from the DAR or the Sangguniang
Panlalawigan that the property had been duly converted for commercial use.
The deadline for application for the mayor’s
permit lapsed on
Petitioners were thus able to
continue operations until
By this time, the instant legal
battle over the sought-after mayor’s permits had already been well under way.
On
On
Petitioners initiated two separate
actions with the Court of Appeals following the rulings of the RTC. On
Petitioners lost both of their cases
with the Court of Appeals. On
On
Certiorari lies in both instances.
II.
The
fundamental constitutional principle that informs our analysis of both
petitions is the freedom of speech, of expression or the
press.[32]
Free speech and free press may be identified with the liberty to discuss
publicly and truthfully any matter of public interest without
censorship and
punishment. There is to be no previous restraint on the communication of views
or subsequent liability whether in
libel suits, prosecution for sedition, or
action for damages, or contempt proceedings unless there be a clear and present
danger
of substantive evil that Congress has a right to prevent.[33]
Petitioners
have taken great pains to depict their struggle as a textbook case of denial of
the right to free speech and of the press.
In their tale, there is undeniable
political color. They admit that in 2001, Bombo Radyo “was aggressive in
exposing the widespread
election irregularities in Isabela that appear to have
favored respondent Dy and other members of the Dy political dynasty.”[34]
Respondent Ceasar Dy is the brother of Faustino Dy, Jr., governor of Isabela
from 2001 until he was defeated in his re-election bid
in 2004 by Grace Padaca,
a former assistant station manager at petitioners’ own DZNC Bombo Radyo.[35] A
rival AM radio station in
The
partisan component of this dispute will no doubt sway many observers towards
one opinion or the other, but not us. The
comfort offered by the constitutional shelter of free expression is neutral as
to personality, affinity, ideology and popularity.
The judges tasked to enforce
constitutional order are expected to rule accordingly from the comfort of that
neutral shelter.
Still,
it cannot be denied that our Constitution has a systemic bias towards free
speech. The absolutist tenor of Section 4, Article
III testifies to that fact.
The individual discomforts to particular people or enterprises engendered by
the exercise of the right,
for which at times remedies may be due, do not
diminish the indispensable nature of free expression to the democratic way of
life.
The
following undisputed facts bring the issue of free expression to fore.
Petitioners are authorized by law to operate radio stations
in
Without
taking into account any extenuating circumstances that may favor the
respondents, we can identify the bare acts of closing
the radio stations or
preventing their operations as an act of prior restraint against speech,
expression or of the press. Prior
restraint refers to official governmental restrictions
on the press or other forms of expression in advance of actual publication
or
dissemination.[38] While
any system of prior restraint comes to court bearing a heavy burden against its
constitutionality,[39]
not all prior restraints on speech are invalid.[40]
Nonetheless,
there are added legal complexities to these cases which may not be necessarily
accessible to the layperson. The actions
taken by respondents are colored with
legal authority, under the powers of local governments vested in the Local Government
Code
(LGC), or more generally, the police powers of the State. We do not doubt that Local Government Units (LGU)
are capacitated to enact ordinances requiring the obtention of licenses or
permits
by businesses, a term defined elsewhere in the LGC as “trade or
commercial activity regularly engaged in as a means of livelihood
or with a
view to profit.”
And there is the fact that the mode
of expression restrained in these cases – broadcast – is not one which
petitioners are physically
able to accomplish without interacting with the
regulatory arm of the government. Expression in media such as print or the
Internet
is not burdened by such requirements as congressional franchises or
administrative licenses which bear upon broadcast media. Broadcast
is hampered
by its utilization of the finite resources of the electromagnetic spectrum,
which long ago necessitated government intervention
and administration to allow
for the orderly allocation of bandwidth, with broadcasters agreeing in turn to
be subjected to regulation.
There is no issue herein that calls into question
the authority under law of petitioners to engage in broadcasting activity, yet
these circumstances are well worth pointing out if only to provide the correct
perspective that broadcast media enjoys a somewhat
lesser degree of
constitutional protection than print media or the Internet.
It emerges then that there exists
tension between petitioners’ right to free expression, and respondents’
authority by law to regulate
local enterprises. What are the rules of
adjudication that govern the judicial resolution of this controversy?
B.
That the acts imputed against
respondents constitute a prior restraint on the freedom of expression of
respondents who happen to be
members of the press is clear enough. There is a
long-standing tradition of special judicial solicitude for free speech, meaning
that governmental action directed at expression must satisfy a greater burden
of justification than governmental action directed
at most other forms of behavior.[41]
We had said in SWS v. COMELEC:
“Because of the preferred status of the constitutional rights of speech,
expression, and the press, such a measure is vitiated by
a weighty presumption
of invalidity. Indeed, ‘any system of prior restraints of expression comes to
this Court bearing a heavy presumption
against its constitutional validity. . .
. The Government 'thus carries a heavy burden of showing justification for the
enforcement
of such restraint.’ There is thus a reversal of the normal
presumption of validity that inheres in every legislation.”[42]
At the same time, jurisprudence
distinguishes between a content-neutral regulation, i.e., merely
concerned with the incidents of the speech, or one that merely controls
the time, place or manner, and under well defined
standards; and a content-based restraint
or censorship, i.e., the restriction is based on the subject
matter of the utterance or speech.[43]
Content-based laws are generally treated as more suspect than content-neutral
laws because of judicial concern with discrimination
in the regulation of
expression.[44]
Content-neutral regulations of speech or of conduct that may amount to speech,
are subject to lesser but still heightened scrutiny.[45]
Ostensibly, the act of an
LGU requiring a business of proof that the property from which it operates has
been zoned for commercial
use can be argued, when applied to a radio station,
as content-neutral since such a regulation would presumably apply to any other
radio station or business enterprise within the LGU.
However, the circumstances of this case dictate that we
view the action of the respondents as a content-based restraint. In their petition for mandamus filed with the
RTC, petitioners make the following relevant allegations:
6.1. With specific reference to DZNC,
Newsounds, to this date, is engaged in discussing public issues that include,
among others, the conduct
of public officials that are detrimental to the
constituents of Isabela, including
6.2.
Newsound’s only rival AM station in Cauayan and the rest of Isabela, DWDY, is
owned and operated by the family of respondent
Dy.[46]
x x x x
35. Respondents
closure of petitioners’ radio stations is clearly tainted with ill motives.
35.1. It must be pointed out that in the 2001 elections, Bombo Radyo
was aggressive in exposing the widespread election irregularities
in Isabela
that appear to have favored respondent Dy and other members of the Dy political
dynasty. It is just too coincidental that
it was only after the 2001 elections
(i.e., 2002) that the Mayor’s Office started questioning petitioners’
applications for renewal of their mayor’s permits.
35.2. In an article found in the Philippine Daily inquirer dated
A copy of the newspaper article is attached
hereto as Annex “JJ.”
35.3. The timing of respondents’ closure of petitioners’ radio
stations is also very telling. The closure comes at a most critical
time when
the people are set to exercise their right of suffrage. Such timing emphasizes
the ill motives of respondents.[47]
In their Answer with Comment[48]
to the petition for mandamus, respondents admitted that petitioners had made
such exposes during the 2001 elections, though they
denied the nature and truthfulness
of such reports.[49]
They conceded that the Philippine Daily Inquirer story reported that “Dy said
he planned to file disenfranchisement proceedings against
[DZNC]-AM.”[50]
While respondents assert that there are other AM radio stations in Isabela, they
do not specifically refute that station DWDY was
owned by the Dy family, or
that DZNC and DWDY are the two only stations that operate out of Cauayan.[51]
Prior to 2002, petitioners
had not been frustrated in securing the various local government requirements
for the operation of their
stations. It was only in the beginning of 2002,
after the election of respondent Ceasar Dy as mayor of Cauayan, that the local
government
started to impose these new requirements substantiating the
conversion of CDC’s property for commercial use. Petitioners admit that
during
the 2001 elections, Bombo Radyo “was aggressive in exposing the widespread
election irregularities in Isabela that appear
to have favored Respondent Dy
and other members of the Dy political dynasty.”[52] Respondents’ efforts to close petitioners’
radio station clearly intensified immediately before the May 2004 elections,
where a former
employee of DZNC Bombo Radyo, Grace Padaca, was mounting a
credible and ultimately successful challenge against the incumbent Isabela
governor, who happened to be the brother of respondent Dy. It also bears notice
that the requirements required of petitioners by
the
All those circumstances lead us to believe that the steps
employed by respondents to ultimately shut down petitioner’s radio station
were
ultimately content-based. The United States Supreme Court generally treats
restriction of the expression of a particular point
of view as the paradigm
violation of the First Amendment.[53]
The facts confronting us now could have easily been drawn up by a
constitutional law professor eager to provide a plain example on
how free
speech may be violated.
The Court is of the
position that the actions of the respondents warrant heightened or strict
scrutiny from the Court, the test which
we have deemed appropriate in assessing
content-based restrictions on free speech, as well as for laws dealing with freedom of the
mind or restricting the political process, of laws dealing with the regulation
of speech, gender,
or race as well as other fundamental rights as expansion
from its earlier applications to equal protection.[54] The
immediate implication of the application of the “strict scrutiny” test is that
the burden falls upon respondents as agents of
government to prove that their
actions do not infringe upon petitioners’ constitutional rights. As content
regulation cannot be done
in the absence of any compelling reason,[55]
the burden lies with the government to establish such compelling reason to
infringe the right to free expression.
III.
We
first turn to whether the implicit denial of the application for preliminary
mandatory injunction by the RTC was in fact attended
with grave abuse of
discretion. This is the main issue raised in G.R. No. 170270.
To
recall, the RTC on 20 April 2004 issued an order denying the prayer for the
issuance of a writ of preliminary injunction, claiming
that “[t]here is
insufficiency of allegation…[t]here is no certainty that after the election
period, the respondents will interfere
with the operation of the radio stations
x x x which are now operating by virtue of the order of the COMELEC.”[56]
Petitioners filed a motion for reconsideration, which the RTC denied on
Among the arguments raised by
petitioners in their motion for reconsideration before the RTC was against the
implied denial of their
motion for the issuance of a writ of preliminary
mandatory injunction, claiming in particular that such implicit denial violated
petitioners’ right to due process of law since no hearing was conducted
thereupon. However, when the RTC denied the motion for reconsideration
in its
Petitioners
maintain that the RTC acted with grave abuse of discretion when it impliedly
denied their motion for the issuance of a
writ of preliminary mandatory
injunction without any hearing. The Court of Appeals pointed out that under
Section 5 of Rule 58 of
the 1997 Rules of Civil Procedure, it is the granting
of a writ of preliminary injunction that mandatorily requires a hearing. The
interpretation of the appellate court is supported by the language of the rule
itself:
Section
5 of Rule 58 prescribes a mandatory hearing and prior notice to the party or
person sought to be enjoined if
preliminary injunction should be granted. It imposes no similar requirement
if such provisional relief were to be denied. We in fact agree with the Court
of Appeals that
“if on the face of the pleadings, the applicant for preliminary
injunction is not entitled thereto, courts may outrightly deny the
motion without
conducting a hearing for the purpose.”[57]
The Court is disinclined to impose a mandatory hearing requirement on
applications for injunction even if on its face, injunctive
relief is palpably
without merit or impossible to grant. Otherwise, our trial courts will be
forced to hear out the sort of litigation-happy
attention-deprived miscreants
who abuse the judicial processes by filing complaints against real or imaginary
persons based on trivial
or inexistent slights.
We
do not wish though to dwell on this point, as there is an even more fundamental
point to consider. Even as we decline to agree
to a general that the denial of
an application for injunction requires a prior hearing, we believe in this case
that petitioners
deserved not only a hearing on their motion, but the very writ
itself.
As
earlier stated, the burden of presuming valid the actions of respondents
sought, fraught as they were with alleged violations on
petitioners’
constitutional right to expression, fell on respondents themselves. This was
true from the very moment the petition
for mandamus was filed. It was evident
from the petition that the threat against petitioners was not wildly imagined,
or speculative
in any way. Attached to
the petition itself was the Closure Order dated
At
the moment the petition was filed, there was no basis for the RTC to assume
that there was no actual threat hovering over petitioners
for the closure of
their radio stations. The trial court should have been cognizant of the
constitutional implications of the case,
and appreciated that the burden now
fell on respondents to defend the constitutionality of their actions. From that
mindset, the
trial court could not have properly denied provisional relief
without any hearing since absent any extenuating defense offered by
the
respondents, their actions remained presumptively invalid.
Our
conclusions hold true not only with respect to the implied denial of the motion
for preliminary injunction, but also with the
initial denial without hearing on
20 April 2004 of the prayer for a writ of preliminary injunction and temporary
restraining order.
Admittedly, such initial denial is not the object of these
petitions, yet we can observe that such action of the RTC was attended
with
grave abuse of discretion, the trial court betraying ignorance of the
constitutional implications of the petition. With respect
to the subsequent
“implied denial” of the writ of preliminary mandatory injunction, the grave
abuse of discretion on the part of
the trial court is even more glaring. At that point, petitioners’ radio stations
were not merely under threat of closure, they were already actually closed.
Petitioners’
constitutional rights were not merely under threat of
infringement, they were already definitely infringed.
The
application of the strict scrutiny analysis to petitioners’ claims for
provisional relief warrants the inevitable conclusion that
the trial court
cannot deny provisional relief to the party alleging a prima facie case alleging government infringement on the right to
free expression without hearing from the infringer the cause why its actions
should be sustained provisionally. Such acts of infringement are presumptively
unconstitutional, thus the trial court cannot deny
provisional relief outright
since to do so would lead to the sustention of a presumptively unconstitutional
act. It would be necessary
for the infringer to appear in court and somehow
rebut against the presumption of unconstitutionality for the trial court to
deny
the injunctive relief sought for in cases where there is a prima facie case establishing the
infringement of the right to free expression.
Those
above-stated guidelines, which pertain most particularly to the ex parte denial of provisional relief in
free expression cases, stand independently of the established requisites for a
party to be entitled
to such provisional reliefs. With respect to writs of
preliminary injunction, the requisite grounds are spelled out in Section 3
of
Rule 58 of the Rules of Court.
It
may be pointed out that the application for preliminary mandatory injunction
after petitioners’ radio stations had been closed
was mooted by the RTC
decision denying the petition for mandamus. Ideally, the RTC should have acted
on the motion asking for the
issuance of the writ before rendering its
decision. Given the circumstances, petitioners were entitled to immediate
relief after
they filed their motion on
Since
the prayer for the issuance of a writ of mandatory injunction in this case was
impliedly denied through the decision denying
the main action, we have no
choice but to presume that the prayer for injunction was denied on the same
bases as the denial of the
petition for mandamus itself. The time has come for
us to review such denial, the main issue raised in G.R. No. 179411.
IV.
The
perspective from which the parties present the matter for resolution in G.R.
No. 179411 is whether the property of CDC
had been duly converted or classified for commercial use, with petitioners
arguing that it was while respondents claiming that
the property remains
agricultural in character. This perspective, to our mind, is highly myopic and
implicitly assumes that the requirements
imposed on petitioners by the
The
LGC authorizes local legislative bodies to enact ordinances authorizing the
issuance of permits or licenses upon such conditions
and for such purposes
intended to promote the general welfare of the inhabitants of the LGU.[60] A
municipal or city mayor is likewise authorized under the LGC to “issue licenses
and permits and suspend or revoke the same for
any violation of the conditions
upon which said licenses or permits had been issued, pursuant to law or
ordinance.”[61] Generally, LGUs have exercised its authority
to require permits or licenses from business enterprises operating within its
territorial
jurisdiction.
A
municipal license is essentially a governmental restriction upon private rights
and is valid only if based upon an exercise by the
municipality of its police
or taxing powers.[62] The
LGC subjects the power of sanggunians to enact ordinances requiring
licenses or permits within the parameters of Book II of the Code, concerning
“Local Taxation and Fiscal
Matters.” It also necessarily follows that the
exercise of this power should also be consistent with the Constitution as well
as
the other laws of the land.
Nothing in national law exempts media
entities that also operate as businesses such as newspapers and broadcast
stations such as petitioners
from being required to obtain permits or licenses
from local governments in the same manner as other businesses are expected to
do
so. While this may lead to some concern that requiring media entities to
secure licenses or permits from local government units infringes
on the
constitutional right to a free press, we see no concern so long as such
requirement has been duly ordained through local legislation
and
content-neutral in character, i.e., applicable to all other similarly
situated businesses.
Indeed, there are safeguards within
the LGC against the arbitrary or unwarranted exercise of the authority to issue
licenses and permits.
As earlier noted, the power of sanggunians to
enact ordinances authorizing the issuance of permits or licenses is subject to
the provisions of Book Two of the LGC. The
power of the mayor to issue license and permits and suspend or revoke the same
must be exercised pursuant to law or ordinance.[63]
In the case of
Sec.
3A.01. Imposition of Fee. — There shall be imposed and
collected an annual fee at the rates provided hereunder for the issuance of
Mayor’s Permit to every person
that shall conduct business, trade or activity
within the
The permit fee is payable for every separate or distinct establishment or place where the business trade or activity is conducted. One line of business or activity does not become exempt by being conducted with some other business or activity for which the permit fee has been paid.
x x x x
Sec. 3A.03. Application for Mayor’s Permit False Statements.― A written application for a permit to operate a business shall be filed with the Office of the Mayor in three copies. The application form shall set forth the name and address of the applicant, the description or style of business, the place where the business shall be conducted and such other pertinent information or data as may be required.
Upon submission of the application, it shall be the duty of the proper authorities to verify if the other Municipal requirements regarding the operation of the business or activity are complied with. The permit to operate shall be issued only upon such compliance and after the payment of the corresponding taxes and fees as required by this revenue code and other municipal tax ordinances.
Any false statement deliberately made by the applicant shall constitute sufficient ground for denying or revoking the permit issued by the Mayor, and the applicant or licensee may further be prosecuted in accordance with the penalties provided in this article.
A Mayor’s Permit shall be refused to any person:
(1)
Whose business establishment or undertaking does not conform with zoning
regulations and safety, health and other requirements
of the Municipality; (2)
that has an unsettled tax obligations, debt or other liability to the Municipal
Government; and (3) that
is disqualified under any provision of law or
ordinance to establish, or operate the business for which a permit is being
applied.[64]
Petitioners
do not challenge the validity of Ordinance No. 92-004. On its face, it operates
as a content-neutral regulation that does
not impose any special impediment to
the exercise of the constitutional right to free expression. Still, it can be
seen how under
the veil of Ordinance No. 92-004 or any other similarly oriented
ordinance, a local government unit such as
A
local government can quite easily cite any of its regulatory ordinances to
impose retaliatory measures against persons who run afoul
it, such as
a business owned by
an opponent of the government, or a
crusading newspaper or radio station.
While the ill-motives of a local government do not exempt the injured
regulatory subject from
complying with the municipal laws, such laws themselves
do not insulate those ill-motives if they are attended with infringements
of
constitutional rights, such as due process, equal protection and the right to
free expression. Our system of laws especially frown
upon violations of the
guarantee to free speech, expression and a free press, vital as these are to
our democratic regime.
Nothing
in Ordinance No. 92-004 requires, as respondents did, that an applicant for a mayor’s
permit submit “either an approved land
conversion papers from the DAR showing
that its property was converted from prime agricultural land to commercial
land, or an approved
resolution from the Sangguniang
Bayan or Sangguniang Panglungsod
authorizing the re-classification of the property from agricultural to
commercial land.”[65]
The aforecited provision which details the procedure for applying for a mayor’s
permit does not require any accompanying documents
to the application, much
less those sought from petitioners by respondents. Moreover, Ordinance No.
92-004 does not impose on the
applicant any burden to establish that the
property from where the business was to operate had been duly classified as
commercial
in nature.
According
to respondents, it was only in 2002 that “the more diligent Respondent Bagnos
Maximo” discovered “the mistake committed
by his predecessor in the issuance of
the Petitioners’ Zoning Certifications from 1996 to 2001.”[66]
Assuming that were true, it would perhaps have given cause for the local government
in requiring the business so affected to submit
additional requirements not
required of other applicants related to the classification of its property.
Still, there are multitude
of circumstances that belie the claim that the
previous certifications issued by the OMPDC as to the commercial character of
CDC’s
property was incorrect.
On
Assuming that respondents are correct
that the property was belatedly revealed as non-commercial, it could only mean
that even the
HLURB, and not just the local government of Cauayan erred when in
1996 it classified the property as commercial. Or, that between
1996 to 2002,
the property somehow was reclassified from commercial to agricultural. There is
neither evidence nor suggestion from
respondents that the latter circumstance
obtained.
Petitioners are also armed with six
certifications issued by the OMPDC for the consecutive years 1996 to 2001, all
of which certify
that the property is “classified as commercial area…in
conformity with the Land Use Plan of this municipality and does not in any
way
violate the existing Zoning Ordinance of Cauayan, Isabela.”[70] In addition, from 1997 to 2004, petitioners
paid real property taxes on the property based on the classification of the
property as
commercial, without any objections raised by respondents.[71]
These facts again tend to confirm that contrary to respondents’ assertions, the
property has long been classified as commercial.
Petitioners persuasively argue that
this consistent recognition by the local government of Cauayan of the
commercial character of
the property constitutes estoppel against respondents from
denying that fact before the courts. The lower courts had ruled that “the
government of
Estoppels against the public are
little favored. They should not be invoked except in a rare and unusual
circumstances, and may not
be invoked where they would operate to defeat the
effective operation of a policy adopted to protect the public. They must be
applied
with circumspection and should be applied only in those special cases
where the interests of justice clearly require it. Nevertheless,
the government
must not be allowed to deal dishonorably or capriciously with its citizens, and
must not play an ignoble part or do
a shabby thing; and subject to limitations
. . ., the doctrine of equitable estoppel may be invoked against public
authorities as
well as against private individuals.[74]
Thus,
when there is no convincing evidence to prove irregularity or negligence on the
part of the government official whose acts are
being disowned other than the
bare assertion on the part of the State, we have declined to apply State
immunity from estoppel.[75]
Herein, there is absolutely no evidence other than the bare assertions of the
respondents that the
The
RTC nonetheless asserted that the previous certifications, issued by Deputy
Zoning Administrator Romeo N. Perez (Perez), were
incorrect as “he had no
authority to make the conversion or reclassification of the land from
agricultural to commercial.”[76]
Yet contrary to the premise of the RTC, the certifications issued by Perez did
no such thing. Nowhere in the certifications did it
state that Perez was
exercising the power to reclassify the land from agricultural to commercial.
What Perez attested to in those
documents was that the property “is classified
as Commercial area,” “in conformity with the Land Use Plan of this municipality
and
does not in any way violate the existing Zoning Ordinance of Cauayan,
Isabela.” What these certifications confirm is that according
to the Land Use
Plan and existing zoning ordinances of Cauayan, the property in question is
commercial.
Compounding
its error, the RTC also stated that following Section 65[77]
of Rep. Act No. 6657, or the Comprehensive Agrarian Reform Law, “only the DAR,
upon proper application… can authorize the reclassification
or conversion of
the use of the land from agricultural to residential, commercial or industrial.”
The citation is misleading. Section
4 of the same law provides for the scope of
the agrarian reform program under the CARL as covering “all public and
private agricultural lands, as provided in Proclamation No. 131 and Executive
Order No. 229, including other lands
of the public domain suitable for
agriculture.”[78] Section 3(c) defines agricultural lands as “land devoted to
agricultural activity as defined in this Act and not classified as mineral,
forest, residential, commercial or industrial
land.”[79] Obviously,
if the property had already been classified as commercial land at the time of
the enactment of the CARL, it does not fall
within the class of agricultural
lands which may be subject of conversion under Section 65 of that law. Section
65, as relied upon
by the trial court, would have been of relevance only if it
had been demonstrated by respondents that the property was still classified
as
agricultural when the CARL was enacted.
It
is worth emphasizing that because the acts complained of the respondents led to
the closure of petitioners’ radio stations, at
the height of election season no
less, respondents actions warrant strict scrutiny from the courts, and there
can be no presumption
that their acts are constitutional or valid. In
discharging the burden of establishing the validity of their actions, it is
expected
that respondents, as a condition sine
qua non, present the legal basis for their claim that the property was not
zoned commercially – the proclaimed reason for the closure of
the radio
stations. The lower courts should have known better than to have swallowed
respondents’ unsubstantiated assertion hook,
line and sinker.
We
can also point out that aside from the evidence we have cited, petitioners’
contention that the property had been duly classified
for commercial use finds
corroboration from the Order dated
Official records examined by this Office indicate continued use of subject land for purposes other than agricultural since 1986. Back when Cauayan was still a municipality, the Office of the Planning and Development Coordinator documented subject land under a commercial classification. The Zoning Administrator deputized by the Housing and Land Use Regulatory Board certified in 1998 that subject land’s attribution to the Commercial Zone “is in conformity with the Land Use Plan of this municipality and does not in any way violate any existing Zoning Ordinance of Cauayan, Isabela” adding the stipulation that a 15 meter setback from the centerline of the National Road has to be observed.
If the area in which subject land is
found was already classified non-agricultural even before urban growth saw
Cauayan became a city
in 2001, assuming its reversion to the agricultural zone
now taxes logic. In any case, such a dubious assumption can find no support
in
any current land use plan for Cauayan approved by the National Economic
Development Authority.[80]
Petitioners’ citation of this Order
has been viciously attacked by respondents, with approval from the lower
courts. Yet their challenges
are quite off-base, and ultimately irrelevant.
The Order has been characterized by
respondents as a forgery, based on a certification issued by the Head of the
RCLUPPI Secretariat
that his office “has no official record nor case docketed
of the petition filed by CBS Development Corporation, represented by Charmy
Sabigan and the order issued bearing Docket No. ADM. Case No. A-02200A-07B-002
of the subject case, did not emanate from RCLUPPI
which has its own docketing
system to applications for conversion/exemption under DOJ Opinion No. 44,
Series of 1990.”[81] Respondents thus hint at a scenario where
petitioners scrambled to create the Order out of nowhere in order to comply
with the sought-after
requirements. However, an examination of the Order
reveals an explanation that attests to the veracity of the Order without
denigrating
from the truthfulness of the RCLUPPI certification.
The Order notes that the petition had
been filed by CDC with the DAR Region II “to, in effect, officially remove from
the agrarian
reform sub-zone, in particular, and the broad agricultural, in
general, Petitioner’s land holding embraced by Transfer Certificate
of Title
No. T-254786 which is located in [B]arangay Minante II of
Herein petition can go through the normal procedure and, after the submission of certain documentary supports that have to be gathered yet from various agencies, should be granted as a matter of course. However, a new dimension has been introduced when the unformalized conversion of the use of subject land from an agricultural to a non-agricultural mode has provided an excuse to some official quarters to disallow existing commercial operation, nay, the broadcast activities of Petitioner and, thus, perhaps threaten an essential freedom in our democratic setting, the liberty of mass media organizations to dispense legitimate information to the public unhampered by any extraneous obstacles. Hence, overarching public interest has made an official declaration of subject landholding’s removal from the agricultural zone most urgent and, thus immediate action on the case imperative.
To the extent that legitimate social interest are unnecessarily prejudiced otherwise, procedural rules laid down by Government must yield to the living reason and to common sense in the concrete world as long as the underlying principles of effective social-justice administration and good governance are not unduly sacrificed. Thus, it is incumbent upon the Department of Agrarian Reform, or DAR for brevity, to take into account in decision-making with respect to the case at hand more basic principles in order to uphold the cause of conscientious and timely public service.
Needless to say, this Office, given the latitude of discretion inherent to it, can simultaneously address the Petition and the procedural concerns collateral to it when subordinate offices tend to treat such concerns as factors complicating the essential question or questions and view the Petition as one that it is not amenable to ready problem-solving and immediate decision-making. To forestall a cycle of helpless inaction or indecisive actions on the part of the subordinate offices as customarily happens in cases of this nature, this Office shall proceed to treat the petition at hand as a matter of original jurisdiction in line with its order of Assumption of Direct Jurisdiction of 03 December 2001, a prior action taken, in general, by this Office over cases of Land-Tenure Improvement, Failure, Problematic Coverage, Land-Owners’ and Special Concerns, Other Potential Flash Points of Agrarian Conflict, and Long-Standing Problems Calling for Discretionary Decision Making.[83]
In so many words, DAR Region II Director
Aydinan manifested that he was assuming direct jurisdiction over the petition,
to the exclusion
of subordinate offices such as that which issued the
certification at the behest of the respondents, the RCLUPPI of the DAR Region
II Office. Thus, the RCLUPPI could have validly attested that “the subject case
did not emanate from the RCLUPPI which has its own
docketing system to
applications for conversion/exemption under DOJ Opinion No. 44, Series of
1990.” One could quibble over whether
Director Aydinan had authority to assume
direct jurisdiction over CDC’s petition to the exclusion of the RCLUPPI, but it
would not
detract from the apparent fact that the Director of the DAR Region II
Office did issue the challenged Order. Assuming that the Order
was issued
without or in excess of jurisdiction, it does not mean that the Order was
forged or spurious, it would mean that the Order
is void.
How necessary is it for us to delve
into the validity or efficacy of the Aydinan Order? Certainly, any conclusions
we draw from the
said Order are ultimately irrelevant to the resolution of
these petitions. The evidence is
compelling enough that the property had already been duly classified for
commercial use long before the Aydinan Order
was issued. Respondents, who had
the burden of proving that they were warranted in ordering the closure of the
radio stations, failed
to present any evidence to dispute the long-standing
commercial character of the property. The inevitable conclusion is that
respondents
very well knew that the property, was commercial in character, yet
still proceeded without valid reason and on false pretenses, to
refuse to issue
the mayor’s permit and subsequently close the radio stations. There is
circumstantial evidence that these actions
were animated by naked political
motive, by plain dislike by the
It is thus evident that respondents
had no valid cause at all to even require petitioners to secure “approved land
conversion papers
from the DAR showing that the property was converted from
prime agricultural land to commercial land.” That requirement, assuming
that it
can be demanded by a local government in the context of approving mayor’s
permits, should only obtain upon clear proof that
the property from where the
business would operate was classified as agricultural under the LGU’s land use
plan or zoning ordinances
and other relevant laws. No evidence to that effect
was presented by the respondents either to the petitioners, or to the courts.
V.
Having
established that respondents had violated petitioners’ legal and constitutional
rights, let us now turn to the appropriate
reliefs that should be granted.
At
the time petitioners filed their special civil action for mandamus on
recourse albeit one that remains
ancillary to the main action for mandamus.
We
had previously acknowledged that petitioners are entitled to a writ of
preliminary mandatory injunction that would have prevented
the closure of the
radio stations. In addition, we hold that the writ of mandamus lies. Mandamus
lies as the proper relief whenever
a public officer unlawfully neglects the
performance of an act which the law specifically enjoins as a duty resulting
from an office,
trust, or station, or unlawfully excludes another from the use
and enjoyment of a right or office to which such other is entitled,
and there
is no other plain, speedy and adequate remedy in the ordinary course of law.[84]
For the year 2004, petitioners had duly complied with the requirements for the
issuance of the same mayor’s permit they had obtained
without issue in years
prior. There was no basis for respondents to have withheld the zoning
clearances, and consequently the mayor’s
permit, thereby depriving petitioners
of the right to broadcast as certified by the Constitution and their particular
legislative
franchise.
We turn to the issue of damages. Petitioners
had sought to recover from respondents P8 Million in temperate damages, P1
Million in exemplary damages, and P1 Million in attorney’s fees. Given
respondents’ clear violation of petitioners’ constitutional guarantee of free
expression, the
right to damages from respondents is squarely assured by
Article 32 (2) of the Civil Code, which provides:
Art. 32. Any public officer or employee, or any private individual, who
directly or indirectly obstructs,
defeats, violates or in any manner impedes or impairs any of the following
rights and liberties of another person shall
be liable to the latter for
damages:
x x x x
(2) Freedom of
speech;
We noted in
Lim v. Ponce de Leon that “[p]ublic
officials in the past have abused their powers on the pretext of justifiable
motives or good faith in the performance
of their duties… [and] the object of [Article 32
of the Civil Code] is to put an end to official abuse by plea of the good faith.”[85]
The application of Article 32 not only serves as a measure of pecuniary
recovery to mitigate the injury to constitutional rights,
it likewise serves
notice to public officers and employees that any violation on their part of any
person’s guarantees under the
Bill of Rights will meet with final reckoning.
The present
prayer for temperate damages is premised on the existence of pecuniary injury
to petitioner due to the actions of respondents,
the amount of which
nevertheless being difficult to prove.[86]
Temperate damages avail when the court finds that some pecuniary loss has been
suffered but its amount can not, from the nature of
the case, be proved with
certainty.[87]
The existence of pecuniary injury at bar cannot be denied. Petitioners had no
way of knowing it when they filed their petition, but
the actions of
respondents led to the closure of their radio stations from June 2004 until
this Court issued a writ of preliminary
injunction in January 2006.[88]
The lost potential income during that one and a half year of closure can only
be presumed as substantial enough. Still, despite that
fact, possibly
unanticipated when the original amount for claimed temperate damages was
calculated, petitioners have maintained before
this Court the same amount, P8
Million, for temperate damages. We deem the amount of P4 Million “reasonable under the circumstances.”[89]
Exemplary
damages can be awarded herein, since temperate damages are available. Public
officers who violate the Constitution they
are sworn to uphold embody “a poison
of wickedness that may not run through the body politic.”[90] Respondents, by purposely denying the
commercial character of the property in order to deny petitioners’ the exercise
of their constitutional
rights and their business, manifested bad faith in a
wanton, fraudulent, oppressive and malevolent manner.[91]
The amount of exemplary damages need not be proved where it is shown that
plaintiff is entitled to temperate damages,[92]
and the sought for amount of P1 Million is more than appropriate. We
likewise deem the amount of P500
Thousand in attorney’s fees as suitable under the circumstances.
WHEREFORE,
the petitions are GRANTED. The assailed decisions of the Court of Appeals and
the Regional Trial Court of Cauayan City,
Branch 24, are hereby REVERSED and
SET ASIDE. The instant petition for mandamus is hereby GRANTED and respondents
are directed to
immediately issue petitioners’ zoning clearances and mayor’s
permits for 2004 to petitioners
Respondents
Caesar G. Dy, Felicisimo G. Meer, Bagnos Maximo, and Racma Fernandez-Garcia are
hereby ORDERED to pay petitioners JOINTLY
AND SEVERALLY the following amounts
in damages:
(1)
FOUR MILLION PESOS (P4,000,000.00) as
TEMPERATE DAMAGES[93];
(2)
ONE MILLION PESOS (P1,000,000.00) as
EXEMPLARY DAMAGES;
(3)
FIVE HUNDRED THOUSAND PESOS (P 500,000.00) as
ATTORNEY’S FEES.
Costs
against respondents.
SO ORDERED.
DANTE O. TINGA
Associate Justice
WE CONCUR:
LEONARDO A.
QUISUMBING
Associate
Justice
Chairman
CONCHITA CARPIO MORALES PRESBITERO
J. VELASCO, JR.
Associate
Justice Associate Justice
DIOSDADO M.
PERALTA
Associate Justice
ATTESTATION
I attest that the conclusions in the above
Decision had been reached in consultation before the case was assigned to the
writer of
the opinion of the Court’s Division.
LEONARDO A. QUISUMBING
Associate Justice
Chairman,
Second Division
CERTIFICATION
Pursuant to Section 13, Article VIII
of the Constitution, and the Division Chairman’s Attestation, it is hereby
certified that the
conclusions in the above Decision had been reached in
consultation before the case was assigned to the writer of the opinion of the
Court’s Division.
REYNATO S. PUNO
Chief
Justice
] [Hide Context] *Additional member as replacement of Justice Arturo D. Brion who is on official leave per Special Order No. 587.
[4]
[5]Decision penned by Court of Appeals Associate Justice F. Lampas Peralta and concurred in by Associate Justices E. Cruz and N. Pizarro.
[9]
[17]Supra
note 2. Docketed as Spl. Civil Action No. 19-124 with the
[22]Rollo (G.R. No. 179411), pp. 21-22.
[26]
[35]See TJ
Burgonio, “Isabela gov who ended a
dynasty wins RM prize,” Philippine Daily Inquirer (
[39]Social
Weather Stations, Inc. v. COMELEC, 409
Phil. 571, 585 (2001); citing New York Times v. United States, 403 U.S.
713, 714,
29 L. Ed. 2d 822
, 824 (1971).
[62]Angeles, Restatement of the Law on Local Governments (2005 ed.), at 124; citing 9 McQuillin, The Law of Municipal Corporations, § 26.01.10 (3rd ed.); In re Wan Yin, 22 F 701; Father Basil’s Lodge, Inc. v. Chicago, 393 Ill 246, 65 NE2d 805.
[73]
[75]PCGG v. Sandiganbayan, supra note 76.
[77]“ SECTION 65. Conversion of Lands. — After the lapse of five (5) years from its award, when the land ceases to be economically feasible and sound for agricultural purposes, or the locality has become urbanized and the land will have a greater economic value for residential, commercial or industrial purposes, the DAR, upon application of the beneficiary or the landowner, with due notice to the affected parties, and subject to existing laws, may authorize the reclassification or conversion of the land and its disposition: provided, that the beneficiary shall have fully paid his obligation.”
[81]See CA rollo (G.R. No. 170270), p. 234.
[85]160
Phil. 991, 1001 (1975). See also MHP Garments, Inc., v. Court of Appeals, G.R. No. 86720,
[88]According
to an article posted on the official website of Bombo Radyo, DZNC accordingly
resumed broadcast on
[90][Exemplary damages] are an antidote so that the poison of wickedness may not run through the body politic.” Octot v. Ybañez, etc., et al., 197 Phil. 76, 82 (1982).
[91]“[The award of exemplary damages] would be allowed only if the guilty party acted in a wanton, fraudulent, reckless, oppressive or malevolent manner.” Octot v. Ybañez, supra note 87, at 85; citing Ong Yiu v. CA, 91 SCRA 223.
] [Hide Context]
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